Carroll Financial Associates, Inc. — Q1 2016 13F Holdings

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1245 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	14.83%	—	+9.80%
2	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	11.94%	—	+16.65%
3	XOM	Exxon Mobil CORP	Stock-Energy	2.77%	—	+0.02%
4	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.46%	—	+17.58%
5	MSFT	Microsoft CORP	Stock-Tech	2.38%	—	+0.02%
6	AAPL	Apple INC	Stock-Tech	2.17%	—	+3.75%
7	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	2.15%	—	+918976.67%
8	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.87%	—	+1.72%
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.80%	—	+3.77%
10	JNJ	Johnson & Johnson	Stock-Healthcare	1.77%	—	+0.34%
11	MLPXUSD	Global X Mlp & Energy Infras	ETF-Other	1.75%	—	-11.80%
12	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.66%	—	+9.35%
13	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	1.57%	—	+2.69%
14	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.44%	—	+67.52%
15	✓	Global X Fds	Stock-Other	1.42%	—	+9372.70%
16	DOW	Dow Chem Co	Stock-Materials	1.24%	—	-1.80%
17	PH	Parker-Hannifin Corporation	Stock-Industrials	1.19%	—	+1.73%
18	DUK	Duke Energy CORP	Stock-Utilities	1.16%	—	+7.23%
19	HSCZ	Ishares Cur Hdg Msci Eafe Sm	ETF-Other	1.05%	—	+1.28%
20	BBTUSD	Bb&t CORP	Stock-Other	1.01%	—	+10.28%
21	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	0.99%	—	+118.81%
22	JPM	Jpmorgan Chase & Co	Stock-Financials	0.97%	—	-0.83%
23	DBEU	Xtrackers Msci Europe Hedged	ETF-Other	0.94%	—	+0.12%
24	KO	Coca-cola Co/the	Stock-Consumer Staples	0.91%	—	+0.95%
25	BNY	Bank Of New York Mellon CORP	Stock-Financials	0.78%	—	-1.66%
26	IOO	Ishares Global 100 ETF	ETF-Other	0.78%	—	-2.69%
27	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.77%	—	-0.37%
28	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.73%	—	+37.34%
29	PFE	Pfizer INC	Stock-Healthcare	0.68%	—	+3.23%
30	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.64%	—	+13.00%
31	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.62%	—	+15.64%
32	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	0.62%	—	-19.49%
33	WFC	Wells Fargo & Co	Stock-Financials	0.59%	—	+12.70%
34	PM	Philip Morris International	Stock-Consumer Staples	0.54%	—	-0.58%
35	CVX	Chevron CORP	Stock-Energy	0.50%	—	+9.48%
36	PEP	Pepsico INC	Stock-Consumer Staples	0.50%	—	+4.33%
37	MNA	Nyli Merger Arbitrage ETF	ETF-Other	0.50%	—	-0.07%
38	HRL	Hormel Foods CORP	Stock-Consumer Staples	0.44%	—	+100.00%
39	✓		Stock-Other	0.44%	—	-58.31%
40	JPIN	JPM Diversified Ret Intl Eq	ETF-Other	0.43%	—	+57.52%
41	ADP	Automatic Data Processing	Stock-Tech	0.39%	—	-0.74%
42	MMM	3m Co	Stock-Industrials	0.39%	—	+2.33%
43	T	At&t INC	Stock-Comm Services	0.37%	—	+3.07%
44	SYY	Sysco CORP	Stock-Consumer Staples	0.36%	—	-2.78%
45	IBM	Intl Business Machines CORP	Stock-Tech	0.36%	—	+2.89%
