Cowen Prime Services LLC — Q1 2017 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDFS	Pdf Solutions INC	Stock-Other	12.33%	-11.54%	EXIT
2	DMRC	Digimarc Corporation	Stock-Other	5.27%	-1.45%	EXIT
3	NEO	Neogenomics INC	Stock-Healthcare	4.82%	-0.48%	EXIT
4	✓	Reis INC Com	Stock-Other	4.68%	—	+43.34%
5	EHTH	Ehealth INC	Stock-Other	3.81%	—	+1.42%
6	✓	Ari Network Services	Stock-Other	3.53%	—	-2.53%
7	WIFI	Boingo Wireless INC	Stock-Other	3.27%	—	-26.25%
8	VG1EUR	Vonage Holdings CORP	Stock-Other	2.88%	-4.43%	EXIT
9	DOW	Dow Chem Co	Stock-Materials	2.86%	—	-0.86%
10	PFE	Pfizer INC	Stock-Healthcare	2.75%	-1.00%	EXIT
11	QUOTUSD	Quotient Technology INC	Stock-Other	2.71%	-17.90%	EXIT
12	EXPE	Expedia Group INC	Stock-Consumer Disc	2.62%	—	+53706.67%
13	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	2.46%	—	+5.59%
14	✓	Luminex CORP	Stock-Other	2.39%	-2.19%	EXIT
15	CCI	Crown Castle INC	Stock-Real Estate	1.91%	-0.71%	EXIT
16	YUM	Yum! Brands INC	Stock-Consumer Disc	1.81%	—	+57.06%
17	LDOS	Leidos Holdings INC	Stock-Tech	1.72%	-0.60%	EXIT
18	INOV	Inovalon Holdings INC - A	Stock-Other	1.61%	-6.21%	EXIT
19	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.47%	-1.27%	EXIT
20	ZTS	Zoetis INC	Stock-Healthcare	1.45%	—	+27.15%
21	✓	Invuity INC	Stock-Other	1.40%	—	+10.67%
22	WEP	Magellan Midstream Partners	Stock-Other	1.38%	-0.57%	EXIT
23	PTC	Ptc INC	Stock-Tech	1.30%	-0.82%	EXIT
24	KMI	Kinder Morgan INC	Stock-Energy	1.29%	—	+1.10%
25	EXC	Exelon CORP	Stock-Utilities	1.21%	—	-2.02%
26	MRVL	Marvell Technology, Inc.	Stock-Tech	1.18%	—	-1.77%
27	UPS	United Parcel Service-cl B	Stock-Industrials	1.18%	—	+71.68%
28	JPM	Jpmorgan Chase & Co	Stock-Financials	1.12%	—	+4.43%
29	WY	Weyerhaeuser Co	Stock-Real Estate	1.11%	—	+76.11%
30	KKR	KKR & Co. Inc.	Stock-Financials	1.07%	—	+120.11%
31	ABBV	Abbvie INC	Stock-Healthcare	1.02%	—	-39.65%
32	✓	Forest City Realty Trust- A	Stock-Other	0.95%	—	—
33	EPD	Enterprise Products Partners	Stock-Energy	0.94%	-0.62%	EXIT
34	CEVA	Ceva INC	Stock-Other	0.80%	-0.55%	EXIT
35	✓	Exar CORP	Stock-Other	0.79%	—	-3.59%
36	JNJ	Johnson & Johnson	Stock-Healthcare	0.76%	-1.14%	EXIT
37	ADI	Analog Devices INC	Stock-Tech	0.72%	-0.54%	EXIT
38	MMM	3m Co	Stock-Industrials	0.70%	—	+4.67%
39	TACT	Transact Technologies INC	Stock-Other	0.68%	-1.04%	EXIT
40	MSFT	Microsoft CORP	Stock-Tech	0.65%	-0.79%	EXIT
41	DDD	3d Systems CORP	Stock-Other	0.64%	-1.28%	EXIT
42	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.64%	—	+12.31%
43	EGOVEUR	Nic INC	Stock-Other	0.63%	—	-3.18%
