Carret Asset Management, LLC — Q1 2014 13F Holdings

Name: Carret Asset Management, LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000791490

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 267 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	JNJ	Johnson & Johnson	Stock-Healthcare	3.01%	+0.35%	+10.27%
2	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.74%	—	+4.98%
3	✓	J P Morgan Chase And Co	Stock-Other	2.46%	-0.27%	-0.29%
4	✓	Exxon Mobil Corporation	Stock-Other	2.31%	+0.16%	-1.73%
5	AAPL	Apple INC	Stock-Tech	2.14%	-0.31%	+4.89%
6	CVX	Chevron CORP	Stock-Energy	2.09%	+0.43%	+0.65%
7	IBM	Intl Business Machines CORP	Stock-Tech	2.04%	-0.09%	+2.10%
8	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.93%	-0.08%	-1.21%
9	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.88%	—	+0.42%
10	✓	ConocoPhillips	Stock-Other	1.84%	—	+1.03%
11	MSFT	Microsoft CORP	Stock-Tech	1.62%	-1.14%	-0.37%
12	INTC	Intel CORP	Stock-Tech	1.62%	—	+0.03%
13	CVS	Cvs Health CORP	Stock-Healthcare	1.62%	—	+0.34%
14	PEP	Pepsico INC	Stock-Consumer Staples	1.58%	+0.10%	+0.91%
15	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.46%	—	+0.01%
16	VZ	Verizon Communications INC	Stock-Comm Services	1.44%	+0.08%	+53.38%
17	ORCL	Oracle CORP	Stock-Tech	1.23%	-0.50%	+0.53%
18	AXP	American Express Co	Stock-Financials	1.22%	-0.29%	-0.46%
19	DIS	Walt Disney Co/the	Stock-Comm Services	1.19%	-0.10%	+0.14%
20	✓	Cisco Systems, Inc.	Stock-Other	1.18%	—	+0.56%
21	✓	Google INC Class C	Stock-Other	1.17%	—	—
22	✓	AT & T, Inc. New	Stock-Other	1.16%	—	-1.39%
23	D	Dominion Energy INC	Stock-Utilities	1.13%	—	-4.91%
24	✓		Stock-Other	1.06%	—	-9.57%
25	CNI	Canadian Natl Railway Co	Stock-Industrials	1.06%	—	+1.07%
26	TRV	Travelers Cos Inc/the	Stock-Financials	1.05%	—	+1.54%
27	APC3EUR	Anadarko Petroleum CORP	Stock-Other	1.02%	—	+4.93%
28	SO	Southern Co/the	Stock-Utilities	1.00%	+0.09%	+3.91%
29	WMT	Walmart INC	Stock-Consumer Staples	0.99%	+0.16%	+1.26%
30	TGT	Target CORP	Stock-Consumer Disc	0.98%	+0.09%	+9.40%
31	AEP	American Electric Power	Stock-Utilities	0.98%	+0.11%	-0.73%
32	GLW	Corning INC	Stock-Tech	0.96%	+0.29%	+0.17%
33	✓	Comcast Corporation	Stock-Other	0.92%	—	+0.04%
34	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.90%	—	-2.40%
35	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.90%	-0.02%	-7.69%
36	ALL	Allstate CORP	Stock-Financials	0.89%	—	+3.94%
37	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.88%	—	-2.09%
38	CRS	Carpenter Technology	Stock-Industrials	0.84%	—	-11.90%
39	ABBV	Abbvie INC	Stock-Healthcare	0.83%	-0.02%	+1.14%
40	GS	Goldman Sachs Group INC	Stock-Financials	0.82%	—	-0.12%
41	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.79%	—	+0.07%
42	✓	3m Co	Stock-Other	0.79%	—	-0.30%
43	✓	Comcast Corporation	Stock-Other	0.78%	—	+88.30%
