Cetera Investment Advisers — Q3 2016 13F Holdings

Name: Cetera Investment Advisers — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001666741

Total reported value

$94.0B

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Full holdings list this quarter

Showing top 200 holdings (of 278 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VUG	Vanguard Growth ETF	ETF-Other	3.05%	—	+1.56%
2	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.68%	—	+6.42%
3	IWF	Ishares Russell 1000 Growth	ETF-Other	2.36%	-0.10%	+24.46%
4	AAPL	Apple INC	Stock-Tech	2.00%	-0.16%	-22.30%
5	VTV	Vanguard Value ETF	ETF-Other	1.86%	+0.07%	+6.73%
6	T	At&t INC	Stock-Comm Services	1.61%	—	-24.28%
7	MUB	Ishares National Muni Bond E	ETF-Other	1.52%	+0.03%	+146.37%
8	IWD	Ishares Russell 1000 Value E	ETF-Other	1.49%	—	-0.55%
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.45%	-0.11%	-45.71%
10	VO	Vanguard Mid-cap ETF	ETF-Other	1.43%	—	+8.49%
11	IGE	Ishares North American Natur	ETF-Other	1.41%	—	+1.21%
12	UPS	United Parcel Service-cl B	Stock-Industrials	1.41%	—	-2.23%
13	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	1.36%	+0.06%	+9.89%
14	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.32%	—	-18.27%
15	VNQ	Vanguard Real Estate ETF	ETF-Other	1.24%	—	+5.51%
16	VB	Vanguard Small-cap ETF	ETF-Other	1.20%	—	+3.35%
17	JNJ	Johnson & Johnson	Stock-Healthcare	1.19%	+0.04%	-25.51%
18	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.13%	—	+168.56%
19	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	1.11%	—	-2.04%
20	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	1.10%	—	+0.25%
21	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.01%	—	-9.74%
22	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.99%	—	-20.55%
23	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.99%	—	+388.02%
24	XOM	Exxon Mobil CORP	Stock-Energy	0.97%	+0.12%	-26.38%
25	EFA	Ishares Msci Eafe ETF	ETF-Other	0.88%	—	-1.43%
26	CVX	Chevron CORP	Stock-Energy	0.87%	+0.07%	-14.16%
27	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.86%	—	-13.21%
28	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.86%	—	+495.86%
29	GLD	Spdr Gold Shares	ETF-Commodities	0.86%	—	+373.16%
30	META	Meta Platforms Inc-class A	Stock-Comm Services	0.86%	-0.08%	-14.08%
31	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.84%	—	+67.44%
32	PFF	Ishares Preferred & Income S	ETF-Other	0.82%	—	+1.31%
33	VZ	Verizon Communications INC	Stock-Comm Services	0.81%	—	-4.94%
34	IWP	Ishares Russell Mid-cap Grow	ETF-Other	0.80%	—	—
35	BA	Boeing Co/the	Stock-Industrials	0.80%	—	-3.26%
36	DIS	Walt Disney Co/the	Stock-Comm Services	0.76%	—	-16.52%
37	FVD	First Trust Value Line Dvd	ETF-Other	0.76%	—	+39.99%
38	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.75%	—	-0.65%
39	INTC	Intel CORP	Stock-Tech	0.72%	—	-23.04%
40	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.72%	—	-29.66%
41	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	0.71%	—	+41.76%
42	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.70%	—	+10.17%
