Avantax Advisory Services, INC. — Q3 2019 13F Holdings

Name: Avantax Advisory Services, INC. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001303042

Total reported value

$18.2B

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Full holdings list this quarter

Showing top 200 holdings (of 566 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VRAI	Virtus Real Asset Income ETF	ETF-Other	8.87%	—	+7.80%
2	VPC	Virtus Private Credit Strate	ETF-Other	7.60%	—	+7.39%
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	7.48%	—	+6.06%
4	IWR	Ishares Russell Mid-cap ETF	ETF-Other	7.03%	—	+6.23%
5	LRGE	Clearbridge Large Cap Growth	ETF-Large Cap & Growth	5.77%	—	+6.38%
6	RODM	Hartford Multifact Dev Mrkt	ETF-Other	5.12%	—	+5.35%
7	NXTG	First Trust Indxx Nextg ETF	ETF-Other	5.11%	—	+11.57%
8	PXH	Inves Rafi Emer Mrkt-usd INC	ETF-Other	3.51%	—	+6.97%
9	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	3.18%	—	+8.10%
10	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.04%	—	+7.59%
11	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.68%	—	+7.58%
12	AAPL	Apple INC	Stock-Tech	1.35%	—	+5.01%
13	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	Stock-Other	1.32%	—	+8.54%
14	RDIV	Invesco S&p Ultra Dividend	ETF-Other	0.82%	—	+24.43%
15	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.67%	—	+24.40%
16	FMB	First Trust Managed Municipa	ETF-Other	0.63%	—	+11.89%
17	HMOP	Hartford Municipal Opp ETF	ETF-Other	0.63%	—	+11.97%
18	VUG	Vanguard Growth ETF	ETF-Other	0.63%	—	+4.91%
19	ROUS	Hartford Multifact US Eqty	ETF-Other	0.58%	—	+12.52%
20	JHML	John Hancock Multi Fact Lrg	ETF-Other	0.57%	—	-14.94%
21	MSFT	Microsoft CORP	Stock-Tech	0.56%	—	+9.37%
22	PFF	Ishares Preferred & Income S	ETF-Other	0.56%	—	+8.22%
23	DWMF	Wisdomtree International Mul	ETF-Other	0.56%	—	+15.59%
24	VZ	Verizon Communications INC	Stock-Comm Services	0.49%	—	+24.92%
25	VTV	Vanguard Value ETF	ETF-Other	0.49%	—	+3.71%
26	DSTL	Distillate US Fundamental St	ETF-Other	0.48%	—	+12.18%
27	IWC	Ishares Micro-cap ETF	ETF-Other	0.48%	—	+13.01%
28	AMZN	Amazon.com INC	Stock-Consumer Disc	0.47%	—	+12.01%
29	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.45%	—	+4.96%
30	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.43%	—	+20.59%
31	DVY	Ishares Select Dividend ETF	ETF-Other	0.43%	—	+19.62%
32	RWL	Invesco S&p 500 Revenue ETF	ETF-Large Cap & Growth	0.42%	—	+3.72%
33	XOM	Exxon Mobil CORP	Stock-Energy	0.40%	—	+8.47%
34	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.40%	—	+10.38%
35	CVX	Chevron CORP	Stock-Energy	0.38%	—	+5.37%
36	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	0.38%	—	+9.33%
37	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.37%	—	+8.77%
38	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.37%	—	+26.62%
39	BA	Boeing Co/the	Stock-Industrials	0.37%	—	+5.09%
40	VNQ	Vanguard Real Estate ETF	ETF-Other	0.36%	—	+8.16%
41	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.33%	—	+4.77%
42	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.32%	—	+6.78%
43	JHSC	John Hancock Multi Small Cap	ETF-Small Cap	0.32%	—	+14.69%
