Carroll Financial Associates, Inc. — Q3 2017 13F Holdings

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1279 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	14.02%	—	+3.38%
2	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	10.69%	—	+5.84%
3	✓	Exchange Listed Fds Tr	Stock-Other	5.76%	—	+29.82%
4	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	4.45%	—	+53.39%
5	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.52%	—	-0.83%
6	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.10%	—	-45.83%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.05%	—	-1.73%
8	AAPL	Apple INC	Stock-Tech	2.00%	—	-1.24%
9	MSFT	Microsoft CORP	Stock-Tech	1.93%	—	-1.80%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.57%	—	-3.39%
11	✓	Global X Fds	Stock-Other	1.52%	—	-6.60%
12	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.50%	—	+2.40%
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.46%	—	-1.27%
14	DUK	Duke Energy CORP	Stock-Utilities	1.40%	—	+13.61%
15	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	1.31%	—	-7.36%
16	JNJ	Johnson & Johnson	Stock-Healthcare	1.25%	—	-3.67%
17	JPIN	JPM Diversified Ret Intl Eq	ETF-Other	1.17%	—	+12.03%
18	PXF	Invesco Ftse Rafi Developed	ETF-Other	1.16%	—	+2.81%
19	MNA	Nyli Merger Arbitrage ETF	ETF-Other	1.12%	—	+240.19%
20	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.05%	—	-3.97%
21	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	1.01%	—	+0.54%
22	PFE	Pfizer INC	Stock-Healthcare	0.96%	—	+6.73%
23	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.94%	—	+2.85%
24	JPM	Jpmorgan Chase & Co	Stock-Financials	0.93%	—	-2.13%
25	BBTUSD	Bb&t CORP	Stock-Other	0.90%	—	-0.71%
26	PH	Parker-Hannifin Corporation	Stock-Industrials	0.89%	—	-4.23%
27	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	0.87%	—	+9.20%
28	✓	Powershares ETF Tr Ii	ETF-Other	0.70%	—	+9.28%
29	BNY	Bank Of New York Mellon CORP	Stock-Financials	0.65%	—	-2.89%
30	IOO	Ishares Global 100 ETF	ETF-Other	0.65%	—	+3.16%
31	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.61%	—	+3.58%
32	UTXZ	United Tech CORP	Stock-Other	0.61%	—	+332.53%
33	ENB	Enbridge INC	Stock-Energy	0.59%	—	-2.87%
34	MLPXUSD	Global X Mlp & Energy Infras	ETF-Other	0.58%	—	-6.84%
35	PDP	Invesco Dwa Momentum ETF	ETF-Other	0.54%	—	+14.95%
36	✓	Powershares Global ETF Trust E	ETF-Other	0.51%	—	-0.13%
37	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.51%	—	+4.38%
38	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.50%	—	-0.38%
39	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.50%	—	+1.00%
40	AXP	American Express Co	Stock-Financials	0.49%	—	-1.02%
41	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.45%	—	+4.17%
42	AMAT	Applied Materials INC	Stock-Tech	0.43%	—	-2.88%
43	BAC	Bank Of America CORP	Stock-Financials	0.43%	—	-4.60%
44	PM	Philip Morris International	Stock-Consumer Staples	0.42%	—	+1.74%