43	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.65%	—	—
44	PTY	Pimco Corporate & Income Opp	Stock-Other	0.64%	—	+14.39%
45	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.63%	—	+63.04%
46	GNL	Global Net Lease, Inc.	Stock-Real Estate	0.63%	—	+21.77%
47	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.61%	—	+2.85%
48	JPM	Jpmorgan Chase & Co	Stock-Financials	0.59%	—	-19.09%
49	MSFT	Microsoft CORP	Stock-Tech	0.57%	-0.33%	-39.30%
50	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.55%	—	-1.09%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Cetera Investment Advisers for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MUB	Ishares National Muni Bond E	+1%	+146.37%	Add
2	IJR	Ishares Core S&p Small-cap E	+0.8%	+388.02%	Add
3	SMHC	VanEck China Semiconductor ETF	+0.8%	+168.56%	Add
4	EEM	Ishares Msci Emerging Market	+0.7%	+495.86%	Add
5	GLD	Spdr Gold Shares	+0.7%	+373.16%	Add
6	IWF	Ishares Russell 1000 Growth	+0.7%	+24.46%	Add
7	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.4%	+67.44%	Add
8	IJH	Ishares Core S&p Midcap ETF	+0.3%	+63.04%	Add
9	FVD	First Trust Value Line Dvd	+0.3%	+39.99%	Add
10	SCHZ	Schwab US Aggregate Bond ETF	+0.3%	+41.76%	Add
11	FEX	First Trust Large Cap Core A	-0.1%	-20.55%	Trim
12	VTI	Vanguard Total Stock Mkt ETF	-0.2%	-29.66%	Trim
13	PEP	Pepsico INC	-0.2%	-50.05%	Trim
14	COP	Conocophillips	-0.2%	-46.38%	Trim
15	VDE	Vanguard Energy ETF	-0.2%	-46.31%	Trim
16	MSFT	Microsoft CORP	-0.2%	-39.30%	Trim
17	MRK	Merck & Co. INC.	-0.2%	-48.98%	Trim
18	HDV	Ishares Core High Dividend E	-0.2%	-56.25%	Trim
19	AMGN	Amgen INC	-0.2%	-69.58%	Trim
20	MDLZ	Mondelez International Inc-a	-0.2%	-66.63%	Trim
21	F	Ford Motor Co	-0.2%	-36.37%	Trim
22	GILD	Gilead Sciences INC	-0.2%	-58.01%	Trim
23	DUK	Duke Energy CORP	-0.2%	-68.16%	Trim
24	CELG	Celgene CORP	-0.2%	-76.09%	Trim
25	AEP	American Electric Power Company, Inc.	-0.2%	-18.27%	Trim
26	PFE	Pfizer INC	-0.3%	-41.60%	Trim
27	PG	Procter & Gamble Co/the	-0.3%	-44.39%	Trim
28	BMY	Bristol-myers Squibb Co	-0.3%	-35.49%	Trim
29	MCD	Mcdonald's CORP	-0.3%	-59.49%	Trim
30	JNJ	Johnson & Johnson	-0.3%	-25.51%	Trim
31	XOM	Exxon Mobil CORP	-0.3%	-26.38%	Trim
32	CSCO	Cisco Systems INC	-0.3%	-65.25%	Trim
33	PM	Philip Morris International	-0.3%	-49.44%	Trim
34	KMB	Kimberly-clark CORP	-0.4%	-68.87%	Trim
35	NKE	Nike INC -cl B	-0.4%	-70.12%	Trim
36	T	At&t INC	-0.5%	-24.28%	Trim
37	MO	Altria Group INC	-0.5%	-50.09%	Trim
38	PPL	Ppl CORP	-0.9%	-75.88%	Trim
39	SPY	Ss Spdr S&p 500 ETF Trust-us	-1%	-45.71%	Trim
40	IWS	Ishares Russell Mid-cap Valu	—	EXIT	Sold out
41	IWP	Ishares Russell Mid-cap Grow	—	NEW	New buy
42	BBTUSD	Bb&t CORP	—	EXIT	Sold out
43	GM	General Motors Co	—	EXIT	Sold out
44	VEU	Vanguard Ftse All-world Ex-u	—	EXIT	Sold out
45	DFSEUR	Discover Financial Services	—	EXIT	Sold out
46	SJM	Jm Smucker Co/the	—	EXIT	Sold out
47	SCHA	Schwab US Small-cap ETF	—	NEW	New buy
48	TRAK	Repositrak INC	—	EXIT	Sold out
49	MCHP	Microchip Technology INC	—	EXIT	Sold out
50	CL	Colgate-palmolive Co	—	EXIT	Sold out