Apriem Advisors — Q1 2016 13F Holdings

Name: Apriem Advisors — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001425165

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 643 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	15.64%	—	+8.23%
2	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	ETF-Other	4.13%	—	+57869.58%
3	SCHR	Schwab Intermediate-term US	ETF-Other	3.80%	—	+3192.14%
4	AAPL	Apple INC	Stock-Tech	3.77%	-0.22%	+2.15%
5	XOM	Exxon Mobil CORP	Stock-Energy	3.74%	+0.83%	+14.50%
6	T	At&t INC	Stock-Comm Services	3.63%	—	+2.68%
7	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.78%	—	-2.74%
8	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	2.42%	—	+50.44%
9	TGT	Target CORP	Stock-Consumer Disc	2.38%	—	-2.57%
10	ETN	Eaton Corporation plc	Stock-Industrials	2.24%	—	-0.01%
11	PFE	Pfizer INC	Stock-Healthcare	2.19%	—	-2.59%
12	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	2.19%	—	-0.29%
13	ED	Consolidated Edison INC	Stock-Utilities	2.14%	—	+1.73%
14	ABBV	Abbvie INC	Stock-Healthcare	2.02%	—	-4.61%
15	VTR	Ventas INC	Stock-Real Estate	1.91%	—	+6.04%
16	SBUX	Starbucks CORP	Stock-Consumer Disc	1.88%	—	-1.64%
17	WMT	Walmart INC	Stock-Consumer Staples	1.85%	—	+5674.14%
18	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.73%	—	-12.93%
19	WFC	Wells Fargo & Co	Stock-Financials	1.70%	—	-0.18%
20	✓	Market Vectors	Stock-Other	1.65%	—	+2.80%
21	META	Meta Platforms Inc-class A	Stock-Comm Services	1.57%	—	-9.50%
22	CSCO	Cisco Systems INC	Stock-Tech	1.56%	—	+1.10%
23	JPM	Jpmorgan Chase & Co	Stock-Financials	1.54%	-0.08%	+4.61%
24	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.44%	-0.19%	-4.51%
25	VZ	Verizon Communications INC	Stock-Comm Services	1.36%	—	+6.27%
26	BAC	Bank Of America CORP	Stock-Financials	1.17%	—	+2.93%
27	DBL	Doubleline Opport Credit	Stock-Other	1.12%	—	-38.62%
28	BND	Vanguard Total Bond Market	ETF-Other	1.04%	-0.46%	+2.49%
29	GILD	Gilead Sciences INC	Stock-Healthcare	0.96%	—	-2.82%
30	MET	Metlife INC	Stock-Financials	0.93%	—	+0.34%
31	CELG	Celgene CORP	Stock-Other	0.87%	—	-2.46%
32	PANW	Palo Alto Networks INC	Stock-Tech	0.84%	—	+2.95%
33	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.78%	—	-0.28%
34	SCHB	Schwab US Broad Market ETF	ETF-Other	0.78%	—	-93.04%
35	LULU	Lululemon Athletica INC	Stock-Consumer Disc	0.75%	—	-2.09%
36	GOLD	Gold.com, Inc.	Stock-Other	0.70%	—	+19533.33%
37	XNCMX	Nuveen Ca Amt-fr Muni INC	Stock-Other	0.63%	—	-1.82%
38	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.52%	—	+2165.96%
39	NAC	Nuveen Ca Qlty Muni INC	Stock-Other	0.44%	—	-1.43%
40	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.43%	-0.03%	+0.57%
41	QCOM	Qualcomm INC	Stock-Tech	0.40%	—	-74.52%
42	CBSH	Commerce Bancshares INC	Stock-Financials	0.39%	—	-16.19%
43	✓	Blackrock Muniyield Cali Qlt	Stock-Other	0.39%	—	+0.07%
