Cowen Prime Services LLC — Q3 2013 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

Showing top 200 holdings (of 285 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDFS	Pdf Solutions INC	Stock-Other	20.76%	-11.54%	EXIT
2	DMRC	Digimarc Corporation	Stock-Other	6.90%	-1.45%	EXIT
3	✓	Lionbridge Technologies INC	Stock-Other	4.79%	—	+5.67%
4	TACT	Transact Technologies INC	Stock-Other	4.04%	-1.04%	EXIT
5	PRGX	Prgx Global INC	Stock-Other	3.57%	—	+1.86%
6	✓	Accelrys INC	Stock-Other	3.31%	—	-33.66%
7	✓	Actuate CORP	Stock-Other	3.05%	—	+137.10%
8	✓	Reis INC Com	Stock-Other	2.96%	—	+16.14%
9	PFE	Pfizer INC	Stock-Healthcare	2.52%	-1.00%	EXIT
10	✓	Official Pmts Hldgs INC	Stock-Other	2.20%	—	+19.72%
11	DDD	3d Systems CORP	Stock-Other	2.00%	-1.28%	EXIT
12	APO	Apollo Global Management, Inc.	Stock-Financials	1.87%	—	+7.02%
13	PLMKW	Plum Acquisition Corp. IV	Stock-Other	1.75%	—	+1.19%
14	KHC	The Kraft Heinz Company	Stock-Consumer Staples	1.74%	—	+0.08%
15	WMB	Williams Cos INC	Stock-Energy	1.52%	—	—
16	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	1.50%	—	+2.12%
17	DOC	Healthpeak Properties, Inc.	Stock-Real Estate	1.34%	—	+4.76%
18	CLDT	Chatham Lodging Trust	Stock-Other	1.30%	—	+127.16%
19	✓	Luminex CORP	Stock-Other	1.26%	-2.19%	EXIT
20	PDM	Piedmont Realty Trust, Inc.	Stock-Other	1.22%	—	-1.22%
21	WIFI	Boingo Wireless INC	Stock-Other	1.18%	—	—
22	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.11%	—	—
23	✓	Senomyx INC	Stock-Other	1.08%	—	+0.97%
24	LYB	LyondellBasell Industries N.V.	Stock-Materials	0.91%	—	-0.62%
25	✓	Boardwalk Pipeline Partners	Stock-Other	0.83%	—	+4.34%
26	AEP	American Electric Power	Stock-Utilities	0.81%	—	—
27	AON	Aon plc	Stock-Financials	0.75%	—	+46.59%
28	PTC	Ptc INC	Stock-Tech	0.70%	-0.82%	EXIT
29	EGOVEUR	Nic INC	Stock-Other	0.66%	—	-7.25%
30	BG	Bunge Global SA	Stock-Consumer Staples	0.64%	—	+43200.00%
31	VTS	Vitesse Energy, Inc.	Stock-Other	0.64%	—	+349.17%
32	WM	Waste Management INC	Stock-Industrials	0.63%	—	-4.39%
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.59%	-1.14%	EXIT
34	NEM	Newmont CORP	Stock-Materials	0.56%	—	-59.32%
35	✓		Stock-Other	0.56%	—	—
36	EPD	Enterprise Products Partners	Stock-Energy	0.51%	-0.62%	EXIT
37	✓	Molex INC	Stock-Other	0.48%	—	—
38	XOM	Exxon Mobil CORP	Stock-Energy	0.46%	—	+3.83%
39	CVX	Chevron CORP	Stock-Energy	0.45%	—	—
40	AVY	Avery Dennison CORP	Stock-Consumer Disc	0.41%	—	—
41	ADI	Analog Devices INC	Stock-Tech	0.39%	-0.54%	EXIT
42	✓	Onyx Pharmaceuticals INC	Stock-Other	0.39%	—	+14.29%
43	✓	Rue21 INC Com	Stock-Other	0.39%	—	+32.31%
44	✓	Caplease INC	Stock-Other	0.37%	—	+217.48%