44	✓	Novartis AG	Stock-Other	0.78%	+0.07%	+0.38%
45	HIG	Hartford Insurance Group INC	Stock-Financials	0.76%	—	-4.97%
46	MET	Metlife INC	Stock-Financials	0.76%	—	+0.87%
47	✓	Vodafone Group PLC New Fsponsored Adr 1 Adr Reps 10 Ord Shs	Stock-Other	0.75%	—	—
48	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.75%	—	-8.50%
49	EMR	Emerson Electric Co	Stock-Industrials	0.72%	—	-0.64%
50	PH	Parker Hannifin CORP	Stock-Industrials	0.71%	—	-1.00%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carret Asset Management, LLC for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VZ	Verizon Communications INC	+0.5%	+53.38%	Add
2	JNJ	Johnson & Johnson	+0.4%	+10.27%	Add
3	✓	Comcast Corporation	+0.3%	+88.30%	Add
4	WELL	Welltower Inc.	+0.2%	+24.17%	Add
5	GLW	Corning INC	+0.1%	+0.17%	Add
6	MRO*	Marathon Oil CORP	+0.1%	+41.17%	Add
7	MSFT	Microsoft CORP	+0.1%	-0.37%	Trim
8	PFE	Pfizer INC	+0.1%	+20.03%	Add
9	VYX	Ncr Voyix CORP	+0.1%	+46.60%	Add
10	APC3EUR	Anadarko Petroleum CORP	+0.1%	+4.93%	Add
11	SO	Southern Co/the	+0.1%	+3.91%	Add
12	PST	Proshares Ultrashort 7-10 Yr	+0.1%	+57.91%	Add
13	PNC	Pnc Financial Services Group	+0.1%	+0.10%	Add
14	ORCL	Oracle CORP	+0.1%	+0.53%	Add
15	AEP	American Electric Power	+0.1%	-0.73%	Trim
16	PM	Philip Morris International	+0.1%	+51.86%	Add
17	EMN	Eastman Chemical Co	+0.1%	+5.23%	Add
18	SGENX	First Eagle Global-a	+0.1%	+32.67%	Add
19	VGSTX	Vanguard Star Fund-inv	+0.1%	+20.79%	Add
20	IBM	Intl Business Machines CORP	0%	+2.10%	Add
21	CVS	Cvs Health CORP	0%	+0.34%	Add
22	ALL	Allstate CORP	0%	+3.94%	Add
23	QCOM	Qualcomm INC	0%	+2.52%	Add
24	AMAT	Applied Materials INC	0%	-1.15%	Trim
25	✓		0%	+1.11%	Add
26	✓	J P Morgan Chase And Co	0%	-0.29%	Trim
27	BRK-B	Berkshire Hathaway Inc-cl B	0%	-1.21%	Trim
28	DIS	Walt Disney Co/the	0%	+0.14%	Add
29	✓	Novartis AG	0%	+0.38%	Add
30	DUK	Du Pont E I De Nemour&Co	0%	+0.42%	Add
31	D	Dominion Energy INC	0%	-4.91%	Trim
32	HIG	Hartford Insurance Group INC	-0.1%	-4.97%	Trim
33	MCD	Mcdonald's CORP	-0.1%	-8.50%	Trim
34	PH	Parker Hannifin CORP	-0.1%	-1.00%	Trim
35	CRS	Carpenter Technology	-0.1%	-11.90%	Trim
36	TRV	Travelers Cos Inc/the	-0.1%	+1.54%	Add
37	GS	Goldman Sachs Group INC	-0.1%	-0.12%	Trim
38	CVX	Chevron CORP	-0.2%	+0.65%	Add
39	AEP	American Electric Power Company, Inc.	-0.2%	+4.98%	Add
40	✓	Exxon Mobil Corporation	-0.2%	-1.73%	Trim
41	✓	Vodafone Group New ADR F Spons	—	EXIT	Sold out
42	GOOG	Alphabet A	—	EXIT	Sold out
43	✓	Google INC Class C	—	NEW	New buy
44	✓	Vodafone Group PLC New Fsponsored Adr 1 Adr Reps 10 Ord Shs	—	NEW	New buy
45	WY 6.375 07-01-16 A	Weyerhaeuser Co	—	EXIT	Sold out
46	BG	Bunge Global SA	—	NEW	New buy
47	ESBA	Empire State Realty Op Lp-es	—	NEW	New buy
48	PLMKW	Plum Acquisition Corp. IV	—	EXIT	Sold out
49	DVA	Davita INC	—	NEW	New buy
50	✓		—	NEW	New buy