Carroll Financial Associates, Inc. — Q4 2017 13F Holdings

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1310 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	14.34%	—	+1.77%
2	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	10.76%	—	+1.06%
3	✓	Exchange Listed Fds Tr	Stock-Other	7.03%	—	+21.95%
4	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	4.88%	—	+6.42%
5	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.45%	—	-0.03%
6	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.12%	—	-0.82%
7	XOM	Exxon Mobil CORP	Stock-Energy	1.96%	—	-2.43%
8	MSFT	Microsoft CORP	Stock-Tech	1.94%	—	-6.73%
9	AAPL	Apple INC	Stock-Tech	1.93%	—	-7.97%
10	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.59%	—	+3.40%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.58%	—	+0.41%
12	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.40%	—	-5.97%
13	✓	Global X Fds	Stock-Other	1.37%	—	-9.65%
14	DUK	Duke Energy CORP	Stock-Utilities	1.36%	—	+1.15%
15	JPIN	JPM Diversified Ret Intl Eq	ETF-Other	1.23%	—	+5.30%
16	MNA	Nyli Merger Arbitrage ETF	ETF-Other	1.18%	—	+8.48%
17	PXF	Invesco Ftse Rafi Developed	ETF-Other	1.17%	—	+1.34%
18	JNJ	Johnson & Johnson	Stock-Healthcare	1.12%	—	-11.01%
19	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	1.09%	—	-18.32%
20	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	1.00%	—	-0.50%
21	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.97%	—	+2.50%
22	BBTUSD	Bb&t CORP	Stock-Other	0.92%	—	+2.35%
23	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	0.91%	—	+3.55%
24	PFE	Pfizer INC	Stock-Healthcare	0.91%	—	-2.52%
25	JPM	Jpmorgan Chase & Co	Stock-Financials	0.87%	—	-11.16%
26	✓	Powershares ETF Tr Ii	ETF-Other	0.71%	—	+2.29%
27	IOO	Ishares Global 100 ETF	ETF-Other	0.67%	—	+2.45%
28	UTXZ	United Tech CORP	Stock-Other	0.64%	—	+1.72%
29	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.62%	—	+6.28%
30	DD	DuPont de Nemours, Inc.	Stock-Other	0.61%	—	—
31	BNY	Bank Of New York Mellon CORP	Stock-Financials	0.57%	—	-8.74%
32	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.53%	—	+2.21%
33	✓	Powershares Global ETF Trust E	ETF-Other	0.51%	—	-0.65%
34	AXP	American Express Co	Stock-Financials	0.51%	—	—
35	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.51%	—	-7.19%
36	ENB	Enbridge INC	Stock-Energy	0.50%	—	-5.22%
37	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.48%	—	-0.59%
38	BAC	Bank Of America CORP	Stock-Financials	0.46%	—	-2.03%
39	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.44%	—	+1.11%
40	YLCOUSD	Global X Renewable Ener Prod	ETF-Other	0.43%	—	—
41	WFC	Wells Fargo & Co	Stock-Financials	0.41%	—	-4.86%
42	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.39%	—	-45.78%
43	PM	Philip Morris International	Stock-Consumer Staples	0.39%	—	+1.15%
44	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.35%	—	+7.11%
45	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	0.35%	—	-3.97%
