Cowen Prime Services LLC — Q2 2017 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDFS	Pdf Solutions INC	Stock-Other	8.47%	-11.54%	EXIT
2	DMRC	Digimarc Corporation	Stock-Other	6.54%	-1.45%	EXIT
3	NEO	Neogenomics INC	Stock-Healthcare	5.40%	-0.48%	EXIT
4	✓	Reis INC Com	Stock-Other	5.22%	—	+4.91%
5	EHTH	Ehealth INC	Stock-Other	5.07%	—	-4.86%
6	✓	Ari Network Services	Stock-Other	3.83%	—	-10.46%
7	QUOTUSD	Quotient Technology INC	Stock-Other	3.82%	-17.90%	EXIT
8	WIFI	Boingo Wireless INC	Stock-Other	2.92%	—	-13.28%
9	VG1EUR	Vonage Holdings CORP	Stock-Other	2.81%	-4.43%	EXIT
10	EXPE	Expedia Group INC	Stock-Consumer Disc	2.56%	—	-7.43%
11	DOW	Dow Chem Co	Stock-Materials	2.54%	—	+0.11%
12	PFE	Pfizer INC	Stock-Healthcare	2.42%	-1.00%	EXIT
13	✓	Luminex CORP	Stock-Other	2.36%	-2.19%	EXIT
14	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	2.29%	—	+0.20%
15	YUM	Yum! Brands INC	Stock-Consumer Disc	1.89%	—	+1.28%
16	LDOS	Leidos Holdings INC	Stock-Tech	1.88%	-0.60%	EXIT
17	CCI	Crown Castle INC	Stock-Real Estate	1.81%	-0.71%	EXIT
18	✓	Invuity INC	Stock-Other	1.57%	—	+37.34%
19	INOV	Inovalon Holdings INC - A	Stock-Other	1.56%	-6.21%	EXIT
20	ZTS	Zoetis INC	Stock-Healthcare	1.52%	—	+0.07%
21	BOC	Boston Omaha Corp-cl A	Stock-Other	1.45%	—	—
22	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.34%	-1.27%	EXIT
23	GHDX	Genomic Health INC	Stock-Other	1.33%	—	+324.09%
24	WEP	Magellan Midstream Partners	Stock-Other	1.14%	-0.57%	EXIT
25	✓	Forest City Realty Trust- A	Stock-Other	1.12%	—	+19.66%
26	✓	Sonus Networks INC	Stock-Other	1.11%	—	+128.19%
27	UPS	United Parcel Service-cl B	Stock-Industrials	1.09%	—	—
28	EXC	Exelon CORP	Stock-Utilities	1.09%	—	—
29	PTC	Ptc INC	Stock-Tech	1.05%	-0.82%	EXIT
30	JPM	Jpmorgan Chase & Co	Stock-Financials	1.04%	—	—
31	WY	Weyerhaeuser Co	Stock-Real Estate	1.03%	—	+4.78%
32	ABBV	Abbvie INC	Stock-Healthcare	0.98%	—	-3.62%
33	KKR	KKR & Co. Inc.	Stock-Financials	0.98%	—	—
34	KMI	Kinder Morgan INC	Stock-Energy	0.96%	—	-5.84%
35	EPD	Enterprise Products Partners	Stock-Energy	0.82%	-0.62%	EXIT
36	MRVL	Marvell Technology, Inc.	Stock-Tech	0.78%	—	-31.98%
37	BXUSD	Blackstone Group Lp/the	Stock-Other	0.73%	—	+400.00%
38	JNJ	Johnson & Johnson	Stock-Healthcare	0.71%	-1.14%	EXIT
39	MMM	3m Co	Stock-Industrials	0.68%	—	—
40	DDD	3d Systems CORP	Stock-Other	0.64%	-1.28%	EXIT
41	MSFT	Microsoft CORP	Stock-Tech	0.61%	-0.79%	EXIT
42	TACT	Transact Technologies INC	Stock-Other	0.60%	-1.04%	EXIT
43	ITIEUR	Iteris INC	Stock-Other	0.58%	-3.86%	EXIT
44	ADI	Analog Devices INC	Stock-Tech	0.57%	-0.54%	EXIT
