Carret Asset Management, LLC — Q4 2016 13F Holdings

Name: Carret Asset Management, LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000791490

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 243 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PEN	Penumbra INC	Stock-Healthcare	6.12%	+0.19%	-1.32%
2	✓	J P Morgan Chase And Co	Stock-Other	3.14%	-0.27%	-6.58%
3	AAPL	Apple INC	Stock-Tech	2.71%	-0.31%	-4.67%
4	JNJ	Johnson & Johnson	Stock-Healthcare	2.71%	+0.35%	-2.95%
5	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.69%	—	-2.84%
6	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.09%	-0.08%	-4.80%
7	MSFT	Microsoft CORP	Stock-Tech	2.06%	-1.14%	-3.16%
8	✓	Exxon Mobil Corporation	Stock-Other	2.00%	+0.16%	-2.22%
9	CVX	Chevron CORP	Stock-Energy	1.99%	+0.43%	-5.30%
10	INTC	Intel CORP	Stock-Tech	1.83%	—	-6.42%
11	VZ	Verizon Communications INC	Stock-Comm Services	1.77%	+0.08%	-3.41%
12	DIS	Walt Disney Co/the	Stock-Comm Services	1.74%	-0.10%	+1.64%
13	PEP	Pepsico INC	Stock-Consumer Staples	1.69%	+0.10%	-0.03%
14	✓	Comcast Corporation	Stock-Other	1.54%	—	-3.42%
15	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.44%	-0.34%	-1.79%
16	✓	Cisco Systems, Inc.	Stock-Other	1.39%	—	-7.45%
17	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.38%	—	-6.83%
18	✓	AT & T, Inc. New	Stock-Other	1.33%	—	-8.12%
19	IBM	Intl Business Machines CORP	Stock-Tech	1.32%	-0.09%	+0.68%
20	CVS	Cvs Health CORP	Stock-Healthcare	1.28%	—	-3.60%
21	TRV	Travelers Cos Inc/the	Stock-Financials	1.26%	—	-2.91%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.15%	—	-6.18%
23	MET	Metlife INC	Stock-Financials	1.09%	—	-5.63%
24	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.06%	-0.20%	+2.26%
25	AXP	American Express Co	Stock-Financials	1.00%	-0.29%	-8.89%
26	CNI	Canadian Natl Railway Co	Stock-Industrials	0.99%	—	+1.30%
27	TGT	Target CORP	Stock-Consumer Disc	0.96%	+0.09%	-9.08%
28	AEP	American Electric Power	Stock-Utilities	0.95%	+0.11%	-8.48%
29	SO	Southern Co/the	Stock-Utilities	0.93%	+0.09%	-10.94%
30	GS	Goldman Sachs Group INC	Stock-Financials	0.92%	—	+2.06%
31	ORCL	Oracle CORP	Stock-Tech	0.89%	-0.50%	+0.09%
32	GLW	Corning INC	Stock-Tech	0.84%	+0.29%	-10.81%
33	ALL	Allstate CORP	Stock-Financials	0.84%	—	-13.45%
34	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.83%	-0.02%	—
35	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.80%	—	+0.23%
36	MRK	Merck & Co. INC.	Stock-Healthcare	0.80%	+0.12%	+1.82%
37	✓	3m Co	Stock-Other	0.79%	—	+1.19%
38	PNC	Pnc Financial Services Group	Stock-Financials	0.79%	—	-13.74%
39	META	Meta Platforms Inc-class A	Stock-Comm Services	0.77%	-0.13%	+0.51%
40	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.77%	—	-5.36%
41	ABBV	Abbvie INC	Stock-Healthcare	0.76%	-0.02%	-9.02%
42	APC3EUR	Anadarko Petroleum CORP	Stock-Other	0.76%	—	+1.40%
