Carret Asset Management, LLC — Q3 2016 13F Holdings

Name: Carret Asset Management, LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000791490

Total reported value

$1.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 251 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PEN	Penumbra INC	Stock-Healthcare	7.29%	+0.19%	-5.87%
2	JNJ	Johnson & Johnson	Stock-Healthcare	2.83%	+0.35%	-1.37%
3	AAPL	Apple INC	Stock-Tech	2.74%	-0.31%	-0.61%
4	✓	J P Morgan Chase And Co	Stock-Other	2.56%	-0.27%	-0.02%
5	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.56%	—	-0.61%
6	INTC	Intel CORP	Stock-Tech	2.00%	—	-0.88%
7	✓	Exxon Mobil Corporation	Stock-Other	1.95%	+0.16%	+1.29%
8	MSFT	Microsoft CORP	Stock-Tech	1.95%	-1.14%	+3.57%
9	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.92%	-0.08%	-0.07%
10	CVX	Chevron CORP	Stock-Energy	1.82%	+0.43%	+0.40%
11	VZ	Verizon Communications INC	Stock-Comm Services	1.76%	+0.08%	+0.65%
12	PEP	Pepsico INC	Stock-Consumer Staples	1.73%	+0.10%	-0.23%
13	✓	Cisco Systems, Inc.	Stock-Other	1.56%	—	-1.41%
14	✓	Comcast Corporation	Stock-Other	1.51%	—	-0.67%
15	DIS	Walt Disney Co/the	Stock-Comm Services	1.50%	-0.10%	+12.21%
16	CVS	Cvs Health CORP	Stock-Healthcare	1.48%	—	+2.50%
17	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.46%	-0.34%	-0.05%
18	✓	AT & T, Inc. New	Stock-Other	1.36%	—	+1.07%
19	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.34%	—	-6.91%
20	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.29%	—	-2.01%
21	IBM	Intl Business Machines CORP	Stock-Tech	1.24%	-0.09%	-5.43%
22	TRV	Travelers Cos Inc/the	Stock-Financials	1.20%	—	-0.80%
23	SO	Southern Co/the	Stock-Utilities	1.08%	+0.09%	-1.87%
24	AEP	American Electric Power	Stock-Utilities	1.04%	+0.11%	-1.88%
25	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.04%	-0.20%	+0.82%
26	TGT	Target CORP	Stock-Consumer Disc	0.99%	+0.09%	+1.00%
27	CNI	Canadian Natl Railway Co	Stock-Industrials	0.94%	—	-2.42%
28	MET	Metlife INC	Stock-Financials	0.94%	—	+2.59%
29	AXP	American Express Co	Stock-Financials	0.94%	-0.29%	-1.18%
30	GLW	Corning INC	Stock-Tech	0.91%	+0.29%	-5.88%
31	ORCL	Oracle CORP	Stock-Tech	0.90%	-0.50%	+0.89%
32	ALL	Allstate CORP	Stock-Financials	0.89%	—	-2.09%
33	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.87%	—	+91.51%
34	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.87%	—	-0.17%
35	META	Meta Platforms Inc-class A	Stock-Comm Services	0.84%	-0.13%	+2.18%
36	WMT	Walmart INC	Stock-Consumer Staples	0.84%	+0.16%	-2.01%
37	ABBV	Abbvie INC	Stock-Healthcare	0.83%	-0.02%	-2.41%
38	MRK	Merck & Co. INC.	Stock-Healthcare	0.82%	+0.12%	-0.43%
39	QCOM	Qualcomm INC	Stock-Tech	0.81%	—	-1.52%
40	✓	3m Co	Stock-Other	0.76%	—	-3.75%
41	WELL	Welltower INC	Stock-Real Estate	0.74%	—	-2.14%
42	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.73%	-0.02%	—