45	EGOVEUR	Nic INC	Stock-Other	0.52%	—	-1.15%
46	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.52%	—	-1.19%
47	NEWMEUR	USA Today Co INC	Stock-Other	0.49%	—	+74.94%
48	CEVA	Ceva INC	Stock-Other	0.48%	-0.55%	EXIT
49	HLIT	Harmonic INC	Stock-Other	0.47%	-1.08%	EXIT
50	ARAY	Accuray INC	Stock-Other	0.41%	—	+1.17%

1–50 of 190

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DMRC	Digimarc Corporation	+1.3%	-6.85%	Trim
2	EHTH	Ehealth INC	+1.3%	-4.86%	Trim
3	QUOTUSD	Quotient Technology INC	+1.1%	+30.45%	Add
4	GHDX	Genomic Health INC	+1%	+324.09%	Add
5	✓	Sonus Networks INC	+0.6%	+128.19%	Add
6	BXUSD	Blackstone Group Lp/the	+0.6%	+400.00%	Add
7	NEO	Neogenomics INC	+0.6%	+10.12%	Add
8	✓	Reis INC Com	+0.5%	+4.91%	Add
9	✓	Ari Network Services	+0.3%	-10.46%	Trim
10	✓	Invuity INC	+0.2%	+37.34%	Add
11	✓	Forest City Realty Trust- A	+0.2%	+19.66%	Add
12	✓	Bovie Medical CORP	+0.2%	+205.27%	Add
13	NTNX	Nutanix INC - A	+0.2%	+393.75%	Add
14	LDOS	Leidos Holdings INC	+0.2%	+20.84%	Add
15	NEWMEUR	USA Today Co INC	+0.2%	+74.94%	Add
16	YUM	Yum! Brands INC	+0.1%	+1.28%	Add
17	ZTS	Zoetis INC	+0.1%	+0.07%	Add
18	APO	Apollo Global Management, Inc.	+0.1%	+400.00%	Add
19	CSLT1EUR	Castlight Health Inc-b	+0.1%	+61.88%	Add
20	NRC	Nrc Health	0%	—	Unchanged
21	DDD	3d Systems CORP	—	-11.10%	Trim
22	MMM	3m Co	0%	—	Unchanged
23	✓	Luminex CORP	0%	-4.25%	Trim
24	ABBV	Abbvie INC	0%	-3.62%	Trim
25	INOV	Inovalon Holdings INC - A	-0.1%	+3.54%	Add
26	ARLP	Alliance Resource Partners	-0.1%	-37.19%	Trim
27	EXPE	Expedia Group INC	-0.1%	-7.43%	Trim
28	VG1EUR	Vonage Holdings CORP	-0.1%	+5.18%	Add
29	NVEC	Nve CORP	-0.1%	-8.72%	Trim
30	CCI	Crown Castle INC	-0.1%	-0.08%	Trim
31	AEP	American Electric Power Company, Inc.	-0.1%	-1.19%	Trim
32	ADI	Analog Devices INC	-0.2%	-5.88%	Trim
33	TEVA	Teva Pharmaceutical-sp Adr	-0.2%	+0.20%	Add
34	WEP	Magellan Midstream Partners	-0.2%	—	Unchanged
35	PTC	Ptc INC	-0.3%	-13.53%	Trim
36	CEVA	Ceva INC	-0.3%	-48.11%	Trim
37	KMI	Kinder Morgan INC	-0.3%	-5.84%	Trim
38	PFE	Pfizer INC	-0.3%	—	Unchanged
39	MRVL	Marvell Technology, Inc.	-0.4%	-31.98%	Trim
40	PDFS	Pdf Solutions INC	-3.9%	+5.49%	Add
41	BOC	Boston Omaha Corp-cl A	—	NEW	New buy
42	✓	Exar CORP	—	EXIT	Sold out
43	ITIEUR	Iteris INC	—	NEW	New buy
44	CLDT	Chatham Lodging Trust	—	EXIT	Sold out
45	✓	Invensense INC	—	EXIT	Sold out
46	AABAUSD	Altaba INC	—	NEW	New buy
47	KMI 9.75 10-26-18 A	Kinder Morgan Inc/delawa	—	NEW	New buy
48	✓	Yahoo INC	—	EXIT	Sold out
49	GIG1EUR	Gigpeak INC	—	EXIT	Sold out
50	✓	Boardwalk Pipeline Partners	—	EXIT	Sold out