44	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	0.38%	-0.02%	+5.59%
45	UTF	Cohen & Steers Infrastructur	Stock-Other	0.38%	—	+18.36%
46	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.37%	—	-0.82%
47	SCHF	Schwab Intl Equity ETF	ETF-Other	0.36%	—	-5.04%
48	DSL	Doubleline Income Solutions	Stock-Other	0.36%	—	-12.62%
49	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.34%	-0.03%	+3.61%
50	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.33%	—	-2.79%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Apriem Advisors for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	+4.1%	+57869.58%	Add
2	SCHR	Schwab Intermediate-term US	+3.7%	+3192.14%	Add
3	GOF	Guggenheim Strategic Opportunities Fund	+2.6%	+8.23%	Add
4	WMT	Walmart INC	+1.8%	+5674.14%	Add
5	XOM	Exxon Mobil CORP	+1%	+14.50%	Add
6	GOF	Guggenheim Strategic Opportunities Fund	+1%	+50.44%	Add
7	T	At&t INC	+0.8%	+2.68%	Add
8	GOLD	Gold.com, Inc.	+0.7%	+19533.33%	Add
9	ETN	Eaton Corporation plc	+0.6%	-0.01%	Trim
10	ED	Consolidated Edison INC	+0.6%	+1.73%	Add
11	AAPL	Apple INC	+0.5%	+2.15%	Add
12	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.5%	+2165.96%	Add
13	VTR	Ventas INC	+0.4%	+6.04%	Add
14	TGT	Target CORP	+0.4%	-2.57%	Trim
15	VZ	Verizon Communications INC	+0.4%	+6.27%	Add
16	✓	Market Vectors	+0.3%	+2.80%	Add
17	CSCO	Cisco Systems INC	+0.2%	+1.10%	Add
18	LULU	Lululemon Athletica INC	+0.2%	-2.09%	Trim
19	VTI	Vanguard Total Stock Mkt ETF	+0.2%	+1307.10%	Add
20	PG	Procter & Gamble Co/the	+0.1%	+376.94%	Add
21	LOW	Lowe's Cos INC	+0.1%	+1761.50%	Add
22	DUK	Duke Energy CORP	+0.1%	+1033.33%	Add
23	NLYEUR	Annaly Capital Management In	+0.1%	+35.32%	Add
24	UTF	Cohen & Steers Infrastructur	+0.1%	+18.36%	Add
25	JPM	Jpmorgan Chase & Co	+0.1%	+4.61%	Add
26	ABBV	Abbvie INC	0%	-4.61%	Trim
27	GOOGL	Alphabet Inc-cl A	0%	-4.51%	Trim
28	MET	Metlife INC	0%	+0.34%	Add
29	PFE	Pfizer INC	0%	-2.59%	Trim
30	WFC	Wells Fargo & Co	0%	-0.18%	Trim
31	GILD	Gilead Sciences INC	0%	-2.82%	Trim
32	SCHA	Schwab US Small-cap ETF	-0.1%	-71.30%	Trim
33	CELG	Celgene CORP	-0.1%	-2.46%	Trim
34	BAC	Bank Of America CORP	-0.1%	+2.93%	Add
35	EFA	Ishares Msci Eafe ETF	-0.1%	-66.70%	Trim
36	BMY	Bristol-myers Squibb Co	-0.2%	-12.93%	Trim
37	✓	Guggenheim ETF	-0.3%	-95.33%	Trim
38	DBL	Doubleline Opport Credit	-0.5%	-38.62%	Trim
39	QCOM	Qualcomm INC	-1%	-74.52%	Trim
40	AXP	American Express Co	-1.1%	-99.90%	Trim
41	JNJ	Johnson & Johnson	-1.2%	-85.22%	Trim
42	PDI	Pimco Dynamic Income Fund	-1.3%	-96.54%	Trim
43	COP	Conocophillips	-1.4%	-94.35%	Trim
44	SCHG	Schwab US Large-cap Growth	-3.1%	-96.25%	Trim
45	SCHB	Schwab US Broad Market ETF	-9.3%	-93.04%	Trim
46	SCHD	Schwab US Dvd Equity ETF	—	EXIT	Sold out
47	✓	First Tr Specialty Fin & Fin	—	EXIT	Sold out
48	TFI	Ss Spdr N Ice Muni Bond ETF	—	NEW	New buy
49	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
50	✓	Capricor Therapeutics INC	—	NEW	New buy