43	PNC	Pnc Financial Services Group	Stock-Financials	0.69%	—	-1.82%
44	HIG	Hartford Insurance Group INC	Stock-Financials	0.69%	—	-2.66%
45	✓	Novartis AG	Stock-Other	0.68%	+0.07%	+0.08%
46	APC3EUR	Anadarko Petroleum CORP	Stock-Other	0.67%	—	+3.45%
47	D	Dominion Energy INC	Stock-Utilities	0.66%	—	-2.22%
48	FDX	Fedex CORP	Stock-Industrials	0.66%	+0.14%	+1.16%
49	PFE	Pfizer INC	Stock-Healthcare	0.65%	—	+5.56%
50	✓	ConocoPhillips	Stock-Other	0.64%	—	-1.58%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carret Asset Management, LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PEN	Penumbra INC	+1%	-5.87%	Trim
2	AAPL	Apple INC	+0.3%	-0.61%	Trim
3	MSFT	Microsoft CORP	+0.2%	+3.57%	Add
4	GILD	Gilead Sciences INC	+0.2%	+226.30%	Add
5	INTC	Intel CORP	+0.2%	-0.88%	Trim
6	QCOM	Qualcomm INC	+0.1%	-1.52%	Trim
7	CCL1EUR	Carnival CORP LTD	+0.1%	+27.51%	Add
8	GOOG	Alphabet Inc-cl C	+0.1%	-0.05%	Trim
9	GOOGL	Alphabet Inc-cl A	+0.1%	+0.82%	Add
10	APC3EUR	Anadarko Petroleum CORP	+0.1%	+3.45%	Add
11	✓	J P Morgan Chase And Co	+0.1%	-0.02%	Trim
12	✓	Cisco Systems, Inc.	+0.1%	-1.41%	Trim
13	MET	Metlife INC	+0.1%	+2.59%	Add
14	META	Meta Platforms Inc-class A	+0.1%	+2.18%	Add
15	FDX	Fedex CORP	+0.1%	+1.16%	Add
16	CB	Chubb Limited	+0.1%	+220.58%	Add
17	AME	Ametek INC	+0.1%	+50.90%	Add
18	BAC	Bank Of America CORP	+0.1%	+3.56%	Add
19	GM	General Motors Co	+0.1%	+4.55%	Add
20	ITW	Illinois Tool Works	+0.1%	+12.47%	Add
21	CRS	Carpenter Technology	+0.1%	—	Unchanged
22	GLW	Corning INC	+0.1%	-5.88%	Trim
23	PH	Parker Hannifin CORP	+0.1%	-0.88%	Trim
24	DIS	Walt Disney Co/the	0%	+12.21%	Add
25	CNI	Canadian Natl Railway Co	0%	-2.42%	Trim
26	MRK	Merck & Co. INC.	0%	-0.43%	Trim
27	PNC	Pnc Financial Services Group	0%	-1.82%	Trim
28	AVT	Avnet INC	-0.1%	-38.67%	Trim
29	EMN	Eastman Chemical Co	-0.1%	-25.96%	Trim
30	MDLZ	Mondelez International Inc-a	-0.1%	-12.83%	Trim
31	TRV	Travelers Cos Inc/the	-0.1%	-0.80%	Trim
32	SO	Southern Co/the	-0.1%	-1.87%	Trim
33	✓	AT & T, Inc. New	-0.1%	+1.07%	Add
34	CVS	Cvs Health CORP	-0.1%	+2.50%	Add
35	CHD	Church & Dwight Co INC	-0.1%	+91.51%	Add
36	BMY	Bristol-myers Squibb Co	-0.2%	—	Unchanged
37	AEP	American Electric Power	-0.2%	-1.88%	Trim
38	VZ	Verizon Communications INC	-0.2%	+0.65%	Add
39	✓	Exxon Mobil Corporation	-0.2%	+1.29%	Add
40	JNJ	Johnson & Johnson	-0.2%	-1.37%	Trim
41	AEP	American Electric Power Company, Inc.	-0.3%	-0.61%	Trim
42	✓		—	EXIT	Sold out
43	DELL	Dell Technologies Inc.	—	NEW	New buy
44	JNJ	Johnson & Johnson	—	EXIT	Sold out
45	DBLTX	Doubleline Ttl Rtrn Bnd-i	—	NEW	New buy
46	✓	Firstmerit CORP Com	—	EXIT	Sold out
47	PGBIX	Pimco Gl Bd Opp Usd Hd-ins	—	NEW	New buy
48	HBAN	Huntington Bancshares INC	—	NEW	New buy
49	WY	Weyerhaeuser Co	—	NEW	New buy
50	HN9	Hanesbrands INC	—	NEW	New buy