Cowen Prime Services LLC — Q2 2014 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

Showing top 200 holdings (of 274 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDFS	Pdf Solutions INC	Stock-Other	12.84%	-11.54%	EXIT
2	DMRC	Digimarc Corporation	Stock-Other	12.14%	-1.45%	EXIT
3	✓	Lionbridge Technologies INC	Stock-Other	7.75%	—	-4.24%
4	✓	Reis INC Com	Stock-Other	5.79%	—	+11.03%
5	PRGX	Prgx Global INC	Stock-Other	5.39%	—	+4.81%
6	✓	Senomyx INC	Stock-Other	4.65%	—	+34.86%
7	WIFI	Boingo Wireless INC	Stock-Other	4.34%	—	+28.25%
8	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	2.85%	—	-0.21%
9	TACT	Transact Technologies INC	Stock-Other	2.82%	-1.04%	EXIT
10	PFE	Pfizer INC	Stock-Healthcare	2.63%	-1.00%	EXIT
11	VTS	Vitesse Energy, Inc.	Stock-Other	2.14%	—	+34.41%
12	KMI	Kinder Morgan INC	Stock-Energy	2.08%	—	+10.45%
13	WMB	Williams Cos INC	Stock-Energy	1.89%	—	-30.69%
14	KHC	The Kraft Heinz Company	Stock-Consumer Staples	1.89%	—	-5.30%
15	CLDT	Chatham Lodging Trust	Stock-Other	1.71%	—	-2.92%
16	VZ	Verizon Communications INC	Stock-Comm Services	1.66%	—	+639.92%
17	✓	Luminex CORP	Stock-Other	1.45%	-2.19%	EXIT
18	PLMKW	Plum Acquisition Corp. IV	Stock-Other	1.45%	—	-0.62%
19	PDM	Piedmont Realty Trust, Inc.	Stock-Other	1.32%	—	—
20	DDD	3d Systems CORP	Stock-Other	1.22%	-1.28%	EXIT
21	ARCC	Ares Capital CORP	Stock-Financials	1.04%	—	+67.46%
22	PTC	Ptc INC	Stock-Tech	0.96%	-0.82%	EXIT
23	JNJ	Johnson & Johnson	Stock-Healthcare	0.71%	-1.14%	EXIT
24	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.68%	—	—
25	XOM	Exxon Mobil CORP	Stock-Energy	0.50%	—	-1.63%
26	AMD	Advanced Micro Devices, Inc.	Stock-Tech	0.47%	—	—
27	✓	Questcor Pharmaceuticals INC Com	Stock-Other	0.47%	—	—
28	✓	Sonus Networks INC	Stock-Other	0.45%	—	+11.97%
29	✓	Energy Xxi (bermuda) LTD	Stock-Other	0.44%	—	+97.11%
30	✓	Hillshire Brands Co	Stock-Other	0.44%	—	—
31	EGOVEUR	Nic INC	Stock-Other	0.44%	—	—
32	✓	Protective Life CORP Com	Stock-Other	0.44%	—	—
33	PNW	Pinnacle West Capital Corporation	Stock-Utilities	0.41%	—	—
34	AON	Aon plc	Stock-Financials	0.41%	—	-61.72%
35	✓		Stock-Other	0.40%	—	—
36	✓		Stock-Other	0.38%	—	+1447.09%
37	CEVA	Ceva INC	Stock-Other	0.36%	-0.55%	EXIT
38	✓	Time Warner Cable INC	Stock-Other	0.32%	—	—
39	PPG	Ppg Industries INC	Stock-Materials	0.32%	—	—
40	✓	Exar CORP	Stock-Other	0.30%	—	+39.51%
41	✓	Nordion INC	Stock-Other	0.28%	—	+183.00%
42	✓		Stock-Other	0.27%	—	—
43	HCA	Hca Healthcare INC	Stock-Healthcare	0.27%	—	-25.00%
44	✓	Brocade Communications Sys I	Stock-Other	0.26%	—	—
