Carroll Financial Associates, Inc. — Q4 2016 13F Holdings

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1237 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	14.58%	—	+4.60%
2	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	11.02%	—	-1.09%
3	✓	Exchange Listed Fds Tr	Stock-Other	4.09%	—	+16.01%
4	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.37%	—	+0.94%
5	XOM	Exxon Mobil CORP	Stock-Energy	2.61%	—	+0.48%
6	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.36%	—	+30.44%
7	MSFT	Microsoft CORP	Stock-Tech	2.03%	—	-2.59%
8	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	1.88%	—	+79.36%
9	AAPL	Apple INC	Stock-Tech	1.88%	—	-4.48%
10	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.82%	—	-0.39%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.65%	—	+5.20%
12	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.64%	—	-0.88%
13	MLPXUSD	Global X Mlp & Energy Infras	ETF-Other	1.59%	—	-2.07%
14	✓	Global X Fds	Stock-Other	1.58%	—	+8.54%
15	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	1.58%	—	-9.30%
16	JNJ	Johnson & Johnson	Stock-Healthcare	1.49%	—	-1.43%
17	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.48%	—	+2.69%
18	BBTUSD	Bb&t CORP	Stock-Other	1.10%	—	+0.23%
19	JPM	Jpmorgan Chase & Co	Stock-Financials	1.07%	—	-1.17%
20	DOW	Dow Chem Co	Stock-Materials	1.04%	—	-0.18%
21	PH	Parker-Hannifin Corporation	Stock-Industrials	1.02%	—	-31.63%
22	DUK	Duke Energy CORP	Stock-Utilities	1.01%	—	+5.48%
23	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.85%	—	+37.40%
24	PXF	Invesco Ftse Rafi Developed	ETF-Other	0.85%	—	+14.53%
25	HSCZ	Ishares Cur Hdg Msci Eafe Sm	ETF-Other	0.81%	—	-3.93%
26	BNY	Bank Of New York Mellon CORP	Stock-Financials	0.78%	—	-2.54%
27	JPIN	JPM Diversified Ret Intl Eq	ETF-Other	0.72%	—	+21.24%
28	✓	Powershares Global ETF Trust E	ETF-Other	0.72%	—	-2.23%
29	PFE	Pfizer INC	Stock-Healthcare	0.68%	—	+4.82%
30	IOO	Ishares Global 100 ETF	ETF-Other	0.66%	—	-0.18%
31	KO	Coca-cola Co/the	Stock-Consumer Staples	0.62%	—	-3.99%
32	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	0.62%	—	+15.92%
33	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.59%	—	+2.34%
34	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.58%	—	-13.97%
35	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.56%	—	-0.13%
36	✓		Stock-Other	0.52%	—	+6.13%
37	WFC	Wells Fargo & Co	Stock-Financials	0.50%	—	-5.74%
38	✓	Powershares ETF Tr Ii	ETF-Other	0.45%	—	+12.55%
39	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	0.44%	—	-3.49%
40	BAC	Bank Of America CORP	Stock-Financials	0.43%	—	-15.16%
41	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.43%	—	+24.19%
42	CVX	Chevron CORP	Stock-Energy	0.42%	—	+0.20%
43	LOB	Live Oak Bancshares INC	Stock-Other	0.41%	—	-12.91%
44	DIS	Walt Disney Co/the	Stock-Comm Services	0.40%	—	-8.26%
45	AMAT	Applied Materials INC	Stock-Tech	0.38%	—	-2.78%
46	MNA	Nyli Merger Arbitrage ETF	ETF-Other	0.37%	—	-2.58%
