Aua Capital Management, LLC — Q4 2020 13F Holdings

Name: Aua Capital Management, LLC — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001706915

Total reported value

$195.7M

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Full holdings list this quarter

Showing top 200 holdings (of 367 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	27.60%	-0.95%	-0.64%
2	EFA	Ishares Msci Eafe ETF	ETF-Other	7.29%	+0.35%	+0.43%
3	SUB	Ishares Short-term National	ETF-Other	6.00%	—	—
4	MUB	Ishares National Muni Bond E	ETF-Other	4.72%	+0.43%	-1.37%
5	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	4.27%	+0.02%	-0.31%
6	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	3.28%	-0.03%	-1.59%
7	AMZN	Amazon.com INC	Stock-Consumer Disc	2.62%	-0.32%	—
8	AAPL	Apple INC	Stock-Tech	2.44%	-0.25%	—
9	BSV	Vanguard Short-term Bond ETF	ETF-Other	2.22%	—	-2.36%
10	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.18%	+0.16%	+1.01%
11	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.93%	—	—
12	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.79%	+0.24%	-0.26%
13	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.71%	+0.07%	+0.46%
14	XLK	Ss Technology Select Sector	ETF-Tech	1.58%	-0.15%	+0.96%
15	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.36%	+0.06%	—
16	GLD	Spdr Gold Shares	ETF-Commodities	1.22%	+0.16%	+0.38%
17	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.21%	+0.05%	—
18	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.20%	+0.80%	-2.68%
19	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.15%	-0.12%	—
20	VTV	Vanguard Value ETF	ETF-Other	1.03%	+0.37%	-0.29%
21	IYH	Ishares U.s. Healthcare ETF	ETF-Other	0.92%	-0.05%	+0.73%
22	MA	Mastercard INC - A	Stock-Financials	0.89%	-0.12%	—
23	VXF	Vanguard Extended Market ETF	ETF-Other	0.83%	—	+4.43%
24	BND	Vanguard Total Bond Market	ETF-Other	0.78%	—	-0.02%
25	MSFT	Microsoft CORP	Stock-Tech	0.70%	-0.42%	-0.02%
26	PYPL	Paypal Holdings INC	Stock-Financials	0.68%	—	—
27	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.65%	-0.17%	—
28	GS	Goldman Sachs Group INC	Stock-Financials	0.52%	-0.02%	—
29	HD	Home Depot INC	Stock-Consumer Disc	0.51%	—	—
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.49%	-0.03%	—
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.41%	-0.24%	—
32	JPM	Jpmorgan Chase & Co	Stock-Financials	0.40%	-0.05%	-0.05%
33	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.37%	—	+0.51%
34	JNJ	Johnson & Johnson	Stock-Healthcare	0.37%	+0.05%	-0.60%
35	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.34%	—	+2.59%
36	ACN	Accenture plc	Stock-Tech	0.33%	-0.05%	—
37	SYK	Stryker CORP	Stock-Healthcare	0.33%	—	—
38	PEP	Pepsico INC	Stock-Consumer Staples	0.31%	—	+0.10%
39	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.31%	-0.05%	—
40	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.30%	—	—
41	ECL	Ecolab INC	Stock-Materials	0.30%	—	—
42	EL	Estee Lauder Companies-cl A	Stock-Consumer Staples	0.29%	—	—
43	DIS	Walt Disney Co/the	Stock-Comm Services	0.29%	—	—
44	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.28%	—	—
45	IIPR	Innovative Industrial Proper	Stock-Real Estate	0.27%	—	—
46	BSX	Boston Scientific CORP	Stock-Healthcare	0.26%	-0.12%	—
47	WMT	Walmart INC	Stock-Consumer Staples	0.26%	+0.05%	—
48	AXP	American Express Co	Stock-Financials	0.26%	-0.08%	—
49	ETN	Eaton Corporation plc	Stock-Industrials	0.25%	+0.05%	—
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.24%	—	+0.33%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aua Capital Management, LLC for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+0.3%	+1.01%	Add
2	IJR	Ishares Core S&p Small-cap E	+0.1%	—	Unchanged
3	IJH	Ishares Core S&p Midcap ETF	+0.1%	+0.46%	Add
4	VXF	Vanguard Extended Market ETF	+0.1%	+4.43%	Add
5	GS	Goldman Sachs Group INC	+0.1%	—	Unchanged
6	DIS	Walt Disney Co/the	+0.1%	—	Unchanged
7	CGC	Canopy Growth Corporation	+0.1%	—	Unchanged
8	JPM	Jpmorgan Chase & Co	+0.1%	-0.05%	Trim
9	IIPR	Innovative Industrial Proper	+0.1%	—	Unchanged
10	NXPI	NXP Semiconductors N.V.	0%	—	Unchanged
11	HON	Honeywell International INC	0%	-1.01%	Trim
12	ABBV	Abbvie INC	0%	+0.16%	Add
13	TLRYEUR	Tilray Brands INC	0%	—	Unchanged
14	PANW	Palo Alto Networks INC	0%	—	Unchanged
15	EOG	Eog Resources INC	0%	—	Unchanged
16	PYPL	Paypal Holdings INC	0%	—	Unchanged
17	GOOG	Alphabet Inc-cl C	0%	—	Unchanged
18	EL	Estee Lauder Companies-cl A	0%	—	Unchanged
19	GOOGL	Alphabet Inc-cl A	0%	—	Unchanged
20	TFC	Truist Financial CORP	0%	-0.03%	Trim
21	AXP	American Express Co	0%	—	Unchanged
22	SBUX	Starbucks CORP	0%	-0.04%	Trim
23	CB	Chubb Limited	0%	—	Unchanged
24	USB	US Bancorp	0%	-0.07%	Trim
25	VLO	Valero Energy CORP	0%	-0.36%	Trim
26	TJX	Tjx Companies INC	0%	—	Unchanged
27	RTX	Rtx CORP	0%	—	Unchanged
28	EEM	Ishares Msci Emerging Market	—	+0.51%	Add
29	SYK	Stryker CORP	—	—	Unchanged
30	VYM	Vanguard High Dvd Yield ETF	—	+2.59%	Add
31	ETN	Eaton Corporation plc	—	—	Unchanged
32	CAT	Caterpillar INC	—	—	Unchanged
33	ADP	Automatic Data Processing	—	-0.10%	Trim
34	VUG	Vanguard Growth ETF	—	+3.18%	Add
35	VEA	Vanguard Ftse Developed ETF	0%	—	Unchanged
36	ACN	Accenture plc	0%	—	Unchanged
37	CSCO	Cisco Systems INC	0%	-0.33%	Trim
38	VTV	Vanguard Value ETF	0%	-0.29%	Trim
39	AAPL	Apple INC	0%	—	Unchanged
40	XLK	Ss Technology Select Sector	-0.1%	+0.96%	Add
41	IYH	Ishares U.s. Healthcare ETF	-0.1%	+0.73%	Add
42	MSFT	Microsoft CORP	-0.1%	-0.02%	Trim
43	MA	Mastercard INC - A	-0.1%	—	Unchanged
44	EFA	Ishares Msci Eafe ETF	-0.1%	+0.43%	Add
45	AGG	Ishares Core U.s. Aggregate	-0.2%	-2.68%	Trim
46	AMZN	Amazon.com INC	-0.3%	—	Unchanged
47	BSV	Vanguard Short-term Bond ETF	-0.4%	-2.36%	Trim
48	SHY	Ishares 1-3 Year Treasury Bo	-0.6%	-1.59%	Trim
49	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.4%	-0.64%	Trim
50	SUB	Ishares Short-term National	—	NEW	New buy