Carret Asset Management, LLC — Q3 2014 13F Holdings

Name: Carret Asset Management, LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000791490

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 267 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	JNJ	Johnson & Johnson	Stock-Healthcare	2.74%	+0.35%	-3.10%
2	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.65%	—	+0.43%
3	AAPL	Apple INC	Stock-Tech	2.65%	-0.31%	-2.06%
4	✓	J P Morgan Chase And Co	Stock-Other	2.42%	-0.27%	+0.43%
5	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.11%	-0.08%	-0.64%
6	INTC	Intel CORP	Stock-Tech	2.06%	—	-3.07%
7	CVX	Chevron CORP	Stock-Energy	2.04%	+0.43%	-0.63%
8	✓	Exxon Mobil Corporation	Stock-Other	1.99%	+0.16%	-7.01%
9	✓	ConocoPhillips	Stock-Other	1.96%	—	+1.04%
10	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.95%	—	-0.17%
11	IBM	Intl Business Machines CORP	Stock-Tech	1.93%	-0.09%	-2.09%
12	MSFT	Microsoft CORP	Stock-Tech	1.73%	-1.14%	-3.36%
13	PEP	Pepsico INC	Stock-Consumer Staples	1.70%	+0.10%	-0.79%
14	VZ	Verizon Communications INC	Stock-Comm Services	1.69%	+0.08%	+2.41%
15	CVS	Cvs Health CORP	Stock-Healthcare	1.66%	—	-1.18%
16	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.47%	—	-0.73%
17	✓	Cisco Systems, Inc.	Stock-Other	1.29%	—	-0.79%
18	CNI	Canadian Natl Railway Co	Stock-Industrials	1.26%	—	-0.11%
19	DIS	Walt Disney Co/the	Stock-Comm Services	1.24%	-0.10%	-1.48%
20	APC3EUR	Anadarko Petroleum CORP	Stock-Other	1.18%	—	+0.78%
21	✓	AT & T, Inc. New	Stock-Other	1.17%	—	+0.03%
22	TRV	Travelers Cos Inc/the	Stock-Financials	1.11%	—	-1.15%
23	ORCL	Oracle CORP	Stock-Tech	1.10%	-0.50%	-0.81%
24	AXP	American Express Co	Stock-Financials	1.08%	-0.29%	-5.50%
25	✓		Stock-Other	1.03%	—	-5.64%
26	TGT	Target CORP	Stock-Consumer Disc	1.02%	+0.09%	+0.87%
27	✓	Comcast Corporation	Stock-Other	0.98%	—	-0.27%
28	AEP	American Electric Power	Stock-Utilities	0.98%	+0.11%	-0.37%
29	SO	Southern Co/the	Stock-Utilities	0.96%	+0.09%	-1.01%
30	WMT	Walmart INC	Stock-Consumer Staples	0.95%	+0.16%	-2.34%
31	ALL	Allstate CORP	Stock-Financials	0.93%	—	-1.29%
32	GS	Goldman Sachs Group INC	Stock-Financials	0.89%	—	+1.79%
33	ABBV	Abbvie INC	Stock-Healthcare	0.87%	-0.02%	-2.94%
34	GLW	Corning INC	Stock-Tech	0.85%	+0.29%	-0.37%
35	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.84%	—	-0.65%
36	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.82%	—	-0.44%
37	✓	Novartis AG	Stock-Other	0.80%	+0.07%	-2.45%
38	✓	3m Co	Stock-Other	0.79%	—	-2.49%
39	D	Dominion Energy INC	Stock-Utilities	0.78%	—	-5.88%
40	HIG	Hartford Insurance Group INC	Stock-Financials	0.77%	—	-1.54%
41	MET	Metlife INC	Stock-Financials	0.77%	—	+1.57%
42	OEF	Ishares S&p 100 ETF	ETF-Other	0.73%	-0.04%	-0.14%