44	JPM	Jpmorgan Chase & Co	Stock-Financials	0.31%	—	+5.35%
45	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.29%	—	+17.56%
46	JNJ	Johnson & Johnson	Stock-Healthcare	0.28%	—	-2.53%
47	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.28%	—	+21.35%
48	T	At&t INC	Stock-Comm Services	0.28%	—	+14.16%
49	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.26%	—	+18.88%
50	WMT	Walmart INC	Stock-Consumer Staples	0.25%	—	+23.66%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Avantax Advisory Services, INC. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NXTG	First Trust Indxx Nextg ETF	+0.2%	+11.57%	Add
2	DLN	Wisdomtree US Largecap Divid	+0.2%	+288.92%	Add
3	AAPL	Apple INC	+0.1%	+5.01%	Add
4	RDIV	Invesco S&p Ultra Dividend	+0.1%	+24.43%	Add
5	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+24.40%	Add
6	VZ	Verizon Communications INC	+0.1%	+24.92%	Add
7	FVD	First Trust Value Line Dvd	+0.1%	+50.51%	Add
8	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.1%	+8.10%	Add
9	NOBL	Proshares S&p 500 Dividend A	+0.1%	+20.59%	Add
10	DVY	Ishares Select Dividend ETF	+0.1%	+19.62%	Add
11	IJR	Ishares Core S&p Small-cap E	+0.1%	+26.62%	Add
12	JHMM	John Hancock Multi Fact Mid	+0.1%	+36.00%	Add
13	T	At&t INC	+0.1%	+14.16%	Add
14	UNH	Unitedhealth Group INC	+0.1%	+87.15%	Add
15	IVE	Ishares S&p 500 Value ETF	+0.1%	+93.52%	Add
16	WMT	Walmart INC	0%	+23.66%	Add
17	TXN	Texas Instruments INC	0%	+43.55%	Add
18	VCIT	Vanguard Int-term Corporate	0%	+87.30%	Add
19	IBM	Intl Business Machines CORP	0%	+57.93%	Add
20	XLK	Ss Technology Select Sector	0%	+50.24%	Add
21	DWMF	Wisdomtree International Mul	0%	+15.59%	Add
22	ROUS	Hartford Multifact US Eqty	0%	+12.52%	Add
23	IVW	Ishares S&p 500 Growth ETF	0%	+21.35%	Add
24	XSLV	Invesco S&p Smallcap Low Vol	0%	+32.32%	Add
25	AGG	Ishares Core U.s. Aggregate	0%	+17.56%	Add
26	FMB	First Trust Managed Municipa	0%	+11.89%	Add
27	HMOP	Hartford Municipal Opp ETF	0%	+11.97%	Add
28	MSFT	Microsoft CORP	0%	+9.37%	Add
29	DSTL	Distillate US Fundamental St	0%	+12.18%	Add
30	VNQ	Vanguard Real Estate ETF	0%	+8.16%	Add
31	ITOT	Ishares Core S&p Total U.s.	0%	+18.88%	Add
32	PFF	Ishares Preferred & Income S	0%	+8.22%	Add
33	IVV	Ishares Core S&p 500 ETF	—	+7.58%	Add
34	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	0%	+8.54%	Add
35	IUSG	Ishares Core S&p U.s. Growth	-0.1%	-30.03%	Trim
36	VBK	Vanguard Small-cap Grwth ETF	-0.1%	-18.57%	Trim
37	VYMI	Vanguard Int High Dvd Yld In	-0.1%	-60.95%	Trim
38	JHML	John Hancock Multi Fact Lrg	-0.2%	-14.94%	Trim
39	LRGE	Clearbridge Large Cap Growth	-0.2%	+6.38%	Add
40	IWR	Ishares Russell Mid-cap ETF	-0.2%	+6.23%	Add
41	VPC	Virtus Private Credit Strate	-0.2%	+7.39%	Add
42	VRAI	Virtus Real Asset Income ETF	-0.2%	+7.80%	Add
43	RODM	Hartford Multifact Dev Mrkt	-0.2%	+5.35%	Add
44	IWM	Ishares Russell 2000 ETF	-0.4%	+6.06%	Add
45	DGRS	Wisdomtree U.s. Smallcap Qua	—	NEW	New buy
46	DBEF	Xtrackers Msci Eafe Hedged E	—	NEW	New buy
47	HGLB	Highland Global Allocation	—	EXIT	Sold out
48	TDOC	Teladoc Health INC	—	NEW	New buy
49	RPG	Invesco S&p 500 Pure Growth	—	EXIT	Sold out
50	ENB	Enbridge INC	—	EXIT	Sold out