45	✓	Sonus Networks INC	Stock-Other	0.35%	—	—
46	✓	Harris Teeter Supermarkets INC Com	Stock-Other	0.34%	—	—
47	✓	Mako Surgical CORP	Stock-Other	0.32%	—	—
48	WBD	Warner Bros. Discovery, Inc.	Stock-Comm Services	0.30%	—	—
49	✓	Maidenform Brands INC Com	Stock-Other	0.28%	—	—
50	ELAN	Elanco Animal Health Incorporated	Stock-Healthcare	0.27%	—	+123.70%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Actuate CORP	+1.8%	+137.10%	Add
2	TACT	Transact Technologies INC	+1.1%	-9.08%	Trim
3	✓	Lionbridge Technologies INC	+0.9%	+5.67%	Add
4	CLDT	Chatham Lodging Trust	+0.7%	+127.16%	Add
5	BG	Bunge Global SA	+0.6%	+43200.00%	Add
6	✓	Official Pmts Hldgs INC	+0.6%	+19.72%	Add
7	VTS	Vitesse Energy, Inc.	+0.5%	+349.17%	Add
8	✓	Senomyx INC	+0.4%	+0.97%	Add
9	APO	Apollo Global Management, Inc.	+0.3%	+7.02%	Add
10	PRGX	Prgx Global INC	+0.3%	+1.86%	Add
11	AON	Aon plc	+0.3%	+46.59%	Add
12	✓	Caplease INC	+0.3%	+217.48%	Add
13	✓	Halcon Res CORP	+0.2%	+3429.41%	Add
14	DDD	3d Systems CORP	+0.2%	-2.46%	Trim
15	✓	Encana CORP	+0.2%	+966.59%	Add
16	ELAN	Elanco Animal Health Incorporated	+0.2%	+123.70%	Add
17	EGOVEUR	Nic INC	+0.1%	-7.25%	Trim
18	PDM	Piedmont Realty Trust, Inc.	+0.1%	-1.22%	Trim
19	✓	Reis INC Com	0%	+16.14%	Add
20	✓	Triangle Pete CORP	-0.1%	-78.74%	Trim
21	✓	Colonial Pptys Tr Sbi	-0.2%	-83.33%	Trim
22	✓	Williams Clayton Energy INC	-0.2%	-93.65%	Trim
23	✓	Penn Virginia CORP	-0.3%	-99.81%	Trim
24	DMRC	Digimarc Corporation	-0.3%	+5.98%	Add
25	NEM	Newmont CORP	-1%	-59.32%	Trim
26	✓	Accelrys INC	-1.3%	-33.66%	Trim
27	VOD	Vodafone Group Public Limited Company	-2.1%	-91.27%	Trim
28	PDFS	Pdf Solutions INC	-3.7%	-21.23%	Trim
29	WMB	Williams Cos INC	—	NEW	New buy
30	WIFI	Boingo Wireless INC	—	NEW	New buy
31	✓	Bmc Software INC	—	EXIT	Sold out
32	CTB	Cooper Tire & Rubber	—	EXIT	Sold out
33	✓	Molex INC	—	NEW	New buy
34	✓	Gardner Denver INC	—	EXIT	Sold out
35	✓	National Finl Partners CORP Com	—	EXIT	Sold out
36	SFD	Smithfield Foods, Inc.	—	EXIT	Sold out
37	✓	Harris Teeter Supermarkets INC Com	—	NEW	New buy
38	✓	Mako Surgical CORP	—	NEW	New buy
39	✓	Maidenform Brands INC Com	—	NEW	New buy
40	✓	National Technical System In	—	NEW	New buy
41	✓	Ameristar Casinos INC	—	EXIT	Sold out
42	✓	Arbitron INC Com	—	EXIT	Sold out
43	✓	Alcon INC F	—	EXIT	Sold out
44	✓	Sourcefire INC	—	NEW	New buy
45	✓	Belo CORP	—	NEW	New buy
46	✓	Saks INC	—	NEW	New buy
47	✓	Shfl Entmt INC Com	—	NEW	New buy
48	BTZ	Blackrock Credit Allocation	—	EXIT	Sold out
49	ELD	Wisdomtree Emrg Mkts Debt	—	EXIT	Sold out
50	NIE	Virtus Equity & Convertible Income Fund	—	EXIT	Sold out