Apriem Advisors — Q4 2016 13F Holdings

Name: Apriem Advisors — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001425165

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 779 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	12.67%	-1.45%	+545.49%
2	SCHD	Schwab US Dvd Equity ETF	ETF-Other	6.83%	+1.09%	-30.16%
3	SCHV	Schwab US Large-cap Value	ETF-Other	4.71%	—	-8.12%
4	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	3.85%	—	+21.01%
5	XOM	Exxon Mobil CORP	Stock-Energy	3.80%	+0.83%	-7.91%
6	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	3.26%	—	+36.05%
7	T	At&t INC	Stock-Comm Services	2.98%	—	-1.91%
8	SCHF	Schwab Intl Equity ETF	ETF-Other	2.37%	—	-38.92%
9	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.13%	—	+0.62%
10	PFE	Pfizer INC	Stock-Healthcare	1.98%	—	+4.59%
11	DBL	Doubleline Opport Credit	Stock-Other	1.97%	—	+153.64%
12	AAPL	Apple INC	Stock-Tech	1.97%	-0.22%	-7.87%
13	WDC	Western Digital CORP	Stock-Tech	1.95%	—	-2.00%
14	ETN	Eaton Corporation plc	Stock-Industrials	1.89%	—	+2.02%
15	JPM	Jpmorgan Chase & Co	Stock-Financials	1.69%	-0.08%	-3.01%
16	ABBV	Abbvie INC	Stock-Healthcare	1.69%	—	+1.49%
17	ED	Consolidated Edison INC	Stock-Utilities	1.50%	—	-4.32%
18	WMT	Walmart INC	Stock-Consumer Staples	1.48%	—	-0.45%
19	TGT	Target CORP	Stock-Consumer Disc	1.47%	—	-6.34%
20	WFC	Wells Fargo & Co	Stock-Financials	1.35%	—	-2.29%
21	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	1.34%	—	-17.25%
22	PFXF	Vaneck Pref Sec X-financials	ETF-Other	1.32%	—	+1.82%
23	BAC	Bank Of America CORP	Stock-Financials	1.30%	—	-4.84%
24	META	Meta Platforms Inc-class A	Stock-Comm Services	1.29%	—	+6.46%
25	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.25%	—	+4.84%
26	SCHA	Schwab US Small-cap ETF	ETF-Other	1.23%	—	+2299.15%
27	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.21%	-0.03%	+51.46%
28	CSCO	Cisco Systems INC	Stock-Tech	1.20%	—	-1.11%
29	SCHP	Schwab U.s. Tips ETF	ETF-Other	1.18%	—	-50.32%
30	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	1.18%	—	+7243.82%
31	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.15%	-0.19%	+1.12%
32	VZ	Verizon Communications INC	Stock-Comm Services	1.05%	—	-2.08%
33	VDC	Vanguard Consumer Staple ETF	ETF-Other	1.04%	—	+1.80%
34	SBUX	Starbucks CORP	Stock-Consumer Disc	0.88%	—	-3.34%
35	CELG	Celgene CORP	Stock-Other	0.80%	—	-5.58%
36	VFH	Vanguard Financials ETF	ETF-Other	0.73%	—	-1.03%
37	SCHB	Schwab US Broad Market ETF	ETF-Other	0.67%	—	+3.06%
38	BND	Vanguard Total Bond Market	ETF-Other	0.61%	-0.46%	-14.53%
39	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.57%	—	+3.94%
40	XNCMX	Nuveen Ca Amt-fr Muni INC	Stock-Other	0.56%	—	+30.14%
41	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.50%	—	+12.59%
42	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.46%	-0.03%	+10.65%
43	NAC	Nuveen Ca Qlty Muni INC	Stock-Other	0.44%	—	+37.62%
44	IBM	Intl Business Machines CORP	Stock-Tech	0.42%	—	+707.79%
45	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.40%	—	+35.73%