45	WFC	Wells Fargo & Co	Stock-Financials	0.41%	—	-0.22%
46	KO	Coca-cola Co/the	Stock-Consumer Staples	0.40%	—	-8.45%
47	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	0.36%	—	-1.55%
48	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.33%	—	+14.54%
49	CVX	Chevron CORP	Stock-Energy	0.32%	—	-0.52%
50	PEP	Pepsico INC	Stock-Consumer Staples	0.31%	—	-0.28%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carroll Financial Associates, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DGRW	Wisdomtree U.s. Quality Divi	+1.5%	+53.39%	Add
2	✓	Exchange Listed Fds Tr	+1.3%	+29.82%	Add
3	MNA	Nyli Merger Arbitrage ETF	+0.8%	+240.19%	Add
4	UTXZ	United Tech CORP	+0.5%	+332.53%	Add
5	USMV	Ishares Msci USA Min Vol Fac	+0.4%	+5.84%	Add
6	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.3%	+3.38%	Add
7	CBL	CBL & Associates Properties, Inc.	+0.2%	+4132.40%	Add
8	DUK	Duke Energy CORP	+0.1%	+13.61%	Add
9	JPIN	JPM Diversified Ret Intl Eq	+0.1%	+12.03%	Add
10	PFE	Pfizer INC	+0.1%	+6.73%	Add
11	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+9.20%	Add
12	PDP	Invesco Dwa Momentum ETF	+0.1%	+14.95%	Add
13	✓	Indexiq ETF Tr	+0.1%	+37.35%	Add
14	HN9	Hanesbrands INC	+0.1%	+286.98%	Add
15	✓	Powershares ETF Tr Ii	+0.1%	+9.28%	Add
16	AMAT	Applied Materials INC	+0.1%	-2.88%	Trim
17	IEMG	Ishares Core Msci Emerging	+0.1%	+14.54%	Add
18	✓	Powershares ETF Tr Ii	+0.1%	+20.79%	Add
19	ARKK	Ark Innovation ETF	+0.1%	+15.01%	Add
20	MSFT	Microsoft CORP	0%	-1.80%	Trim
21	BRK-B	Berkshire Hathaway Inc-cl B	0%	-1.27%	Trim
22	ITOT	Ishares Core S&p Total U.s.	0%	+22.60%	Add
23	✓	FTSE RAFI US 1500 Small Cap	0%	+4.17%	Add
24	PXF	Invesco Ftse Rafi Developed	0%	+2.81%	Add
25	IVV	Ishares Core S&p 500 ETF	0%	+2.85%	Add
26	IOO	Ishares Global 100 ETF	0%	+3.16%	Add
27	AAPL	Apple INC	0%	-1.24%	Trim
28	EEMV	Ishares Msci Emg Mkt Min Vol	0%	+0.54%	Add
29	VIG	Vanguard Dividend Apprec ETF	0%	+2.40%	Add
30	RACE	Ferrari N.V.	-0.1%	-92.31%	Trim
31	FAST	Fastenal Co	-0.1%	-83.27%	Trim
32	PNW	Pinnacle Financial Partners, Inc.	-0.1%	-47.00%	Trim
33	STLA	Stellantis N.V.	-0.1%	-98.84%	Trim
34	FITB	Fifth Third Bancorp	-0.1%	-41.44%	Trim
35	DBEF	Xtrackers Msci Eafe Hedged E	-0.1%	-0.83%	Trim
36	90002USD	Guggenheim Bulletshares 2018	-0.1%	-91.30%	Trim
37	✓		-0.1%	-59.72%	Trim
38	VFC	Vf CORP	-0.1%	-97.48%	Trim
39	DBAW	Xtrackers Msci All World Ex	-0.1%	-89.54%	Trim
40	SLYV	Ss Spdr S&p 600 Sc Val ETF	-0.2%	-97.81%	Trim
41	✓	Scana CORP New	-0.2%	-43.96%	Trim
42	AEP	American Electric Power Company, Inc.	-0.2%	-3.97%	Trim
43	✓	UBS AG London Brh	-0.5%	-97.04%	Trim
44	MTUM	Ishares Msci USA Momentum Fa	-1.7%	-45.83%	Trim
45	DOW	Dow Chem Co	—	EXIT	Sold out
46	OPY	Oppenheimer Holdings Inc.	—	NEW	New buy
47	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
48	PRNT	THE 3d Printing ETF	—	NEW	New buy
49	✓	UBS AG London Brh	—	EXIT	Sold out
50	IXUS	Ishares Core Intl Stock ETF	—	NEW	New buy