Carret Asset Management, LLC — Q3 2013 13F Holdings

Name: Carret Asset Management, LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000791490

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 259 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	JNJ	Johnson & Johnson	Stock-Healthcare	2.70%	+0.35%	-0.53%
2	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.67%	—	-0.85%
3	✓	J P Morgan Chase And Co	Stock-Other	2.38%	-0.27%	-0.51%
4	CVX	Chevron CORP	Stock-Energy	2.37%	+0.43%	-1.12%
5	✓	Exxon Mobil Corporation	Stock-Other	2.36%	+0.16%	-4.34%
6	IBM	Intl Business Machines CORP	Stock-Tech	2.30%	-0.09%	+1.23%
7	AAPL	Apple INC	Stock-Tech	2.03%	-0.31%	+4.27%
8	✓	ConocoPhillips	Stock-Other	2.01%	—	-0.53%
9	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.99%	-0.08%	+1.02%
10	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.85%	—	-11.46%
11	PEP	Pepsico INC	Stock-Consumer Staples	1.66%	+0.10%	-0.64%
12	INTC	Intel CORP	Stock-Tech	1.62%	—	-0.45%
13	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.56%	—	-1.75%
14	✓	Vodafone Group New ADR F Spons	Stock-Other	1.52%	—	+6.65%
15	MSFT	Microsoft CORP	Stock-Tech	1.49%	-1.14%	-13.82%
16	CVS	Cvs Health CORP	Stock-Healthcare	1.35%	—	-0.42%
17	✓	Cisco Systems, Inc.	Stock-Other	1.33%	—	-1.59%
18	✓	AT & T, Inc. New	Stock-Other	1.27%	—	+8.14%
19	✓		Stock-Other	1.24%	—	-18.35%
20	D	Dominion Energy INC	Stock-Utilities	1.20%	—	-4.14%
21	APC3EUR	Anadarko Petroleum CORP	Stock-Other	1.19%	—	+2.35%
22	TRV	Travelers Cos Inc/the	Stock-Financials	1.16%	—	+1.48%
23	AXP	American Express Co	Stock-Financials	1.15%	-0.29%	+0.39%
24	ORCL	Oracle CORP	Stock-Tech	1.13%	-0.50%	-4.20%
25	DIS	Walt Disney Co/the	Stock-Comm Services	1.08%	-0.10%	-4.96%
26	WMT	Walmart INC	Stock-Consumer Staples	1.06%	+0.16%	-1.53%
27	CNI	Canadian Natl Railway Co	Stock-Industrials	1.05%	—	-0.64%
28	MCD	Mcdonald's CORP	Stock-Consumer Disc	1.05%	—	-28.81%
29	VZ	Verizon Communications INC	Stock-Comm Services	1.04%	+0.08%	-13.68%
30	TGT	Target CORP	Stock-Consumer Disc	1.03%	+0.09%	+1.89%
31	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.98%	-0.02%	—
32	SO	Southern Co/the	Stock-Utilities	0.98%	+0.09%	+0.05%
33	GOOG	Alphabet A	Stock-Comm Services	0.95%	—	+21.93%
34	AEP	American Electric Power	Stock-Utilities	0.94%	+0.11%	-0.41%
35	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.92%	—	+1.44%
36	✓	Comcast Corporation	Stock-Other	0.92%	—	-2.32%
37	CRS	Carpenter Technology	Stock-Industrials	0.91%	—	+3.06%
38	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.89%	—	-3.32%
39	GS	Goldman Sachs Group INC	Stock-Financials	0.88%	—	+0.81%
40	ALL	Allstate CORP	Stock-Financials	0.87%	—	-1.26%
41	ABBV	Abbvie INC	Stock-Healthcare	0.83%	-0.02%	+0.38%
42	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.81%	—	+1.76%
