Carret Asset Management, LLC — Q3 2017 13F Holdings

Name: Carret Asset Management, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000791490

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 256 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PEN	Penumbra INC	Stock-Healthcare	6.97%	+0.19%	—
2	AAPL	Apple INC	Stock-Tech	3.14%	-0.31%	-1.11%
3	✓	J P Morgan Chase And Co	Stock-Other	2.93%	-0.27%	-1.14%
4	JNJ	Johnson & Johnson	Stock-Healthcare	2.72%	+0.35%	-0.83%
5	MSFT	Microsoft CORP	Stock-Tech	2.22%	-1.14%	-0.49%
6	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.15%	-0.08%	+0.08%
7	CVX	Chevron CORP	Stock-Energy	1.79%	+0.43%	+0.25%
8	INTC	Intel CORP	Stock-Tech	1.79%	—	-0.95%
9	DD	DuPont de Nemours, Inc.	Stock-Other	1.72%	—	—
10	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.70%	—	-2.19%
11	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.65%	-0.34%	+2.52%
12	✓	Exxon Mobil Corporation	Stock-Other	1.61%	+0.16%	+0.72%
13	PEP	Pepsico INC	Stock-Consumer Staples	1.51%	+0.10%	-0.87%
14	VZ	Verizon Communications INC	Stock-Comm Services	1.48%	+0.08%	-0.62%
15	✓	Cisco Systems, Inc.	Stock-Other	1.47%	—	+0.41%
16	✓	Comcast Corporation	Stock-Other	1.47%	—	-1.67%
17	DIS	Walt Disney Co/the	Stock-Comm Services	1.45%	-0.10%	-0.48%
18	CVS	Cvs Health CORP	Stock-Healthcare	1.25%	—	-0.48%
19	✓	AT & T, Inc. New	Stock-Other	1.20%	—	+1.87%
20	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.10%	-0.20%	-0.44%
21	ABBV	Abbvie INC	Stock-Healthcare	1.05%	-0.02%	+0.64%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.05%	—	-1.55%
23	TRV	Travelers Cos Inc/the	Stock-Financials	1.05%	—	-2.29%
24	CNI	Canadian Natl Railway Co	Stock-Industrials	1.04%	—	-0.13%
25	AXP	American Express Co	Stock-Financials	1.02%	-0.29%	-2.15%
26	META	Meta Platforms Inc-class A	Stock-Comm Services	0.99%	-0.13%	+0.84%
27	MET	Metlife INC	Stock-Financials	0.99%	—	+3.67%
28	AEP	American Electric Power	Stock-Utilities	0.96%	+0.11%	-0.41%
29	ORCL	Oracle CORP	Stock-Tech	0.96%	-0.50%	+0.09%
30	ALL	Allstate CORP	Stock-Financials	0.92%	—	-4.47%
31	GLW	Corning INC	Stock-Tech	0.89%	+0.29%	-3.00%
32	C	Citigroup INC	Stock-Financials	0.89%	—	+19.43%
33	IBM	Intl Business Machines CORP	Stock-Tech	0.86%	-0.09%	-10.94%
34	PNC	Pnc Financial Services Group	Stock-Financials	0.83%	—	-1.16%
35	SO	Southern Co/the	Stock-Utilities	0.83%	+0.09%	-3.13%
36	MRK	Merck & Co. INC.	Stock-Healthcare	0.82%	+0.12%	+0.47%
37	FDX	Fedex CORP	Stock-Industrials	0.79%	+0.14%	+1.98%
38	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.79%	—	—
39	WMT	Walmart INC	Stock-Consumer Staples	0.78%	+0.16%	-1.37%
40	✓	3m Co	Stock-Other	0.78%	—	-0.97%
41	BAC	Bank Of America CORP	Stock-Financials	0.76%	-0.05%	+0.32%
42	✓	Novartis AG	Stock-Other	0.74%	+0.07%	-1.63%
43	PFE	Pfizer INC	Stock-Healthcare	0.72%	—	+4.89%
