Assetmark, INC — Q4 2013 13F Holdings

Name: Assetmark, INC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001344551

Total reported value

$49.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 407 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	18.60%	—	-3.26%
2	FLOT	Ishares Floating Rate Bond E	ETF-Other	3.67%	—	-5.39%
3	VGK	Vanguard Ftse Europe ETF	ETF-Other	3.66%	—	+3.15%
4	BCS	Barclays PLC	Stock-Financials	2.83%	—	-16.13%
5	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	2.71%	—	+31.21%
6	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	2.48%	—	+149.77%
7	VUG	Vanguard Growth ETF	ETF-Other	2.21%	—	+95.30%
8	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.87%	—	+458541.33%
9	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.74%	—	+41.80%
10	IYW	Ishares Ustechnology ETF	ETF-Tech	1.58%	—	+24.44%
11	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.56%	—	+14.66%
12	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.53%	—	+23.24%
13	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.48%	—	+753.46%
14	IYJ	Ishares U.s. Industrials ETF	ETF-Other	1.47%	—	+32.13%
15	XLB	Ss Materials Select Sector	ETF-Other	1.44%	—	+0.65%
16	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.44%	—	+22.76%
17	IYH	Ishares U.s. Healthcare ETF	ETF-Other	1.43%	—	+33.50%
18	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.42%	-0.68%	-14.25%
19	IYF	Ishares US Financials ETF	ETF-Other	1.42%	—	+33.16%
20	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	1.42%	—	-8.14%
21	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.41%	—	+216.89%
22	IYE	Ishares U.s. Energy ETF	ETF-Other	1.41%	—	+33.51%
23	BND	Vanguard Total Bond Market	ETF-Other	1.41%	—	-5.33%
24	VTV	Vanguard Value ETF	ETF-Other	1.36%	—	+1.32%
25	EWC	Ishares Msci Canada ETF	ETF-Other	1.31%	—	+10.84%
26	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.25%	—	-26.93%
27	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.20%	—	-52.63%
28	ACWI	iShares MSCI ACWI ETF	ETF-Other	1.04%	—	+37.15%
29	VPL	Vanguard Ftse Pacific ETF	ETF-Other	0.97%	—	+36.13%
30	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.93%	—	+338.36%
31	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.90%	—	+3.59%
32	EPP	Ishares Msci Pacific Ex Japa	ETF-Other	0.84%	—	+35.67%
33	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.83%	-0.19%	+66.02%
34	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.70%	+0.16%	+161.21%
35	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.67%	—	+9.67%
36	ACWX	Ishares Msci Acwi Ex US ETF	ETF-Other	0.66%	—	-1.00%
37	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.65%	—	-29.17%
38	ITB	Ishares U.s. Home Constructi	ETF-Other	0.60%	—	+2.38%
39	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.59%	—	—
40	XLI	Ss Industrial Select Sector	ETF-Other	0.59%	-0.14%	+22.44%
41	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.57%	+0.10%	+56.47%
42	MBB	Ishares Mbs ETF	ETF-Other	0.54%	—	-69.91%
43	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	0.52%	—	+1.74%
44	RWX	State Street Spdr Dow Jones	ETF-Other	0.49%	—	+44.72%
45	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	ETF-Other	0.48%	—	+121.09%
46	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.45%	—	-6.41%
47	IYR	Ishares US Real Estate ETF	ETF-Other	0.45%	—	+16.49%
48	EWL	Ishares Msci Switzerland ETF	ETF-Other	0.44%	—	-0.87%
49	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.42%	-0.08%	+0.15%
50	PRIV	State Street IG Public & Private Credit ETF	ETF-Other	0.41%	—	-14.58%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Assetmark, INC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares Qqq Trust Ser 1	+1.9%	+458541.33%	Add
2	SHV	Ishares 0-1 Year Treasury Bo	+1.4%	+149.77%	Add
3	XLP	Ss Consumer Staples Sel Sect	+1.3%	+753.46%	Add
4	VUG	Vanguard Growth ETF	+1.1%	+95.30%	Add
5	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.9%	+216.89%	Add
6	VMBS	Vanguard Mortgage-backed Sec	+0.7%	+338.36%	Add
7	EEM	Ishares Msci Emerging Market	+0.6%	+31.21%	Add
8	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.5%	+41.80%	Add
9	IYJ	Ishares U.s. Industrials ETF	+0.4%	+32.13%	Add
10	SHY	Ishares 1-3 Year Treasury Bo	+0.4%	+161.21%	Add
11	IYH	Ishares U.s. Healthcare ETF	+0.4%	+33.50%	Add
12	IYF	Ishares US Financials ETF	+0.4%	+33.16%	Add
13	IYW	Ishares Ustechnology ETF	+0.4%	+24.44%	Add
14	IYE	Ishares U.s. Energy ETF	+0.4%	+33.51%	Add
15	XLY	Ss Consumer Disc Select Sect	+0.3%	+23.24%	Add
16	EMB	Ishares Jp Morgan Usd Emergi	+0.3%	+66.02%	Add
17	IEI	Ishares 3-7 Year Treasury Bo	+0.3%	+849.98%	Add
18	ACWI	iShares MSCI ACWI ETF	+0.3%	+37.15%	Add
19	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	+0.3%	+121.09%	Add
20	VPL	Vanguard Ftse Pacific ETF	+0.2%	+36.13%	Add
21	XLF	Ss Financial Select Sector	+0.2%	+120.21%	Add
22	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+22.76%	Add
23	IEMG	Ishares Core Msci Emerging	+0.2%	+56.47%	Add
24	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.2%	+14.66%	Add
25	EPP	Ishares Msci Pacific Ex Japa	+0.2%	+35.67%	Add
26	VGK	Vanguard Ftse Europe ETF	+0.2%	+3.15%	Add
27	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-3.26%	Trim
28	AGZ	Ishares Agency Bond ETF	-0.2%	-72.49%	Trim
29	SCHD	Schwab U.S. Dividend Equity ETF	-0.2%	-29.17%	Trim
30	AGG	Ishares Core U.s. Aggregate	-0.3%	-62.05%	Trim
31	WIP	State Street Spdr Ftse Inter	-0.3%	-67.48%	Trim
32	XLE	Ss Energy Select Sector	-0.4%	-87.61%	Trim
33	VTI	Vanguard Total Stock Mkt ETF	-0.4%	-79.53%	Trim
34	SLY	Spdr S&p 600 Small Cap ETF	-0.4%	-100.00%	Trim
35	FLOT	Ishares Floating Rate Bond E	-0.5%	-5.39%	Trim
36	VEU	Vanguard Ftse All-world Ex-u	-0.5%	-26.93%	Trim
37	✓	Powershares	-0.5%	-59.19%	Trim
38	BCS	Barclays PLC	-0.6%	-16.13%	Trim
39	EFA	Ishares Msci Eafe ETF	-0.7%	-99.62%	Trim
40	USIG	Ishares Broad Usd Investment	-1%	-80.93%	Trim
41	MBB	Ishares Mbs ETF	-1.4%	-69.91%	Trim
42	IEF	Ishares 7-10 Year Treasury B	-1.6%	-52.63%	Trim
43	IDU	Ishares US Utilities ETF	—	EXIT	Sold out
44	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
45	IWF	Ishares Russell 1000 Growth	—	EXIT	Sold out
46	IJT	Ishares S&p Small-cap 600 Gr	—	EXIT	Sold out
47	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	EXIT	Sold out
48	SPSM	Ss Spdr P S&p 600 Small Cap	—	NEW	New buy
49	VCLT	Vanguard Long-term CORP Bond	—	NEW	New buy
50	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out