47	PM	Philip Morris International	Stock-Consumer Staples	0.37%	—	-12.69%
48	PEP	Pepsico INC	Stock-Consumer Staples	0.33%	—	-17.06%
49	T	At&t INC	Stock-Comm Services	0.32%	—	-4.62%
50	IBM	Intl Business Machines CORP	Stock-Tech	0.31%	—	+1.14%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carroll Financial Associates, Inc. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DGRW	Wisdomtree U.s. Quality Divi	+0.8%	+79.36%	Add
2	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.8%	+4.60%	Add
3	DBEF	Xtrackers Msci Eafe Hedged E	+0.6%	+30.44%	Add
4	✓	Exchange Listed Fds Tr	+0.2%	+16.01%	Add
5	IVV	Ishares Core S&p 500 ETF	+0.2%	+37.40%	Add
6	JPM	Jpmorgan Chase & Co	+0.2%	-1.17%	Trim
7	VFC	Vf CORP	+0.2%	+2391.80%	Add
8	BBTUSD	Bb&t CORP	+0.2%	+0.23%	Add
9	✓	FTSE RAFI US 1500 Small Cap	+0.2%	+280.43%	Add
10	DGRO	Ishares Core Dividend Growth	+0.1%	+757.31%	Add
11	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	-0.88%	Trim
12	PXF	Invesco Ftse Rafi Developed	+0.1%	+14.53%	Add
13	IJH	Ishares Core S&p Midcap ETF	+0.1%	+24.19%	Add
14	XLF	Ss Financial Select Sector	+0.1%	+100.00%	Add
15	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+15.92%	Add
16	BNY	Bank Of New York Mellon CORP	+0.1%	-2.54%	Trim
17	ITOT	Ishares Core S&p Total U.s.	+0.1%	+2078.81%	Add
18	✓	Global X Fds	+0.1%	+8.54%	Add
19	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+5.20%	Add
20	JPIN	JPM Diversified Ret Intl Eq	+0.1%	+21.24%	Add
21	WFC	Wells Fargo & Co	+0.1%	-5.74%	Trim
22	BAC	Bank Of America CORP	+0.1%	-15.16%	Trim
23	DOW	Dow Chem Co	0%	-0.18%	Trim
24	CVX	Chevron CORP	0%	+0.20%	Add
25	✓	Powershares ETF Tr Ii	0%	+12.55%	Add
26	PDP	Invesco Dwa Momentum ETF	0%	+24.81%	Add
27	AEP	American Electric Power Company, Inc.	0%	-0.39%	Trim
28	MSFT	Microsoft CORP	0%	-2.59%	Trim
29	VIG	Vanguard Dividend Apprec ETF	0%	+2.69%	Add
30	XOM	Exxon Mobil CORP	0%	+0.48%	Add
31	WT	Wisdomtree INC	-0.1%	-63.17%	Trim
32	MDT	Medtronic plc	-0.1%	-15.22%	Trim
33	VEA	Vanguard Ftse Developed ETF	-0.1%	-89.43%	Trim
34	HRL	Hormel Foods CORP	-0.1%	-7.70%	Trim
35	IEFA	Ishares Core Msci Eafe ETF	-0.1%	-28.26%	Trim
36	DBJP	Xtrackers Msci Japan Hedged	-0.1%	-63.29%	Trim
37	EFAV	Ishares Msci Eafe Min Vol Fa	-0.1%	-41.43%	Trim
38	EEMV	Ishares Msci Emg Mkt Min Vol	-0.1%	-20.35%	Trim
39	PEP	Pepsico INC	-0.1%	-17.06%	Trim
40	PM	Philip Morris International	-0.1%	-12.69%	Trim
41	VCSH	Vanguard S/t CORP Bond ETF	-0.1%	-13.97%	Trim
42	JNJ	Johnson & Johnson	-0.1%	-1.43%	Trim
43	MLPXUSD	Global X Mlp & Energy Infras	-0.2%	-2.07%	Trim
44	PH	Parker-Hannifin Corporation	-0.2%	-31.63%	Trim
45	GSLC	Goldman Activebeta US Lc ETF	-0.2%	-9.30%	Trim
46	DBEU	Xtrackers Msci Europe Hedged	-0.4%	-95.81%	Trim
47	USMV	Ishares Msci USA Min Vol Fac	-0.8%	-1.09%	Trim
48	PDM	Piedmont Realty Trust, Inc.	—	EXIT	Sold out
49	✓	Velocityshares Vix Short-trm	—	NEW	New buy
50	LAMR	Lamar Advertising Co-a	—	NEW	New buy