44	HIG	Hartford Insurance Group INC	Stock-Financials	0.72%	—	-2.55%
45	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.71%	-0.02%	—
46	TGT	Target CORP	Stock-Consumer Disc	0.71%	+0.09%	-3.20%
47	GS	Goldman Sachs Group INC	Stock-Financials	0.69%	—	-7.41%
48	PH	Parker Hannifin CORP	Stock-Industrials	0.69%	—	+0.62%
49	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.68%	—	-2.03%
50	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	0.63%	—	-0.41%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carret Asset Management, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	C	Citigroup INC	+0.2%	+19.43%	Add
2	LRCXEUR	Lam Research CORP	+0.2%	+56.45%	Add
3	BABA	Alibaba Group Holding-sp Adr	+0.2%	+72.06%	Add
4	ABBV	Abbvie INC	+0.2%	+0.64%	Add
5	CVX	Chevron CORP	+0.1%	+0.25%	Add
6	INTC	Intel CORP	+0.1%	-0.95%	Trim
7	DHI	Dr Horton INC	+0.1%	+38.24%	Add
8	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+0.08%	Add
9	VZ	Verizon Communications INC	+0.1%	-0.62%	Trim
10	META	Meta Platforms Inc-class A	+0.1%	+0.84%	Add
11	AMAT	Applied Materials INC	+0.1%	-2.96%	Trim
12	BA	Boeing Co/the	+0.1%	+0.92%	Add
13	NFLX	Netflix INC	+0.1%	+11.44%	Add
14	MSFT	Microsoft CORP	+0.1%	-0.49%	Trim
15	AAPL	Apple INC	+0.1%	-1.11%	Trim
16	GOOG	Alphabet Inc-cl C	+0.1%	+2.52%	Add
17	PFF	Ishares Preferred & Income S	+0.1%	+52.87%	Add
18	✓	Cisco Systems, Inc.	+0.1%	+0.41%	Add
19	PFE	Pfizer INC	+0.1%	+4.89%	Add
20	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+11.84%	Add
21	✓	ConocoPhillips	+0.1%	-0.57%	Trim
22	MA	Mastercard INC - A	+0.1%	+0.58%	Add
23	PH	Parker Hannifin CORP	0%	+0.62%	Add
24	TGT	Target CORP	0%	-3.20%	Trim
25	HON	Honeywell International INC	0%	+10.73%	Add
26	GM	General Motors Co	0%	-4.84%	Trim
27	CRS	Carpenter Technology	0%	-0.66%	Trim
28	VEU	Vanguard Ftse All-world Ex-u	0%	+28.95%	Add
29	HRSEUR	L3harris Technologies INC	0%	-4.22%	Trim
30	V	Visa Inc-class A Shares	0%	+0.75%	Add
31	BRK-A	Berkshire Hathaway Inc-cl A	0%	—	Unchanged
32	✓	AT & T, Inc. New	0%	+1.87%	Add
33	PNC	Pnc Financial Services Group	0%	-1.16%	Trim
34	✓	J P Morgan Chase And Co	0%	-1.14%	Trim
35	PEN	Penumbra INC	-0.1%	—	Unchanged
36	BG	Bunge Global SA	-0.1%	-49.67%	Trim
37	CHD	Church & Dwight Co INC	-0.1%	-2.03%	Trim
38	HRL	Hormel Foods CORP	-0.1%	-12.64%	Trim
39	TRV	Travelers Cos Inc/the	-0.1%	-2.29%	Trim
40	PEP	Pepsico INC	-0.1%	-0.87%	Trim
41	DIS	Walt Disney Co/the	-0.2%	-0.48%	Trim
42	JNJ	Johnson & Johnson	-0.2%	-0.83%	Trim
43	IBM	Intl Business Machines CORP	-0.2%	-10.94%	Trim
44	AEP	American Electric Power Company, Inc.	-0.3%	-2.19%	Trim
45	DD	DuPont de Nemours, Inc.	—	NEW	New buy
46	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
47	DOW	Dow Chem Co	—	EXIT	Sold out
48	KHC	Kraft Heinz Co/the	—	EXIT	Sold out
49	OKE	Oneok INC	—	NEW	New buy
50	OKE	ONEOK, Inc.	—	EXIT	Sold out