Carroll Financial Associates, Inc. — Q2 2017 13F Holdings

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1271 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	13.71%	—	+1.56%
2	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	10.31%	—	+1.67%
3	✓	Exchange Listed Fds Tr	Stock-Other	4.48%	—	+9.42%
4	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.77%	—	+1.22%
5	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.93%	—	+24.32%
6	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.59%	—	+3.43%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.18%	—	-1.21%
8	AAPL	Apple INC	Stock-Tech	1.99%	—	+0.52%
9	MSFT	Microsoft CORP	Stock-Tech	1.89%	—	-0.29%
10	✓	Global X Fds	Stock-Other	1.66%	—	+5.75%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.64%	—	+2.22%
12	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.51%	—	+3.88%
13	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	1.43%	—	-1.11%
14	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.42%	—	-0.39%
15	JNJ	Johnson & Johnson	Stock-Healthcare	1.36%	—	-2.75%
16	DUK	Duke Energy CORP	Stock-Utilities	1.30%	—	+1.19%
17	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.28%	—	-2.85%
18	PXF	Invesco Ftse Rafi Developed	ETF-Other	1.14%	—	-2.18%
19	JPIN	JPM Diversified Ret Intl Eq	ETF-Other	1.07%	—	+20.91%
20	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	1.00%	—	+10.18%
21	DOW	Dow Chem Co	Stock-Materials	0.95%	—	-1.69%
22	JPM	Jpmorgan Chase & Co	Stock-Financials	0.94%	—	-0.67%
23	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.92%	—	+3.96%
24	BBTUSD	Bb&t CORP	Stock-Other	0.92%	—	+3.28%
25	PH	Parker-Hannifin Corporation	Stock-Industrials	0.91%	—	+1.31%
26	PFE	Pfizer INC	Stock-Healthcare	0.89%	—	+11.37%
27	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	0.80%	—	+11.63%
28	BNY	Bank Of New York Mellon CORP	Stock-Financials	0.67%	—	-4.11%
29	MLPXUSD	Global X Mlp & Energy Infras	ETF-Other	0.66%	—	-45.81%
30	✓	Powershares ETF Tr Ii	ETF-Other	0.65%	—	+13.11%
31	IOO	Ishares Global 100 ETF	ETF-Other	0.63%	—	+3.17%
32	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.62%	—	+1.96%
33	ENB	Enbridge INC	Stock-Energy	0.62%	—	-2.84%
34	✓	Powershares Global ETF Trust E	ETF-Other	0.52%	—	-0.84%
35	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.51%	—	-4.24%
36	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.50%	—	+6.52%
37	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.50%	—	+1.02%
38	AXP	American Express Co	Stock-Financials	0.48%	—	+0.39%
39	PDP	Invesco Dwa Momentum ETF	ETF-Other	0.47%	—	+17.25%
40	✓	UBS AG London Brh	Stock-Other	0.46%	—	—
41	PM	Philip Morris International	Stock-Consumer Staples	0.46%	—	+13.58%
42	KO	Coca-cola Co/the	Stock-Consumer Staples	0.45%	—	-7.10%
43	BAC	Bank Of America CORP	Stock-Financials	0.45%	—	+2.90%