43	FDX	Fedex CORP	Stock-Industrials	0.74%	+0.14%	+4.74%
44	WMT	Walmart INC	Stock-Consumer Staples	0.71%	+0.16%	-12.32%
45	QCOM	Qualcomm INC	Stock-Tech	0.70%	—	-10.82%
46	✓	ConocoPhillips	Stock-Other	0.68%	—	-8.79%
47	BAC	Bank Of America CORP	Stock-Financials	0.67%	-0.05%	-0.73%
48	PFE	Pfizer INC	Stock-Healthcare	0.66%	—	+4.52%
49	PH	Parker Hannifin CORP	Stock-Industrials	0.63%	—	+5.74%
50	✓	Novartis AG	Stock-Other	0.63%	+0.07%	-0.83%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carret Asset Management, LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	J P Morgan Chase And Co	+0.6%	-6.58%	Trim
2	GS	Goldman Sachs Group INC	+0.3%	+2.06%	Add
3	DIS	Walt Disney Co/the	+0.2%	+1.64%	Add
4	BAC	Bank Of America CORP	+0.2%	-0.73%	Trim
5	CVX	Chevron CORP	+0.2%	-5.30%	Trim
6	BRK-B	Berkshire Hathaway Inc-cl B	+0.2%	-4.80%	Trim
7	MET	Metlife INC	+0.2%	-5.63%	Trim
8	AEP	American Electric Power Company, Inc.	+0.1%	-2.84%	Trim
9	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+37.75%	Add
10	MSFT	Microsoft CORP	+0.1%	-3.16%	Trim
11	PH	Parker Hannifin CORP	+0.1%	+5.74%	Add
12	BRK-A	Berkshire Hathaway Inc-cl A	+0.1%	—	Unchanged
13	PNC	Pnc Financial Services Group	+0.1%	-13.74%	Trim
14	USB	US Bancorp	+0.1%	-2.07%	Trim
15	ITW	Illinois Tool Works	+0.1%	+24.36%	Add
16	C	Citigroup INC	+0.1%	+2.75%	Add
17	APC3EUR	Anadarko Petroleum CORP	+0.1%	+1.40%	Add
18	HN9	Hanesbrands INC	+0.1%	+184.01%	Add
19	FDX	Fedex CORP	+0.1%	+4.74%	Add
20	BMY	Bristol-myers Squibb Co	+0.1%	+8.71%	Add
21	META	Meta Platforms Inc-class A	-0.1%	+0.51%	Add
22	ABBV	Abbvie INC	-0.1%	-9.02%	Trim
23	NSRGY	Nestle Sa-spons Adr	-0.1%	+0.23%	Add
24	GLW	Corning INC	-0.1%	-10.81%	Trim
25	HIG	Hartford Insurance Group INC	-0.1%	-20.12%	Trim
26	EMR	Emerson Electric Co	-0.1%	-17.03%	Trim
27	BBBYEUR	20230930-dk-butterfly-1 INC	-0.1%	-48.70%	Trim
28	AEP	American Electric Power	-0.1%	-8.48%	Trim
29	CRS	Carpenter Technology	-0.1%	-20.17%	Trim
30	CHD	Church & Dwight Co INC	-0.1%	-5.36%	Trim
31	QCOM	Qualcomm INC	-0.1%	-10.82%	Trim
32	PST	Proshares Ultrashort 7-10 Yr	-0.1%	-62.85%	Trim
33	JNJ	Johnson & Johnson	-0.1%	-2.95%	Trim
34	ABT	Abbott Laboratories	-0.1%	-15.48%	Trim
35	WMT	Walmart INC	-0.1%	-12.32%	Trim
36	PG	Procter & Gamble Co/the	-0.1%	-6.18%	Trim
37	SO	Southern Co/the	-0.2%	-10.94%	Trim
38	INTC	Intel CORP	-0.2%	-6.42%	Trim
39	✓	Cisco Systems, Inc.	-0.2%	-7.45%	Trim
40	WELL	Welltower INC	-0.2%	-16.94%	Trim
41	CVS	Cvs Health CORP	-0.2%	-3.60%	Trim
42	PEN	Penumbra INC	-1.2%	-1.32%	Trim
43	DBLTX	Doubleline Ttl Rtrn Bnd-i	—	EXIT	Sold out
44	FNF	Fidelity National Financial	—	NEW	New buy
45	✓		—	EXIT	Sold out
46	✓		—	NEW	New buy
47	TBT	Proshares Ultrashort 20+y Tr	—	EXIT	Sold out
48	MALMX	Blackrock Short Duration Mun	—	NEW	New buy
49	PGBIX	Pimco Gl Bd Opp Usd Hd-ins	—	EXIT	Sold out
50	DVA	Davita INC	—	EXIT	Sold out