Baker Avenue Asset Management, LP — Q3 2018 13F Holdings

Name: Baker Avenue Asset Management, LP — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001432529

Total reported value

$4.4B

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Full holdings list this quarter

Showing top 200 holdings (of 250 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BND	Vanguard Total Bond Market	ETF-Other	4.73%	—	+10.85%
2	AGG	Ishares Core U.s. Aggregate	ETF-Other	4.02%	—	+16.14%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.71%	—	+2.86%
4	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	3.52%	—	+4.16%
5	EFV	Ishares Msci Eafe Value ETF	ETF-Other	2.60%	—	+18.48%
6	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	2.30%	—	+6.49%
7	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.30%	+0.18%	NEW
8	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.09%	—	+5.20%
9	IWV	Ishares Russell 3000 ETF	ETF-Other	2.02%	—	-1.38%
10	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.94%	—	+1.93%
11	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.93%	—	+26.33%
12	MSFT	Microsoft CORP	Stock-Tech	1.71%	-0.38%	-11.03%
13	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.63%	—	+132.47%
14	SSD	Simpson Manufacturing Co INC	Stock-Materials	1.62%	+0.05%	-70.48%
15	EFA	Ishares Msci Eafe ETF	ETF-Other	1.62%	—	+5.63%
16	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.60%	—	+6.36%
17	QCOM	Qualcomm INC	Stock-Tech	1.57%	-0.14%	+1.93%
18	IBM	Intl Business Machines CORP	Stock-Tech	1.54%	—	+8.23%
19	AAPL	Apple INC	Stock-Tech	1.50%	—	+40.02%
20	VV	Vanguard Large-cap ETF	ETF-Other	1.46%	—	+0.51%
21	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.40%	—	+0.01%
22	ACWI	Ishares Msci Acwi ETF	ETF-Other	1.39%	—	-1.81%
23	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.32%	—	-0.84%
24	IWF	Ishares Russell 1000 Growth	ETF-Other	1.30%	-0.37%	-24.10%
25	VT	Vanguard Tot World Stk ETF	ETF-Other	1.29%	—	-2.99%
26	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.28%	—	+0.29%
27	SCHW	Schwab (charles) CORP	Stock-Financials	1.21%	—	-0.82%
28	VB	Vanguard Small-cap ETF	ETF-Other	1.08%	—	+0.01%
29	AMAT	Applied Materials INC	Stock-Tech	1.08%	+0.19%	+5.41%
30	DD	DuPont de Nemours, Inc.	Stock-Other	1.04%	—	+38.35%
31	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	1.04%	—	+0.30%
32	PFE	Pfizer INC	Stock-Healthcare	0.99%	—	+9.56%
33	WY	Weyerhaeuser Co	Stock-Real Estate	0.92%	—	+1.53%
34	XLF	Ss Financial Select Sector	ETF-Other	0.87%	—	+1.74%
35	XLE	Ss Energy Select Sector	ETF-Other	0.83%	+0.08%	+1.32%
36	XAR	Ss Spdr S&p Aerospace Def	ETF-Other	0.82%	—	+0.29%
37	IWC	Ishares Micro-cap ETF	ETF-Other	0.82%	+0.16%	+3.94%
38	VMWEUR	Vmware Inc-class A	Stock-Other	0.81%	—	-1.85%
39	EWJ	Ishares Msci Japan ETF	ETF-Other	0.76%	—	+4.62%
40	IAI	Ishares U.s. Broker-dealers	ETF-Other	0.73%	—	+0.60%
41	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.70%	—	-3.00%
42	BKLN	Invesco Senior Loan ETF	ETF-Other	0.67%	—	+10.78%
43	AMGN	Amgen INC	Stock-Healthcare	0.66%	—	+4.08%
