CIK: 0001650259
Total reported value
$29.5M
Reporting period: 2021-12-31 · Number of holdings: 235
Castle Financial & Retirement Planning Associates, Inc. disclosed 235 holdings in its latest 13F filing for the period ending 2021-12-31, with total reported value of $29.5M and a quarterly turnover rate of 0.0%.
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Castle Financial & Retirement Planning Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 235 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.72), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 235 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 14.76% | — | — | — |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.84% | — | — | — |
| 3 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 9.22% | — | — | — |
| 4 | RDVY | First Trust Rising Dividend | ETF-Other | 6.47% | — | — | — |
| 5 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 6.07% | — | — | — |
| 6 | GLD | Spdr Gold Shares | ETF-Commodities | 5.21% | — | — | — |
| 7 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 5.06% | — | — | — |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 4.59% | — | — | — |
| 9 | SPGP | Invesco S&p 500 Garp ETF | ETF-Large Cap & Growth | 4.26% | — | — | — |
| 10 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 3.59% | — | — | — |
| 11 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.28% | — | — | — |
| 12 | DGRO | Ishares Core Dividend Growth | ETF-Other | 3.08% | — | — | — |
| 13 | ✓ | Exchange Traded Concepts Tru | Stock-Other | 2.21% | — | — | — |
| 14 | ✓ | Investment Managers Ser Tr I | Stock-Other | 2.20% | — | — | — |
| 15 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 1.97% | — | — | — |
| 16 | VTV | Vanguard Value ETF | ETF-Other | 1.60% | — | — | — |
| 17 | METV | Roundhill Ball Metaverse ETF | ETF-Other | 1.39% | — | — | — |
| 18 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.95% | — | — | — |
| 19 | ✓ | Amplify ETF Tr | ETF-Other | 0.92% | — | — | — |
| 20 | GUNR | Flexshares Global Upstream N | ETF-Other | 0.85% | — | — | — |
| 21 | IAU | Ishares Gold Trust | ETF-Commodities | 0.76% | — | — | — |
| 22 | BLOK | Amplify Blockchain Tech ETF | ETF-Tech | 0.60% | — | — | — |
| 23 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.57% | — | — | — |
| 24 | FNV | Franco-nevada CORP | Stock-Materials | 0.57% | — | — | — |
| 25 | SJB | Proshares Short High Yield | ETF-High Yield | 0.56% | — | — | — |
| 26 | OPP | Rivernrth/doublelne Str Opp | Stock-Other | 0.53% | — | — | — |
| 27 | AAPL | Apple INC | Stock-Tech | 0.39% | — | — | — |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.36% | — | — | — |
| 29 | VUG | Vanguard Growth ETF | ETF-Other | 0.34% | — | — | — |
| 30 | BX | Blackstone INC | Stock-Financials | 0.32% | — | — | — |
| 31 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.31% | — | — | — |
| 32 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | — | — | — |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.27% | — | — | — |
| 34 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 0.26% | — | — | — |
| 35 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.25% | — | — | — |
| 36 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 0.23% | — | — | — |
| 37 | PGX | Invesco Preferred ETF | ETF-Other | 0.21% | — | — | — |
| 38 | T | At&t INC | Stock-Comm Services | 0.20% | — | — | — |
| 39 | PFF | Ishares Preferred & Income S | ETF-Other | 0.17% | — | — | — |
| 40 | AXP | American Express Co | Stock-Financials | 0.15% | — | — | — |
| 41 | PM | Philip Morris International | Stock-Consumer Staples | 0.14% | — | — | — |
| 42 | XOM | Exxon Mobil CORP | Stock-Energy | 0.14% | — | — | — |
| 43 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.12% | — | — | — |
| 44 | OLN | Olin CORP | Stock-Materials | 0.11% | — | — | — |
| 45 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.10% | — | — | — |
| 46 | KO | The Coca-Cola Company | Stock-Consumer Staples | 0.10% | — | — | — |
| 47 | ABBV | Abbvie INC | Stock-Healthcare | 0.08% | — | — | — |
| 48 | O | Realty Income CORP | Stock-Real Estate | 0.08% | — | — | — |
| 49 | GLTR | Abrdn Precious Metals Basket | ETF-Other | 0.08% | — | — | — |
| 50 | WELL | Welltower INC | Stock-Real Estate | 0.08% | — | — | — |
Not enough priced holdings yet to compute performance
Not enough data yet to compute personality scores
Not enough sector-mapped data yet
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
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