44	WFC	Wells Fargo & Co	Stock-Financials	0.43%	—	+1.78%
45	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.42%	—	+13.43%
46	AMAT	Applied Materials INC	Stock-Tech	0.38%	—	-1.17%
47	✓	Scana CORP New	Stock-Other	0.37%	—	+15.13%
48	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	0.37%	—	-5.32%
49	MNA	Nyli Merger Arbitrage ETF	ETF-Other	0.35%	—	+6.03%
50	PEP	Pepsico INC	Stock-Consumer Staples	0.35%	—	+9.74%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carroll Financial Associates, Inc. for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DGRW	Wisdomtree U.s. Quality Divi	+0.5%	+24.32%	Add
2	✓	Exchange Listed Fds Tr	+0.4%	+9.42%	Add
3	JPIN	JPM Diversified Ret Intl Eq	+0.2%	+20.91%	Add
4	MTUM	Ishares Msci USA Momentum Fa	+0.1%	+1.22%	Add
5	✓	Powershares ETF Tr Ii	+0.1%	+77.22%	Add
6	✓		+0.1%	+832.60%	Add
7	PNW	Pinnacle Financial Partners, Inc.	+0.1%	+14278.00%	Add
8	EEMV	Ishares Msci Emg Mkt Min Vol	+0.1%	+10.18%	Add
9	✓	Global X Fds	+0.1%	+5.75%	Add
10	✓	Powershares ETF Tr Ii	+0.1%	+13.11%	Add
11	PDP	Invesco Dwa Momentum ETF	+0.1%	+17.25%	Add
12	✓	Indexiq ETF Tr	+0.1%	+45.70%	Add
13	PM	Philip Morris International	+0.1%	+13.58%	Add
14	VNLA	Janus Henderson Short Durati	+0.1%	+128.52%	Add
15	FNDX	Schwab Fndmntl US Lrg Co ETF	0%	+11.63%	Add
16	✓	Scana CORP New	0%	+15.13%	Add
17	MO	Altria Group INC	0%	+21.42%	Add
18	AGZD	Wisdomtree Trust Wisdomtree	0%	+26.69%	Add
19	KEY	Keycorp	0%	+495.06%	Add
20	AHRT	Ah Realty Trust INC	0%	+352.06%	Add
21	VIG	Vanguard Dividend Apprec ETF	0%	+3.88%	Add
22	PFE	Pfizer INC	0%	+11.37%	Add
23	✓	FTSE RAFI US 1500 Small Cap	0%	+13.43%	Add
24	IEMG	Ishares Core Msci Emerging	0%	+12.06%	Add
25	PEP	Pepsico INC	0%	+9.74%	Add
26	IVV	Ishares Core S&p 500 ETF	0%	+3.96%	Add
27	SPY	Ss Spdr S&p 500 ETF Trust-us	—	+2.22%	Add
28	BBTUSD	Bb&t CORP	—	+3.28%	Add
29	DBEF	Xtrackers Msci Eafe Hedged E	0%	+3.43%	Add
30	MSFT	Microsoft CORP	0%	-0.29%	Trim
31	JNJ	Johnson & Johnson	0%	-2.75%	Trim
32	DUK	Duke Energy CORP	0%	+1.19%	Add
33	CATO	Cato Corp-class A	-0.1%	-24.04%	Trim
34	SYY	Sysco CORP	-0.1%	-36.90%	Trim
35	VFC	Vf CORP	-0.1%	-34.30%	Trim
36	LOB	Live Oak Bancshares INC	-0.1%	-29.17%	Trim
37	LOW	Lowe's Cos INC	-0.1%	-4.24%	Trim
38	ENB	Enbridge INC	-0.1%	-2.84%	Trim
39	USMV	Ishares Msci USA Min Vol Fac	-0.1%	+1.67%	Add
40	RWO	State Street Spdr Dow Jones	-0.1%	-94.82%	Trim
41	XOM	Exxon Mobil CORP	-0.2%	-1.21%	Trim
42	AEP	American Electric Power Company, Inc.	-0.3%	-2.85%	Trim
43	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.4%	+1.56%	Add
44	MLPXUSD	Global X Mlp & Energy Infras	-0.7%	-45.81%	Trim
45	✓	UBS AG London Brh	—	NEW	New buy
46	ARKK	Ark Innovation ETF	—	NEW	New buy
47	✓	Bnc Bancorp	—	EXIT	Sold out
48	ARKG	Ark Genomic Revolution ETF	—	NEW	New buy
49	ARKW	Ark Next Generation Internet	—	NEW	New buy
50	ARKQ	Ark Autonomous Tech & Robot	—	NEW	New buy