Cowen Prime Services LLC — Q1 2014 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

Showing top 200 holdings (of 293 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DMRC	Digimarc Corporation	Stock-Other	11.28%	-1.45%	EXIT
2	PDFS	Pdf Solutions INC	Stock-Other	10.28%	-11.54%	EXIT
3	✓	Lionbridge Technologies INC	Stock-Other	8.82%	—	-1.28%
4	PRGX	Prgx Global INC	Stock-Other	5.38%	—	+17.02%
5	✓	Actuate CORP	Stock-Other	5.16%	—	+38.53%
6	✓	Reis INC Com	Stock-Other	4.31%	—	+11.78%
7	✓	Senomyx INC	Stock-Other	4.10%	—	+12.43%
8	TACT	Transact Technologies INC	Stock-Other	3.32%	-1.04%	EXIT
9	WIFI	Boingo Wireless INC	Stock-Other	3.24%	—	+26.79%
10	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	2.77%	—	+34.27%
11	PFE	Pfizer INC	Stock-Healthcare	2.75%	-1.00%	EXIT
12	VTS	Vitesse Energy, Inc.	Stock-Other	1.87%	—	+9.74%
13	WMB	Williams Cos INC	Stock-Energy	1.84%	—	-13.27%
14	APO	Apollo Global Management, Inc.	Stock-Financials	1.81%	—	-6.71%
15	KHC	The Kraft Heinz Company	Stock-Consumer Staples	1.80%	—	-0.00%
16	KMI	Kinder Morgan INC	Stock-Energy	1.62%	—	—
17	CLDT	Chatham Lodging Trust	Stock-Other	1.57%	—	-4.44%
18	PDM	Piedmont Realty Trust, Inc.	Stock-Other	1.34%	—	—
19	PLMKW	Plum Acquisition Corp. IV	Stock-Other	1.31%	—	-26.92%
20	✓	Luminex CORP	Stock-Other	1.30%	-2.19%	EXIT
21	DDD	3d Systems CORP	Stock-Other	1.17%	-1.28%	EXIT
22	AON	Aon plc	Stock-Financials	0.97%	—	+5.94%
23	✓	Accelrys INC	Stock-Other	0.96%	—	-67.01%
24	PTC	Ptc INC	Stock-Tech	0.84%	-0.82%	EXIT
25	JNJ	Johnson & Johnson	Stock-Healthcare	0.66%	-1.14%	EXIT
26	AEP	American Electric Power	Stock-Utilities	0.65%	—	-29.11%
27	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.65%	—	-42.74%
28	ARCC	Ares Capital CORP	Stock-Financials	0.59%	—	—
29	EGOVEUR	Nic INC	Stock-Other	0.51%	—	—
30	✓	Jos A Bank Clothiers INC	Stock-Other	0.51%	—	—
31	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.49%	—	+476.89%
32	XOM	Exxon Mobil CORP	Stock-Energy	0.48%	—	-4.54%
33	ADI	Analog Devices INC	Stock-Tech	0.45%	-0.54%	EXIT
34	AMD	Advanced Micro Devices, Inc.	Stock-Tech	0.42%	—	—
35	✓	Lsi Corporation	Stock-Other	0.38%	—	—
36	✓	Sonus Networks INC	Stock-Other	0.36%	—	+5.61%
37	CEVA	Ceva INC	Stock-Other	0.36%	-0.55%	EXIT
38	✓		Stock-Other	0.36%	—	—
39	✓	Jones Group INC	Stock-Other	0.33%	—	—
40	NEM	Newmont CORP	Stock-Materials	0.32%	—	+31.52%
41	BEAM	Beam Therapeutics Inc.	Stock-Other	0.32%	—	—
42	HCA	Hca Healthcare INC	Stock-Healthcare	0.32%	—	+92.77%
43	KKR	KKR & Co. Inc.	Stock-Financials	0.32%	—	—
44	✓	Brocade Communications Sys I	Stock-Other	0.29%	—	—