44	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.66%	—	-0.96%
45	AMZN	Amazon.com INC	Stock-Consumer Disc	0.65%	-0.10%	-23.34%
46	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.64%	—	-37.46%
47	SONY	Sony Group CORP - Sp Adr	Stock-Tech	0.60%	—	-18.12%
48	HON	Honeywell International INC	Stock-Industrials	0.59%	—	+0.77%
49	PGF	Invesco Financial Preferred	ETF-Other	0.58%	—	+1.15%
50	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.57%	—	+125.40%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Baker Avenue Asset Management, LP for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VWO	Vanguard Ftse Emerging Marke	+0.9%	+132.47%	Add
2	AAPL	Apple INC	+0.6%	+40.02%	Add
3	SDY	Ss Spdr S&p Dividend ETF	+0.4%	+26.33%	Add
4	AGG	Ishares Core U.s. Aggregate	+0.4%	+16.14%	Add
5	EFV	Ishares Msci Eafe Value ETF	+0.3%	+18.48%	Add
6	QCOM	Qualcomm INC	+0.3%	+1.93%	Add
7	BABA	Alibaba Group Holding-sp Adr	+0.3%	+125.40%	Add
8	DD	DuPont de Nemours, Inc.	+0.2%	+38.35%	Add
9	BND	Vanguard Total Bond Market	+0.2%	+10.85%	Add
10	PFE	Pfizer INC	+0.2%	+9.56%	Add
11	LYB	LyondellBasell Industries N.V.	+0.2%	+285.99%	Add
12	IBM	Intl Business Machines CORP	+0.2%	+8.23%	Add
13	VTI	Vanguard Total Stock Mkt ETF	+0.2%	+2.86%	Add
14	IVE	Ishares S&p 500 Value ETF	+0.1%	+4.16%	Add
15	QUAL	Ishares Msci USA Quality Fac	+0.1%	+1.93%	Add
16	✓	Mylan N V	+0.1%	+41.69%	Add
17	AMGN	Amgen INC	+0.1%	+4.08%	Add
18	XAR	Ss Spdr S&p Aerospace Def	+0.1%	+0.29%	Add
19	HON	Honeywell International INC	+0.1%	+0.77%	Add
20	EFG	Ishares Msci Eafe Growth ETF	0%	+6.36%	Add
21	EFA	Ishares Msci Eafe ETF	0%	+5.63%	Add
22	VV	Vanguard Large-cap ETF	0%	+0.51%	Add
23	MTUM	Ishares Msci USA Momentum Fa	0%	-0.84%	Trim
24	XLY	Ss Consumer Disc Select Sect	0%	+0.29%	Add
25	SPAB	Ss Spdr P Agg Bond ETF	0%	+6.49%	Add
26	VEA	Vanguard Ftse Developed ETF	0%	+5.20%	Add
27	IWV	Ishares Russell 3000 ETF	0%	-1.38%	Trim
28	VEU	Vanguard Ftse All-world Ex-u	0%	+3.77%	Add
29	ILMN	Illumina INC	-0.1%	-72.46%	Trim
30	AKAM	Akamai Technologies INC	-0.1%	-56.39%	Trim
31	WY	Weyerhaeuser Co	-0.2%	+1.53%	Add
32	USB	US Bancorp	-0.2%	-70.78%	Trim
33	AMAT	Applied Materials INC	-0.2%	+5.41%	Add
34	XLB	Ss Materials Select Sector	-0.3%	-93.40%	Trim
35	FCX	Freeport-mcmoran INC	-0.3%	-64.79%	Trim
36	IWF	Ishares Russell 1000 Growth	-0.4%	-24.10%	Trim
37	IWO	Ishares Russell 2000 Growth	-0.4%	-37.46%	Trim
38	SSD	Simpson Manufacturing Co INC	-3.4%	-70.48%	Trim
39	UPS	United Parcel Service-cl B	—	NEW	New buy
40	ETN	Eaton Corporation plc	—	NEW	New buy
41	LBTYA	Liberty Global Ltd.	—	EXIT	Sold out
42	CMI	Cummins INC	—	NEW	New buy
43	MINT	Pimco Enhanced Short Maturit	—	NEW	New buy
44	NEAR	Ishares Sh Dba ETF Usd INC	—	NEW	New buy
45	IGIB	Ishares 5-10y Inv Grade CORP	—	EXIT	Sold out
46	DPZ	Domino's Pizza INC	—	NEW	New buy
47	LKQ	Lkq CORP	—	NEW	New buy
48	BIV	Vanguard Intermediate-term B	—	EXIT	Sold out
49	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
50	SRCL 5.25 09-15-18	Stericycle INC	—	EXIT	Sold out