46	LOB	Live Oak Bancshares INC	Stock-Other	0.36%	—	+26.32%
47	BAC	Bank Of America CORP	Stock-Financials	0.36%	—	+11.17%
48	✓	Exchange Listed Fds Tr	Stock-Other	0.36%	—	—
49	CSCO	Cisco Systems INC	Stock-Tech	0.35%	—	+1.78%
50	KMI	Kinder Morgan INC	Stock-Energy	0.34%	—	+0.64%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carroll Financial Associates, Inc. for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GSLC	Goldman Activebeta US Lc ETF	+2.2%	+918976.67%	Add
2	✓	Global X Fds	+1.4%	+9372.70%	Add
3	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.6%	+16.65%	Add
4	DGRW	Wisdomtree U.s. Quality Divi	+0.5%	+118.81%	Add
5	MTUM	Ishares Msci USA Momentum Fa	+0.5%	+67.52%	Add
6	USMV	Ishares Msci USA Min Vol Fac	+0.4%	+9.80%	Add
7	AEP	American Electric Power Company, Inc.	+0.2%	+17.58%	Add
8	VCSH	Vanguard S/t CORP Bond ETF	+0.1%	+37.34%	Add
9	JPIN	JPM Diversified Ret Intl Eq	+0.1%	+57.52%	Add
10	HDV	Ishares Core High Dividend E	+0.1%	+96.10%	Add
11	DUK	Duke Energy CORP	+0.1%	+7.23%	Add
12	GPC	Genuine Parts Co	+0.1%	+226.70%	Add
13	IJK	Ishares S&p Mid-cap 400 Grow	+0.1%	+315.17%	Add
14	SON	Sonoco Products Co	+0.1%	+23.77%	Add
15	EFAV	Ishares Msci Eafe Min Vol Fa	+0.1%	+296.27%	Add
16	✓	UBS AG Jersey Brh	+0.1%	+148.32%	Add
17	LOB	Live Oak Bancshares INC	+0.1%	+26.32%	Add
18	MUB	Ishares National Muni Bond E	+0.1%	+67.48%	Add
19	PG	Procter & Gamble Co/the	0%	+15.64%	Add
20	✓	Powershares ETF Tr Ii	0%	+25.70%	Add
21	VZ	Verizon Communications INC	0%	+9.11%	Add
22	VIG	Vanguard Dividend Apprec ETF	0%	+9.35%	Add
23	FNDX	Schwab Fndmntl US Lrg Co ETF	0%	+22.62%	Add
24	KMI	Kinder Morgan INC	0%	+0.64%	Add
25	UPS	United Parcel Service-cl B	0%	+14.09%	Add
26	T	At&t INC	0%	+3.07%	Add
27	IVV	Ishares Core S&p 500 ETF	0%	+13.00%	Add
28	CVX	Chevron CORP	0%	+9.48%	Add
29	PM	Philip Morris International	—	-0.58%	Trim
30	KO	Coca-cola Co/the	0%	+0.95%	Add
31	BRK-B	Berkshire Hathaway Inc-cl B	0%	+1.72%	Add
32	AAPL	Apple INC	-0.1%	+3.75%	Add
33	JNJ	Johnson & Johnson	-0.1%	+0.34%	Add
34	FITB	Fifth Third Bancorp	-0.1%	-5.46%	Trim
35	XOM	Exxon Mobil CORP	-0.1%	+0.02%	Add
36	✓	Gramercy Ppty Tr	-0.1%	-54.80%	Trim
37	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	+3.77%	Add
38	STLA	Stellantis N.V.	-0.1%	-5.65%	Trim
39	BNY	Bank Of New York Mellon CORP	-0.2%	-1.66%	Trim
40	PKWUSD	Invesco Buyback Achievers Et	-0.2%	-19.49%	Trim
41	PH	Parker-Hannifin Corporation	-0.2%	+1.73%	Add
42	DBEF	Xtrackers Msci Eafe Hedged E	-0.3%	+2.69%	Add
43	JPM	Jpmorgan Chase & Co	-0.3%	-0.83%	Trim
44	✓		-0.5%	-58.31%	Trim
45	MLPXUSD	Global X Mlp & Energy Infras	-0.5%	-11.80%	Trim
46	✓	Invesco S&p 500 Downsidehedged ETF	-1.7%	-99.11%	Trim
47	✓	Exchange Listed Fds Tr	—	NEW	New buy
48	HDEF	Xtrackers Msci Eafe High Div	—	NEW	New buy
49	✓	UBS AG Jersey Branch	—	EXIT	Sold out
50	RACE	Ferrari N.V.	—	NEW	New buy