Cambridge Investment Research Advisors, Inc. — Q3 2019 13F Holdings

Name: Cambridge Investment Research Advisors, Inc. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001419186

Total reported value

$38.8B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 2339 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	4.08%	-0.18%	+5.25%
2	VXUS	Vanguard Total Intl Stock	ETF-Other	2.50%	—	-2.84%
3	AAPL	Apple INC	Stock-Tech	2.32%	-0.27%	+0.19%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.68%	+0.22%	-2.28%
5	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.45%	—	+10.19%
6	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.31%	—	-1.31%
7	BND	Vanguard Total Bond Market	ETF-Other	1.22%	—	+4.70%
8	AMZN	Amazon.com INC	Stock-Consumer Disc	1.17%	-0.17%	+4.21%
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.04%	-0.17%	-2.61%
10	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.04%	—	-4.47%
11	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.04%	-0.25%	+3.79%
12	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.03%	—	+9.45%
13	MSFT	Microsoft CORP	Stock-Tech	0.93%	-0.36%	+3.65%
14	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.89%	—	+12.11%
15	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.83%	-0.13%	+5.80%
16	HUSV	Ft Horizon Mngd Vol Dom ETF	ETF-Other	0.74%	—	-8.96%
17	T	At&t INC	Stock-Comm Services	0.70%	—	+6.53%
18	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.68%	—	+4.98%
19	VXF	Vanguard Extended Market ETF	ETF-Other	0.67%	—	-4.24%
20	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.66%	+0.05%	-0.59%
21	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	0.64%	—	+17.80%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.59%	—	+7.66%
23	FVD	First Trust Value Line Dvd	ETF-Other	0.58%	—	-4.37%
24	V	Visa Inc-class A Shares	Stock-Financials	0.55%	-0.06%	-1.92%
25	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.53%	—	-3.61%
26	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.50%	+0.05%	-2.26%
27	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.50%	—	-3.43%
28	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.49%	—	+2.33%
29	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.47%	—	-6.73%
30	BIV	Vanguard Intermediate-term B	ETF-Other	0.47%	—	+1.15%
31	JNJ	Johnson & Johnson	Stock-Healthcare	0.46%	—	+0.39%
32	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.46%	—	+56.19%
33	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.45%	—	-11.58%
34	VNQ	Vanguard Real Estate ETF	ETF-Other	0.44%	—	-0.57%
35	VUG	Vanguard Growth ETF	ETF-Other	0.44%	—	+1.34%
36	BLV	Vanguard Long-term Bond ETF	ETF-Other	0.43%	—	-4.84%
37	XOM	Exxon Mobil CORP	Stock-Energy	0.43%	+0.13%	+6.20%
38	VZ	Verizon Communications INC	Stock-Comm Services	0.43%	—	+2.17%
39	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.43%	+0.06%	+91.89%
40	DIS	Walt Disney Co/the	Stock-Comm Services	0.42%	—	+5.87%
41	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.41%	—	-9.05%
42	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.40%	—	-1.57%
43	XMLV	Invesco S&p Midcap Low Volat	ETF-Other	0.40%	—	+14.56%
44	GLD	Spdr Gold Shares	ETF-Commodities	0.39%	—	+14.35%
45	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.38%	—	+30.84%
46	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.38%	—	+32.36%
47	SCHX	Schwab US Large-cap ETF	ETF-Other	0.38%	—	+18.69%
48	HD	Home Depot INC	Stock-Consumer Disc	0.37%	—	+0.61%
49	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.37%	—	+6.84%
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.36%	—	+3.57%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Cambridge Investment Research Advisors, Inc. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IEF	Ishares 7-10 Year Treasury B	+0.2%	+91.89%	Add
2	AAPL	Apple INC	+0.2%	+0.19%	Add
3	FTSM	First Trust Enh Short Mat Fd	+0.2%	+56.19%	Add
4	VGIT	Vanguard Intermediate-term T	+0.1%	+607.23%	Add
5	VPU	Vanguard Utilities ETF	+0.1%	+72.68%	Add
6	SPLV	Invesco S&p 500 Low Volatili	+0.1%	+17.80%	Add
7	VIG	Vanguard Dividend Apprec ETF	+0.1%	+12.11%	Add
8	T	At&t INC	+0.1%	+6.53%	Add
9	PG	Procter & Gamble Co/the	+0.1%	+7.66%	Add
10	AGG	Ishares Core U.s. Aggregate	+0.1%	+32.36%	Add
11	CELG	Celgene CORP	+0.1%	+326.65%	Add
12	VOO	Vanguard S&p 500 ETF	+0.1%	+5.25%	Add
13	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+10.19%	Add
14	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+9.45%	Add
15	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.1%	+30.84%	Add
16	SHY	Ishares 1-3 Year Treasury Bo	+0.1%	+34.09%	Add
17	GOVT	Ishares US Treasury Bond ETF	+0.1%	+81.24%	Add
18	IAUUSD	Ishares Gold Trust	+0.1%	+104.64%	Add
19	DIV	Global X Superdividend Use	+0.1%	+283.03%	Add
20	SCHX	Schwab US Large-cap ETF	+0.1%	+18.69%	Add
21	GOOGL	Alphabet Inc-cl A	+0.1%	+6.84%	Add
22	GOVI	Invesco Equal Weight 0-30 Yr	+0.1%	+166.23%	Add
23	XMLV	Invesco S&p Midcap Low Volat	+0.1%	+14.56%	Add
24	EMB	Ishares Jp Morgan Usd Emergi	+0.1%	+47.98%	Add
25	GLD	Spdr Gold Shares	0%	+14.35%	Add
26	MSFT	Microsoft CORP	0%	+3.65%	Add
27	BND	Vanguard Total Bond Market	0%	+4.70%	Add
28	MBB	Ishares Mbs ETF	-0.1%	-64.99%	Trim
29	TIP	Ishares Tips Bond ETF	-0.1%	-22.05%	Trim
30	NFLX	Netflix INC	-0.1%	-9.84%	Trim
31	IWD	Ishares Russell 1000 Value E	-0.1%	-22.27%	Trim
32	PFE	Pfizer INC	-0.1%	+1.28%	Add
33	JPST	Jpmorgan Ultra-short Income	-0.1%	-11.58%	Trim
34	FV	First Trust Dw Focus 5 Fund	-0.1%	-12.93%	Trim
35	FIXD	First Trust Smith Opportunis	-0.1%	-81.52%	Trim
36	MINT	Pimco Enhanced Short Maturit	-0.2%	-47.92%	Trim
37	UCON	First Trust Smith Unconstrai	-0.2%	-95.74%	Trim
38	VXUS	Vanguard Total Intl Stock	-0.3%	-2.84%	Trim
39	VGSH	Vanguard Short-term Treasury	-0.3%	-69.60%	Trim
40	RDIV	Invesco S&p Ultra Dividend	—	NEW	New buy
41	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
42	BX	Blackstone INC	—	NEW	New buy
43	QYLD	Global X Nasd 100 Cov Call	—	NEW	New buy
44	JNK	Ss Spdr Bb High Yield Bond	—	NEW	New buy
45	LHX	L3harris Technologies INC	—	NEW	New buy
46	6D8	Dupont De Nemours INC	—	NEW	New buy
47	AFINUSD	Necessity Retail Reit Inc/th	—	NEW	New buy
48	DOW	Dow INC	—	NEW	New buy
49	CI	THE Cigna Group	—	NEW	New buy
50	MRNA	Moderna INC	—	NEW	New buy