Avantax Advisory Services, INC. — Q1 2019 13F Holdings

Name: Avantax Advisory Services, INC. — 13F Holdings, Q1 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001303042

Total reported value

$18.2B

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Full holdings list this quarter

Showing top 200 holdings (of 484 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VRAI	Virtus Real Asset Income ETF	ETF-Other	10.01%	—	—
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	8.71%	—	+596.17%
3	VPC	Virtus Private Credit Strate	ETF-Other	8.54%	—	—
4	IWR	Ishares Russell Mid-cap ETF	ETF-Other	7.63%	—	+837.32%
5	RODM	Hartford Multifact Dev Mrkt	ETF-Other	5.95%	—	+472.30%
6	LRGE	Clearbridge Large Cap Growth	ETF-Large Cap & Growth	5.94%	—	—
7	PXH	Inves Rafi Emer Mrkt-usd INC	ETF-Other	4.37%	—	+775.89%
8	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.74%	—	+581.84%
9	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	3.34%	—	+10724.97%
10	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.77%	—	+99.35%
11	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	Stock-Other	1.49%	—	—
12	AAPL	Apple INC	Stock-Tech	1.41%	—	+6.71%
13	JHML	John Hancock Multi Fact Lrg	ETF-Other	0.80%	—	+20.74%
14	PFF	Ishares Preferred & Income S	ETF-Other	0.62%	—	+16.74%
15	VUG	Vanguard Growth ETF	ETF-Other	0.62%	—	+11.44%
16	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.60%	—	+2.94%
17	OPY	Oppenheimer Holdings Inc.	Stock-Other	0.55%	—	+45.95%
18	MSFT	Microsoft CORP	Stock-Tech	0.51%	—	+14.86%
19	AMZN	Amazon.com INC	Stock-Consumer Disc	0.50%	—	+8.86%
20	CVX	Chevron CORP	Stock-Energy	0.50%	—	+10.91%
21	VTV	Vanguard Value ETF	ETF-Other	0.48%	—	+10.51%
22	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.47%	—	+3.07%
23	BA	Boeing Co/the	Stock-Industrials	0.45%	—	+19.69%
24	VZ	Verizon Communications INC	Stock-Comm Services	0.44%	—	+17.46%
25	XOM	Exxon Mobil CORP	Stock-Energy	0.44%	—	+22.35%
26	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.43%	—	+0.82%
27	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.40%	—	+11.33%
28	DVY	Ishares Select Dividend ETF	ETF-Other	0.39%	—	+18.12%
29	✓	Oppenheimer Rev Weighted ETF	ETF-Other	0.38%	—	+18.26%
30	VNQ	Vanguard Real Estate ETF	ETF-Other	0.36%	—	+10.25%
31	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.35%	—	-1.71%
32	JHSC	John Hancock Multi Small Cap	ETF-Small Cap	0.35%	—	+24.71%
33	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.34%	—	+12.22%
34	HMOP	Hartford Municipal Opp ETF	ETF-Other	0.33%	—	—
35	FMB	First Trust Managed Municipa	ETF-Other	0.33%	—	—
36	JNJ	Johnson & Johnson	Stock-Healthcare	0.32%	—	+0.89%
37	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.30%	—	+54.48%
38	DWMF	Wisdomtree International Mul	ETF-Other	0.30%	—	—
39	VB	Vanguard Small-cap ETF	ETF-Other	0.30%	—	+8.41%
40	COP	Conocophillips	Stock-Energy	0.30%	—	+61.94%
41	ROUS	Hartford Multifact US Eqty	ETF-Other	0.29%	—	—
42	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.29%	—	+17.92%
43	IDV	Ishares International Select	ETF-Other	0.29%	—	-0.44%