45	✓	Time Warner Cable INC	Stock-Other	0.29%	—	—
46	PPG	Ppg Industries INC	Stock-Materials	0.29%	—	—
47	AVY	Avery Dennison CORP	Stock-Consumer Disc	0.28%	—	-26.73%
48	✓	Hi-tech Pharmacal Co INC	Stock-Other	0.24%	—	—
49	✓	Dts INC Com	Stock-Other	0.22%	—	+5.71%
50	✓	Exar CORP	Stock-Other	0.22%	—	+65.20%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DMRC	Digimarc Corporation	+4.4%	+1.79%	Add
2	✓	Senomyx INC	+2.3%	+12.43%	Add
3	TEVA	Teva Pharmaceutical-sp Adr	+1.2%	+34.27%	Add
4	PRGX	Prgx Global INC	+0.9%	+17.02%	Add
5	WIFI	Boingo Wireless INC	+0.8%	+26.79%	Add
6	✓	Lionbridge Technologies INC	+0.8%	-1.28%	Trim
7	VTS	Vitesse Energy, Inc.	+0.7%	+9.74%	Add
8	SMHC	VanEck China Semiconductor ETF	+0.4%	+476.89%	Add
9	✓	Actuate CORP	+0.3%	+38.53%	Add
10	AMD	Advanced Micro Devices, Inc.	+0.2%	—	Unchanged
11	HCA	Hca Healthcare INC	+0.2%	+92.77%	Add
12	✓	Reis INC Com	+0.1%	+11.78%	Add
13	SIRIEUR	Sirius Xm Holdings INC	+0.1%	+43032.79%	Add
14	PFE	Pfizer INC	+0.1%	+0.43%	Add
15	APO	Apollo Global Management, Inc.	-0.2%	-6.71%	Trim
16	EGOVEUR	Nic INC	-0.2%	—	Unchanged
17	AEP	American Electric Power	-0.2%	-29.11%	Trim
18	WMB	Williams Cos INC	-0.2%	-13.27%	Trim
19	TACT	Transact Technologies INC	-0.5%	-3.39%	Trim
20	EPD	Enterprise Products Partners	-0.5%	-94.34%	Trim
21	AEP	American Electric Power Company, Inc.	-0.6%	-42.74%	Trim
22	PLMKW	Plum Acquisition Corp. IV	-0.7%	-26.92%	Trim
23	DDD	3d Systems CORP	-0.9%	-7.59%	Trim
24	✓	Accelrys INC	-1.3%	-67.01%	Trim
25	PDFS	Pdf Solutions INC	-6.3%	-10.92%	Trim
26	KMI	Kinder Morgan INC	—	NEW	New buy
27	BG	Bunge Global SA	—	EXIT	Sold out
28	ARCC	Ares Capital CORP	—	NEW	New buy
29	✓	Viropharma INC	—	EXIT	Sold out
30	✓		—	EXIT	Sold out
31	✓	Jos A Bank Clothiers INC	—	NEW	New buy
32	LYB	LyondellBasell Industries N.V.	—	EXIT	Sold out
33	CVX	Chevron CORP	—	EXIT	Sold out
34	✓	Given Imaging	—	EXIT	Sold out
35	✓		—	NEW	New buy
36	✓	Jones Engy Inc A CS USD0.001	—	EXIT	Sold out
37	BEAM	Beam Therapeutics Inc.	—	NEW	New buy
38	✓	Pvr Partners L P	—	EXIT	Sold out
39	✓	Anaren INC	—	EXIT	Sold out
40	VOD	Vodafone Group Public Limited Company	—	EXIT	Sold out
41	XGDVX	Gabelli Dividend & Income Tr	—	EXIT	Sold out
42	✓	Safeway INC	—	NEW	New buy
43	✓	Virginia Comm Bancorp INC	—	EXIT	Sold out
44	✓	Asiainfo-linkage INC	—	EXIT	Sold out
45	✓	Cole Real Estate Investments	—	EXIT	Sold out
46	XSCDX	Lmp Capital And Income Fund	—	EXIT	Sold out
47	WM	Waste Management INC	—	EXIT	Sold out
48	VOD	Vodafone Group Plc-sp Adr	—	NEW	New buy
49	LIN	Linde plc	—	NEW	New buy
50	✓	Atmi INC Com	—	NEW	New buy