Carroll Financial Associates, Inc. — Q1 2017 13F Holdings

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1259 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	14.11%	—	+5.27%
2	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	10.42%	—	+0.38%
3	✓	Exchange Listed Fds Tr	Stock-Other	4.05%	—	+1.95%
4	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.65%	—	+11.09%
5	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.60%	—	+17.01%
6	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.40%	—	+33.70%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.37%	—	+11.64%
8	AAPL	Apple INC	Stock-Tech	2.08%	—	+0.02%
9	MSFT	Microsoft CORP	Stock-Tech	1.91%	—	-0.82%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.64%	—	+6.11%
11	✓	Global X Fds	Stock-Other	1.60%	—	+7.53%
12	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.53%	—	-0.62%
13	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	1.48%	—	-0.08%
14	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.48%	—	-0.70%
15	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.48%	—	+5.88%
16	JNJ	Johnson & Johnson	Stock-Healthcare	1.39%	—	-3.41%
17	MLPXUSD	Global X Mlp & Energy Infras	ETF-Other	1.38%	—	-2.28%
18	DUK	Duke Energy CORP	Stock-Utilities	1.33%	—	+39.05%
19	PXF	Invesco Ftse Rafi Developed	ETF-Other	1.18%	—	+46.17%
20	DOW	Dow Chem Co	Stock-Materials	1.03%	—	-0.58%
21	PH	Parker-Hannifin Corporation	Stock-Industrials	0.99%	—	-5.59%
22	JPM	Jpmorgan Chase & Co	Stock-Financials	0.96%	—	-0.95%
23	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	0.93%	—	+349.80%
24	BBTUSD	Bb&t CORP	Stock-Other	0.92%	—	-1.06%
25	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.91%	—	+14.09%
26	JPIN	JPM Diversified Ret Intl Eq	ETF-Other	0.88%	—	+26.43%
27	PFE	Pfizer INC	Stock-Healthcare	0.86%	—	+33.87%
28	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	0.76%	—	+31.09%
29	ENB	Enbridge INC	Stock-Energy	0.70%	—	—
30	BNY	Bank Of New York Mellon CORP	Stock-Financials	0.68%	—	-1.52%
31	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.64%	—	+23.50%
32	IOO	Ishares Global 100 ETF	ETF-Other	0.63%	—	-0.34%
33	✓	Powershares ETF Tr Ii	ETF-Other	0.59%	—	+41.64%
34	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.59%	—	-2.70%
35	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.54%	—	-0.47%
36	✓	Powershares Global ETF Trust E	ETF-Other	0.52%	—	-25.44%
37	KO	Coca-cola Co/the	Stock-Consumer Staples	0.49%	—	-14.49%
38	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.49%	—	+22.55%
39	AXP	American Express Co	Stock-Financials	0.48%	—	+1159.97%
40	WFC	Wells Fargo & Co	Stock-Financials	0.45%	—	-0.29%
41	BAC	Bank Of America CORP	Stock-Financials	0.44%	—	+8.03%
42	PDP	Invesco Dwa Momentum ETF	ETF-Other	0.41%	—	+61.56%
43	PM	Philip Morris International	Stock-Consumer Staples	0.41%	—	+0.08%
44	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	0.40%	—	-1.79%