44	JPM	Jpmorgan Chase & Co	Stock-Financials	0.28%	—	+14.27%
45	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.26%	—	+23.60%
46	INTC	Intel CORP	Stock-Tech	0.26%	—	+11.02%
47	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.26%	—	+13.29%
48	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.26%	—	+0.95%
49	CSCO	Cisco Systems INC	Stock-Tech	0.25%	—	+40.16%
50	XLE	Ss Energy Select Sector	ETF-Other	0.25%	—	+26.24%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Avantax Advisory Services, INC. for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+5.5%	+596.17%	Add
2	IWR	Ishares Russell Mid-cap ETF	+5.5%	+837.32%	Add
3	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+3.3%	+10724.97%	Add
4	RODM	Hartford Multifact Dev Mrkt	+3%	+472.30%	Add
5	PXH	Inves Rafi Emer Mrkt-usd INC	+2.9%	+775.89%	Add
6	DEM	Wisdomtree Emerging Markets	+2.2%	+581.84%	Add
7	JPST	Jpmorgan Ultra-short Income	+0.1%	+404.28%	Add
8	IXN	Ishares Global Tech ETF	+0.1%	+551.41%	Add
9	HDV	Ishares Core High Dividend E	0%	+283.76%	Add
10	JHMM	John Hancock Multi Fact Mid	-0.1%	+73.79%	Add
11	ILCV	Ishares Morningstar Value Et	-0.1%	+81.31%	Add
12	CSCO	Cisco Systems INC	-0.2%	+40.16%	Add
13	PSX	Phillips 66	-0.2%	+50.17%	Add
14	ILCG	Ishares Morningstar Growth E	-0.2%	+44.12%	Add
15	COP	Conocophillips	-0.2%	+61.94%	Add
16	IJR	Ishares Core S&p Small-cap E	-0.3%	+54.48%	Add
17	XLE	Ss Energy Select Sector	-0.3%	+26.24%	Add
18	JHSC	John Hancock Multi Small Cap	-0.4%	+24.71%	Add
19	OPY	Oppenheimer Holdings Inc.	-0.5%	+45.95%	Add
20	XOM	Exxon Mobil CORP	-0.5%	+22.35%	Add
21	VNQ	Vanguard Real Estate ETF	-0.5%	+10.25%	Add
22	✓	Oppenheimer Rev Weighted ETF	-0.5%	+18.26%	Add
23	IVV	Ishares Core S&p 500 ETF	-0.6%	+99.35%	Add
24	BA	Boeing Co/the	-0.6%	+19.69%	Add
25	DVY	Ishares Select Dividend ETF	-0.6%	+18.12%	Add
26	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.6%	+11.33%	Add
27	MSFT	Microsoft CORP	-0.7%	+14.86%	Add
28	VZ	Verizon Communications INC	-0.7%	+17.46%	Add
29	AMZN	Amazon.com INC	-0.7%	+8.86%	Add
30	CVX	Chevron CORP	-0.8%	+10.91%	Add
31	VTV	Vanguard Value ETF	-0.8%	+10.51%	Add
32	VUG	Vanguard Growth ETF	-0.9%	+11.44%	Add
33	PFF	Ishares Preferred & Income S	-0.9%	+16.74%	Add
34	JHML	John Hancock Multi Fact Lrg	-1%	+20.74%	Add
35	USMV	Ishares Msci USA Min Vol Fac	-1%	+2.94%	Add
36	AAPL	Apple INC	-2.1%	+6.71%	Add
37	VRAI	Virtus Real Asset Income ETF	—	NEW	New buy
38	VPC	Virtus Private Credit Strate	—	NEW	New buy
39	LRGE	Clearbridge Large Cap Growth	—	NEW	New buy
40	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	—	NEW	New buy
41	HMOP	Hartford Municipal Opp ETF	—	NEW	New buy
42	FMB	First Trust Managed Municipa	—	NEW	New buy
43	DWMF	Wisdomtree International Mul	—	NEW	New buy
44	ROUS	Hartford Multifact US Eqty	—	NEW	New buy
45	IWC	Ishares Micro-cap ETF	—	NEW	New buy
46	DSTL	Distillate US Fundamental St	—	NEW	New buy
47	SHM	Ss Spdr N Ice St Muni ETF	—	NEW	New buy
48	VPU	Vanguard Utilities ETF	—	NEW	New buy
49	QUAL	Ishares Msci USA Quality Fac	—	EXIT	Sold out
50	HGLB	Highland Global Allocation	—	NEW	New buy