44	HLIT	Harmonic INC	Stock-Other	0.55%	-1.08%	EXIT
45	✓	Sonus Networks INC	Stock-Other	0.48%	—	+0.71%
46	ARAY	Accuray INC	Stock-Other	0.46%	—	+12.58%
47	CLDT	Chatham Lodging Trust	Stock-Other	0.38%	—	-10.87%
48	NVEC	Nve CORP	Stock-Other	0.34%	—	-3.60%
49	KOPN	Kopin CORP	Stock-Other	0.34%	-0.82%	EXIT
50	GHDX	Genomic Health INC	Stock-Other	0.34%	—	—

1–50 of 191

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EXPE	Expedia Group INC	+2.6%	+53706.67%	Add
2	QUOTUSD	Quotient Technology INC	+1%	+91.61%	Add
3	LDOS	Leidos Holdings INC	+0.9%	+107.35%	Add
4	KKR	KKR & Co. Inc.	+0.6%	+120.11%	Add
5	YUM	Yum! Brands INC	+0.6%	+57.06%	Add
6	WY	Weyerhaeuser Co	+0.5%	+76.11%	Add
7	✓	Invuity INC	+0.4%	+10.67%	Add
8	✓	Reis INC Com	+0.4%	+43.34%	Add
9	UPS	United Parcel Service-cl B	+0.4%	+71.68%	Add
10	NEO	Neogenomics INC	+0.4%	+23.42%	Add
11	EHTH	Ehealth INC	+0.3%	+1.42%	Add
12	CCI	Crown Castle INC	+0.3%	+15.17%	Add
13	ZTS	Zoetis INC	+0.3%	+27.15%	Add
14	HLIT	Harmonic INC	+0.2%	+20.95%	Add
15	DOW	Dow Chem Co	+0.1%	-0.86%	Trim
16	NEWMEUR	USA Today Co INC	+0.1%	+99.55%	Add
17	KOPN	Kopin CORP	+0.1%	+5.89%	Add
18	✓	Exar CORP	+0.1%	-3.59%	Trim
19	JNJ	Johnson & Johnson	+0.1%	+5.37%	Add
20	AEP	American Electric Power	+0.1%	+26.89%	Add
21	ADI	Analog Devices INC	+0.1%	—	Unchanged
22	MMM	3m Co	+0.1%	+4.67%	Add
23	MRVL	Marvell Technology, Inc.	0%	-1.77%	Trim
24	KMI	Kinder Morgan INC	0%	+1.10%	Add
25	SPH	Suburban Propane Partners LP	-0.1%	-36.97%	Trim
26	TACT	Transact Technologies INC	-0.1%	-28.34%	Trim
27	PDFS	Pdf Solutions INC	-0.2%	+3.27%	Add
28	ARLP	Alliance Resource Partners	-0.2%	-55.45%	Trim
29	EGOVEUR	Nic INC	-0.2%	-3.18%	Trim
30	PFE	Pfizer INC	-0.2%	-8.02%	Trim
31	TEVA	Teva Pharmaceutical-sp Adr	-0.3%	+5.59%	Add
32	✓	Luminex CORP	-0.4%	-1.37%	Trim
33	✓	Ari Network Services	-0.4%	-2.53%	Trim
34	ABBV	Abbvie INC	-0.7%	-39.65%	Trim
35	DMRC	Digimarc Corporation	-0.7%	+2.76%	Add
36	WIFI	Boingo Wireless INC	-1.1%	-26.25%	Trim
37	✓	Calpine CORP	—	EXIT	Sold out
38	✓	Lionbridge Technologies INC	—	EXIT	Sold out
39	INOV	Inovalon Holdings INC - A	—	NEW	New buy
40	KHC	Kraft Heinz Co/the	—	EXIT	Sold out
41	BCOREUR	Blucora INC	—	EXIT	Sold out
42	✓	Forest City Realty Trust- A	—	NEW	New buy
43	YUMC	Yum China Holdings INC	—	EXIT	Sold out
44	GHDX	Genomic Health INC	—	NEW	New buy
45	✓	Hortonworks, Inc.	—	EXIT	Sold out
46	✓	Shoretel INC	—	EXIT	Sold out
47	CSLT1EUR	Castlight Health Inc-b	—	NEW	New buy
48	NSC	Norfolk Southern CORP	—	NEW	New buy
49	WEC	Wec Energy Group INC	—	NEW	New buy
50	MKL	Markel Group INC	—	NEW	New buy