46	KO	Coca-cola Co/the	Stock-Consumer Staples	0.34%	—	-11.48%
47	FCNCA	First Citizens Bcshs -cl A	Stock-Financials	0.32%	—	—
48	✓	Powershares ETF Tr Ii	ETF-Other	0.32%	—	+6.20%
49	CVX	Chevron CORP	Stock-Energy	0.31%	—	-4.46%
50	✓	Indexiq ETF Tr	ETF-Large Cap & Growth	0.31%	—	+14.75%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carroll Financial Associates, Inc. for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Exchange Listed Fds Tr	+1.3%	+21.95%	Add
2	DGRW	Wisdomtree U.s. Quality Divi	+0.4%	+6.42%	Add
3	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.3%	+1.77%	Add
4	SSBUSD	Southstate Bank CORP	+0.2%	+714.14%	Add
5	✓	Triangle Cap CORP	+0.1%	+475.36%	Add
6	VIG	Vanguard Dividend Apprec ETF	+0.1%	+3.40%	Add
7	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+1.06%	Add
8	JPIN	JPM Diversified Ret Intl Eq	+0.1%	+5.30%	Add
9	MNA	Nyli Merger Arbitrage ETF	+0.1%	+8.48%	Add
10	FTCS	First Trust Capital Strength	+0.1%	+226.71%	Add
11	FNDX	Schwab Fndmntl US Lrg Co ETF	0%	+3.55%	Add
12	D	Dominion Energy INC	0%	+78.94%	Add
13	VNLA	Janus Henderson Short Durati	0%	+45.82%	Add
14	IVV	Ishares Core S&p 500 ETF	0%	+2.50%	Add
15	UTXZ	United Tech CORP	0%	+1.72%	Add
16	BAC	Bank Of America CORP	0%	-2.03%	Trim
17	AMZN	Amazon.com INC	0%	+20.56%	Add
18	✓	Indexiq ETF Tr	0%	+14.75%	Add
19	MTUM	Ishares Msci USA Momentum Fa	0%	-0.82%	Trim
20	BBTUSD	Bb&t CORP	0%	+2.35%	Add
21	AXP	American Express Co	0%	—	Unchanged
22	IOO	Ishares Global 100 ETF	0%	+2.45%	Add
23	MSFT	Microsoft CORP	0%	-6.73%	Trim
24	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+0.41%	Add
25	PXF	Invesco Ftse Rafi Developed	0%	+1.34%	Add
26	✓	Powershares ETF Tr Ii	0%	+2.29%	Add
27	GOF	Guggenheim Strategic Opportunities Fund	0%	EXIT	Sold out
28	HSIC	Henry Schein INC	-0.1%	-77.16%	Trim
29	KO	Coca-cola Co/the	-0.1%	-11.48%	Trim
30	V	Visa Inc-class A Shares	-0.1%	-54.44%	Trim
31	✓	Powershares	-0.1%	-97.47%	Trim
32	BNY	Bank Of New York Mellon CORP	-0.1%	-8.74%	Trim
33	CBL	CBL & Associates Properties, Inc.	-0.1%	-8.54%	Trim
34	ENB	Enbridge INC	-0.1%	-5.22%	Trim
35	JNJ	Johnson & Johnson	-0.1%	-11.01%	Trim
36	✓	Powershares ETF Trust Ii	-0.2%	-81.59%	Trim
37	✓	Global X Fds	-0.2%	-9.65%	Trim
38	AMAT	Applied Materials INC	-0.2%	-38.99%	Trim
39	GSLC	Goldman Activebeta US Lc ETF	-0.2%	-18.32%	Trim
40	PDP	Invesco Dwa Momentum ETF	-0.5%	-86.18%	Trim
41	MLPXUSD	Global X Mlp & Energy Infras	-0.5%	-88.27%	Trim
42	AEP	American Electric Power Company, Inc.	-0.7%	-45.78%	Trim
43	PH	Parker-Hannifin Corporation	—	EXIT	Sold out
44	DD	DuPont de Nemours, Inc.	—	NEW	New buy
45	YLCOUSD	Global X Renewable Ener Prod	—	NEW	New buy
46	FCNCA	First Citizens Bcshs -cl A	—	NEW	New buy
47	AGGY	Wisdomtree Yield Enhanced US	—	NEW	New buy
48	FITB	Fifth Third Bancorp	—	EXIT	Sold out
49	GSEW	Goldman Sachs Eql Wght Large	—	NEW	New buy
50	TSCUSD	Tristate Capital Hldgs INC	—	NEW	New buy