45	✓	Dts INC Com	Stock-Other	0.26%	—	+19.93%
46	DUK	Duke Energy CORP	Stock-Utilities	0.23%	—	—
47	MSFT	Microsoft CORP	Stock-Tech	0.21%	-0.79%	EXIT
48	✓	Chindex International INC	Stock-Other	0.21%	—	—
49	CELG	Celgene CORP	Stock-Other	0.20%	—	+126.42%
50	DOW	Dow Chem Co	Stock-Materials	0.20%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PDFS	Pdf Solutions INC	+2.6%	+3.16%	Add
2	✓	Reis INC Com	+1.5%	+11.03%	Add
3	VZ	Verizon Communications INC	+1.5%	+639.92%	Add
4	WIFI	Boingo Wireless INC	+1.1%	+28.25%	Add
5	DMRC	Digimarc Corporation	+0.9%	+0.01%	Add
6	✓	Senomyx INC	+0.6%	+34.86%	Add
7	KMI	Kinder Morgan INC	+0.5%	+10.45%	Add
8	ARCC	Ares Capital CORP	+0.5%	+67.46%	Add
9	✓		+0.4%	+1447.09%	Add
10	VTS	Vitesse Energy, Inc.	+0.3%	+34.41%	Add
11	✓	Energy Xxi (bermuda) LTD	+0.2%	+97.11%	Add
12	✓	Nordion INC	+0.2%	+183.00%	Add
13	✓	Luminex CORP	+0.2%	+13.53%	Add
14	ANRZQEUR	Alpha Natural Resources INC	+0.1%	+7000000.00%	Add
15	PRGX	Prgx Global INC	0%	+4.81%	Add
16	EGOVEUR	Nic INC	-0.1%	—	Unchanged
17	BRK-B	Berkshire Hathaway Inc-cl B	-0.1%	-54.25%	Trim
18	PFE	Pfizer INC	-0.1%	-0.02%	Trim
19	NEM	Newmont CORP	-0.3%	-80.44%	Trim
20	SMHC	VanEck China Semiconductor ETF	-0.4%	-77.98%	Trim
21	ADI	Analog Devices INC	-0.4%	-83.27%	Trim
22	TACT	Transact Technologies INC	-0.5%	-9.40%	Trim
23	AON	Aon plc	-0.6%	-61.72%	Trim
24	✓	Lionbridge Technologies INC	-1.1%	-4.24%	Trim
25	✓	Actuate CORP	-5%	-95.63%	Trim
26	APO	Apollo Global Management, Inc.	—	EXIT	Sold out
27	✓	Accelrys INC	—	EXIT	Sold out
28	AEP	American Electric Power	—	EXIT	Sold out
29	✓	Jos A Bank Clothiers INC	—	EXIT	Sold out
30	✓	Questcor Pharmaceuticals INC Com	—	NEW	New buy
31	✓	Hillshire Brands Co	—	NEW	New buy
32	✓	Protective Life CORP Com	—	NEW	New buy
33	PNW	Pinnacle West Capital Corporation	—	NEW	New buy
34	✓	Lsi Corporation	—	EXIT	Sold out
35	✓	Jones Group INC	—	EXIT	Sold out
36	BEAM	Beam Therapeutics Inc.	—	EXIT	Sold out
37	KKR	KKR & Co. Inc.	—	EXIT	Sold out
38	AVY	Avery Dennison CORP	—	EXIT	Sold out
39	✓		—	NEW	New buy
40	✓	Hi-tech Pharmacal Co INC	—	EXIT	Sold out
41	✓	Chindex International INC	—	NEW	New buy
42	✓	Pactera Technology International	—	EXIT	Sold out
43	✓	Walter Energy Inc	—	NEW	New buy
44	AXP	American Express Company	—	NEW	New buy
45	IBM	Intl Business Machines CORP	—	NEW	New buy
46	REGN	Regeneron Pharmaceuticals	—	EXIT	Sold out
47	STRL	Sterling Infrastructure, Inc.	—	EXIT	Sold out
48	✓	Atmi INC Com	—	EXIT	Sold out
49	✓	Capitalsource INC	—	EXIT	Sold out
50	KKR	KKR & Co. Inc.	—	NEW	New buy