45	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.39%	—	+100.95%
46	AMAT	Applied Materials INC	Stock-Tech	0.38%	—	-6.40%
47	DIS	Walt Disney Co/the	Stock-Comm Services	0.37%	—	-4.81%
48	MNA	Nyli Merger Arbitrage ETF	ETF-Other	0.34%	—	-1.27%
49	CVX	Chevron CORP	Stock-Energy	0.34%	—	-1.53%
50	LOB	Live Oak Bancshares INC	Stock-Other	0.33%	—	-22.67%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carroll Financial Associates, Inc. for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EEMV	Ishares Msci Emg Mkt Min Vol	+0.7%	+349.80%	Add
2	DGRW	Wisdomtree U.s. Quality Divi	+0.5%	+33.70%	Add
3	AXP	American Express Co	+0.4%	+1159.97%	Add
4	PXF	Invesco Ftse Rafi Developed	+0.3%	+46.17%	Add
5	DUK	Duke Energy CORP	+0.3%	+39.05%	Add
6	MTUM	Ishares Msci USA Momentum Fa	+0.3%	+11.09%	Add
7	DBEF	Xtrackers Msci Eafe Hedged E	+0.2%	+17.01%	Add
8	AAPL	Apple INC	+0.2%	+0.02%	Add
9	PFE	Pfizer INC	+0.2%	+33.87%	Add
10	✓	FTSE RAFI US 1500 Small Cap	+0.2%	+100.95%	Add
11	IEMG	Ishares Core Msci Emerging	+0.2%	+200.02%	Add
12	JPIN	JPM Diversified Ret Intl Eq	+0.2%	+26.43%	Add
13	PDP	Invesco Dwa Momentum ETF	+0.2%	+61.56%	Add
14	✓	Scana CORP New	+0.2%	+130.49%	Add
15	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+31.09%	Add
16	✓	Powershares ETF Tr Ii	+0.1%	+41.64%	Add
17	VXF	Vanguard Extended Market ETF	+0.1%	+82.83%	Add
18	CATO	Cato Corp-class A	+0.1%	+5212.90%	Add
19	AGZD	Wisdomtree Trust Wisdomtree	+0.1%	+100.43%	Add
20	DGRO	Ishares Core Dividend Growth	+0.1%	+70.67%	Add
21	ITOT	Ishares Core S&p Total U.s.	+0.1%	+109.82%	Add
22	IVV	Ishares Core S&p 500 ETF	+0.1%	+14.09%	Add
23	VCSH	Vanguard S/t CORP Bond ETF	+0.1%	+23.50%	Add
24	IJH	Ishares Core S&p Midcap ETF	+0.1%	+22.55%	Add
25	RWO	State Street Spdr Dow Jones	+0.1%	+86.99%	Add
26	ENFR	Alerian Energy Infrastructur	+0.1%	+59.51%	Add
27	AMGN	Amgen INC	+0.1%	+45.25%	Add
28	DUK	Du Pont E I De Nemour&Co	+0.1%	+36.75%	Add
29	PM	Philip Morris International	0%	+0.08%	Add
30	✓	Global X Fds	0%	+7.53%	Add
31	VIG	Vanguard Dividend Apprec ETF	—	+5.88%	Add
32	LOW	Lowe's Cos INC	—	-2.70%	Trim
33	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+6.11%	Add
34	DOW	Dow Chem Co	0%	-0.58%	Trim
35	PH	Parker-Hannifin Corporation	0%	-5.59%	Trim
36	✓	Exchange Listed Fds Tr	0%	+1.95%	Add
37	GSLC	Goldman Activebeta US Lc ETF	-0.1%	-0.08%	Trim
38	MSFT	Microsoft CORP	-0.1%	-0.82%	Trim
39	SYY	Sysco CORP	-0.1%	-28.92%	Trim
40	KO	Coca-cola Co/the	-0.1%	-14.49%	Trim
41	✓	Powershares Global ETF Trust E	-0.2%	-25.44%	Trim
42	AEP	American Electric Power Company, Inc.	-0.3%	-0.62%	Trim
43	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.5%	+5.27%	Add
44	USMV	Ishares Msci USA Min Vol Fac	-0.6%	+0.38%	Add
45	HSCZ	Ishares Cur Hdg Msci Eafe Sm	-0.8%	-95.49%	Trim
46	ENB	Enbridge INC	—	NEW	New buy
47	✓		—	EXIT	Sold out
48	✓	Indexiq ETF Tr	—	NEW	New buy
49	✓	Powershares ETF Tr Ii	—	NEW	New buy
50	✓	Velocityshares Vix Short-trm	—	EXIT	Sold out