46	UAA	Under Armour Inc-class A	Stock-Consumer Disc	0.38%	—	+28.57%
47	UTF	Cohen & Steers Infrastructur	Stock-Other	0.37%	—	+12.32%
48	QCOM	Qualcomm INC	Stock-Tech	0.36%	—	-5.53%
49	CBSH	Commerce Bancshares INC	Stock-Financials	0.36%	—	+5.00%
50	✓	Blackrock Muniyield Cali Qlt	Stock-Other	0.35%	—	+20.69%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Apriem Advisors for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHX	Schwab US Large-cap ETF	+10.8%	+545.49%	Add
2	SCHA	Schwab US Small-cap ETF	+1.2%	+2299.15%	Add
3	SCHD	Schwab U.S. Dividend Equity ETF	+1.2%	+7243.82%	Add
4	DBL	Doubleline Opport Credit	+1.1%	+153.64%	Add
5	SCHE	Schwab Emrg Mrkts Eqty ETF	+0.7%	+36.05%	Add
6	GOF	Guggenheim Strategic Opportunities Fund	+0.6%	+21.01%	Add
7	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+51.46%	Add
8	IBM	Intl Business Machines CORP	+0.4%	+707.79%	Add
9	JPM	Jpmorgan Chase & Co	+0.3%	-3.01%	Trim
10	BAC	Bank Of America CORP	+0.3%	-4.84%	Trim
11	WFC	Wells Fargo & Co	+0.2%	-2.29%	Trim
12	WDC	Western Digital CORP	+0.2%	-2.00%	Trim
13	MO	Altria Group INC	+0.2%	+151.42%	Add
14	BMY	Bristol-myers Squibb Co	+0.1%	+4.84%	Add
15	AEP	American Electric Power Company, Inc.	+0.1%	+0.62%	Add
16	KLAC	Kla CORP	+0.1%	+5500.00%	Add
17	VFH	Vanguard Financials ETF	+0.1%	-1.03%	Trim
18	XEVVX	Eaton Vance LTD Durat INC	+0.1%	+35.73%	Add
19	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+10.65%	Add
20	GOOG	Alphabet Inc-cl C	+0.1%	+187.98%	Add
21	T	At&t INC	+0.1%	-1.91%	Trim
22	CVX	Chevron CORP	+0.1%	+17.44%	Add
23	ETN	Eaton Corporation plc	+0.1%	+2.02%	Add
24	XLF	Ss Financial Select Sector	+0.1%	+134.59%	Add
25	NAC	Nuveen Ca Qlty Muni INC	+0.1%	+37.62%	Add
26	CBSH	Commerce Bancshares INC	+0.1%	+5.00%	Add
27	✓	Powershares Globalexchange Traded Fd Tr	-0.1%	-29.00%	Trim
28	CSCO	Cisco Systems INC	-0.1%	-1.11%	Trim
29	IGSB	Ishares 1-5y Inv Grade CORP	-0.1%	-26.59%	Trim
30	PFXF	Vaneck Pref Sec X-financials	-0.1%	+1.82%	Add
31	WMT	Walmart INC	-0.1%	-0.45%	Trim
32	ED	Consolidated Edison INC	-0.1%	-4.32%	Trim
33	SCHZ	Schwab US Aggregate Bond ETF	-0.1%	-43.53%	Trim
34	AAPL	Apple INC	-0.1%	-7.87%	Trim
35	BND	Vanguard Total Bond Market	-0.1%	-14.53%	Trim
36	SCHV	Schwab US Large-cap Value	-0.2%	-8.12%	Trim
37	XOM	Exxon Mobil CORP	-0.2%	-7.91%	Trim
38	GSK	GSK plc ADRhedged	-0.3%	-75.70%	Trim
39	IGIB	Ishares 5-10y Inv Grade CORP	-0.3%	-17.25%	Trim
40	GILD	Gilead Sciences INC	-0.6%	-82.18%	Trim
41	SCHH	Schwab US Reit ETF	-1%	-99.67%	Trim
42	SCHP	Schwab U.s. Tips ETF	-1.3%	-50.32%	Trim
43	SCHF	Schwab Intl Equity ETF	-1.7%	-38.92%	Trim
44	SCHD	Schwab US Dvd Equity ETF	-2.7%	-30.16%	Trim
45	GOLD	Gold.com, Inc.	-2.7%	-97.85%	Trim
46	SCHR	Schwab Intermediate-term US	-3.9%	-98.97%	Trim
47	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	-4.1%	-99.97%	Trim
48	XFRAX	Blackrock Fltng Rt INC Strat	—	NEW	New buy
49	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
50	✓	Capricor Therapeutics INC	—	EXIT	Sold out