43	HIG	Hartford Insurance Group INC	Stock-Financials	0.80%	—	-8.06%
44	✓	3m Co	Stock-Other	0.78%	—	+2.40%
45	EMR	Emerson Electric Co	Stock-Industrials	0.78%	—	+4.64%
46	MET	Metlife INC	Stock-Financials	0.77%	—	+3.21%
47	✓	Novartis AG	Stock-Other	0.76%	+0.07%	-0.99%
48	GLW	Corning INC	Stock-Tech	0.74%	+0.29%	+4.35%
49	PH	Parker Hannifin CORP	Stock-Industrials	0.72%	—	+0.34%
50	OEF	Ishares S&p 100 ETF	ETF-Other	0.70%	-0.04%	+1.49%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Carret Asset Management, LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.5%	+4.27%	Add
2	✓	Vodafone Group New ADR F Spons	+0.4%	+6.65%	Add
3	✓	ConocoPhillips	+0.4%	-0.53%	Trim
4	WELL	Welltower Inc.	+0.3%	+127.66%	Add
5	CRS	Carpenter Technology	+0.3%	+3.06%	Add
6	GOOG	Alphabet A	+0.2%	+21.93%	Add
7	✓	Viacom Class B	+0.2%	+9.32%	Add
8	EMR	Emerson Electric Co	+0.2%	+4.64%	Add
9	VYX	Ncr Voyix CORP	+0.2%	+173.91%	Add
10	✓	Exxon Mobil Corporation	-0.1%	-4.34%	Trim
11	✓		-0.1%	-18.35%	Trim
12	TEVA	Teva Pharmaceutical-sp Adr	-0.1%	-49.07%	Trim
13	VZ	Verizon Communications INC	-0.2%	-13.68%	Trim
14	MSFT	Microsoft CORP	-0.2%	-13.82%	Trim
15	HD	Home Depot INC	-0.2%	-31.34%	Trim
16	MCD	Mcdonald's CORP	-0.4%	-28.81%	Trim
17	✓	Ezion Holdings Limited	—	EXIT	Sold out
18	✓	Thai Tap Water Supply - Nvdr	—	EXIT	Sold out
19	✓	Beijing Enterprises Water Grou	—	EXIT	Sold out
20	✓	Bangkok Expressway Pub-nvdr	—	EXIT	Sold out
21	EMN	Eastman Chemical Co	—	NEW	New buy
22	FITB 8.5 PERP G	Fifth Third Bancorp	—	EXIT	Sold out
23	✓	China State Construction Intl	—	EXIT	Sold out
24	ITUB	Itau Unibanco H-spon Prf Adr	—	EXIT	Sold out
25	✓	Agricultural Bank Of China Lim	—	EXIT	Sold out
26	✓	Deutsche Post Ag-reg	—	EXIT	Sold out
27	TGBAX	Templeton Global Bond-adv	—	EXIT	Sold out
28	✓	Advanced Info Services Pub Co	—	EXIT	Sold out
29	✓	Geely Automobile Holdings LTD	—	EXIT	Sold out
30	✓	Ticc Capital CORP	—	EXIT	Sold out
31	SAN	Banco Santander Sa-spon Adr	—	EXIT	Sold out
32	✓	Thai Union Frozen Prod-nvdr	—	EXIT	Sold out
33	✓	Pan-united CORP	—	EXIT	Sold out
34	✓	Bombardier INC	—	EXIT	Sold out
35	✓	Evergrande Real Estate Group L	—	EXIT	Sold out
36	WFRD	Weatherford International plc	—	EXIT	Sold out
37	✓	Beijing Enterprises Hldgs	—	EXIT	Sold out
38	✓	China Merchants Hldgs Pac	—	EXIT	Sold out
39	VALE	Vale Sa-sp Adr	—	EXIT	Sold out
40	✓	Electricity Generating Public	—	EXIT	Sold out
41	✓	Chu Kong Petroleum & Natural	—	EXIT	Sold out
42	MIC2EUR	Macquarie Infrastructure Hol	—	EXIT	Sold out
43	FITB	Fifth Third Bancorp	—	NEW	New buy
44	✓	Triyards Holdings LTD	—	EXIT	Sold out
45	NEE 5.875 03-15-44	Fpl Group Cap Trust I	—	EXIT	Sold out
46	✓	Wumart Stores INC - H	—	EXIT	Sold out
47	✓	China Automation Group	—	EXIT	Sold out
48	✓	Sydney Airport	—	EXIT	Sold out
49	✓	Motor Sich Jsc Spon Gdr Reg S	—	EXIT	Sold out
50	✓	Supalai Public Company Nvdr	—	EXIT	Sold out