43	QCOM	Qualcomm INC	Stock-Tech	0.73%	—	+6.15%
44	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.72%	-0.02%	—
45	✓	Google INC Class C	Stock-Other	0.71%	—	+5.59%
46	EMR	Emerson Electric Co	Stock-Industrials	0.70%	—	+2.36%
47	GOOG	Alphabet A	Stock-Comm Services	0.67%	—	+5.91%
48	ABT	Abbott Laboratories	Stock-Healthcare	0.66%	-0.09%	-1.42%
49	WELL	Welltower Inc.	Stock-Real Estate	0.65%	—	+2.18%
50	PH	Parker Hannifin CORP	Stock-Industrials	0.65%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carret Asset Management, LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	INTC	Intel CORP	+0.2%	-3.07%	Trim
2	DUK	Du Pont E I De Nemour&Co	+0.2%	-0.17%	Trim
3	BRK-B	Berkshire Hathaway Inc-cl B	+0.2%	-0.64%	Trim
4	AAPL	Apple INC	+0.2%	-2.06%	Trim
5	✓	J P Morgan Chase And Co	+0.2%	+0.43%	Add
6	DVA	Davita INC	+0.1%	+95.34%	Add
7	MSFT	Microsoft CORP	+0.1%	-3.36%	Trim
8	BAC	Bank Of America CORP	+0.1%	+29.50%	Add
9	CNI	Canadian Natl Railway Co	+0.1%	-0.11%	Trim
10	GS	Goldman Sachs Group INC	+0.1%	+1.79%	Add
11	TGT	Target CORP	+0.1%	+0.87%	Add
12	PG	Procter & Gamble Co/the	+0.1%	-0.73%	Trim
13	VZ	Verizon Communications INC	+0.1%	+2.41%	Add
14	GME	Gamestop Corp-class A	+0.1%	+139.88%	Add
15	BG	Bunge Global SA	+0.1%	+13.80%	Add
16	BA	Boeing Co/the	+0.1%	+44.62%	Add
17	CVS	Cvs Health CORP	+0.1%	-1.18%	Trim
18	C	Citigroup INC	+0.1%	+32.45%	Add
19	FITB	Fifth Third Bancorp	+0.1%	+51.59%	Add
20	M	Macy's INC	+0.1%	+61.36%	Add
21	IP	International Paper Co	+0.1%	+141.07%	Add
22	BRK-A	Berkshire Hathaway Inc-cl A	+0.1%	—	Unchanged
23	AEP	American Electric Power Company, Inc.	0%	+0.43%	Add
24	AEP	American Electric Power	-0.1%	-0.37%	Trim
25	✓		-0.1%	+7.23%	Add
26	D	Dominion Energy INC	-0.1%	-5.88%	Trim
27	ORCL	Oracle CORP	-0.1%	-0.81%	Trim
28	PH	Parker Hannifin CORP	-0.1%	—	Unchanged
29	HRSEUR	L3harris Technologies INC	-0.1%	-4.36%	Trim
30	APC3EUR	Anadarko Petroleum CORP	-0.1%	+0.78%	Add
31	AA	Alcoa INC Com	-0.1%	-53.08%	Trim
32	✓	Viacom Class B	-0.1%	-1.37%	Trim
33	SLB	Slb LTD	-0.1%	-1.60%	Trim
34	EMN	Eastman Chemical Co	-0.1%	-10.12%	Trim
35	VAL	Valaris Limited	-0.1%	-15.27%	Trim
36	GLW	Corning INC	-0.1%	-0.37%	Trim
37	BHP	Bhp Group Ltd-spon Adr	-0.1%	-23.29%	Trim
38	AXP	American Express Co	-0.1%	-5.50%	Trim
39	MDLZ	Mondelez International Inc-a	-0.2%	-15.72%	Trim
40	✓	ConocoPhillips	-0.2%	+1.04%	Add
41	CVX	Chevron CORP	-0.2%	-0.63%	Trim
42	MCD	Mcdonald's CORP	-0.2%	-25.62%	Trim
43	CRS	Carpenter Technology	-0.3%	-6.26%	Trim
44	✓	Exxon Mobil Corporation	-0.3%	-7.01%	Trim
45	MDT	Medtronic plc	—	EXIT	Sold out
46	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
47	✓	Aes CORP	—	NEW	New buy
48	APD	Air Products & Chemicals INC	—	EXIT	Sold out
49	DLR	Digital Realty Trust INC	—	NEW	New buy
50	✓	Deutsche Bank	—	NEW	New buy