Apriem Advisors — Q4 2015 13F Holdings

Name: Apriem Advisors — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001425165

Total reported value

$1.0B

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Full holdings list this quarter

Showing top 200 holdings (of 611 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	13.02%	—	-39.61%
2	SCHB	Schwab US Broad Market ETF	ETF-Other	10.12%	—	+1588.90%
3	SCHG	Schwab US Large-cap Growth	ETF-Other	3.25%	—	+2634.98%
4	AAPL	Apple INC	Stock-Tech	3.23%	-0.22%	-0.66%
5	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.22%	+1.09%	+5835.29%
6	T	At&t INC	Stock-Comm Services	2.82%	—	+1.63%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.76%	+0.83%	+7.54%
8	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.54%	—	+0.30%
9	PFE	Pfizer INC	Stock-Healthcare	2.22%	—	-0.84%
10	ABBV	Abbvie INC	Stock-Healthcare	1.99%	—	+0.70%
11	TGT	Target CORP	Stock-Consumer Disc	1.95%	—	—
12	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	1.95%	—	-0.45%
13	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.94%	—	-0.81%
14	SBUX	Starbucks CORP	Stock-Consumer Disc	1.74%	—	+0.14%
15	WFC	Wells Fargo & Co	Stock-Financials	1.73%	—	+0.88%
16	ETN	Eaton Corporation plc	Stock-Industrials	1.69%	—	+2.22%
17	ED	Consolidated Edison INC	Stock-Utilities	1.60%	—	+1.87%
18	DBL	Doubleline Opport Credit	Stock-Other	1.57%	—	+1.92%
19	COP	Conocophillips	Stock-Energy	1.49%	—	-5.72%
20	JPM	Jpmorgan Chase & Co	Stock-Financials	1.49%	-0.08%	+15.67%
21	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.46%	—	-11.62%
22	VTR	Ventas INC	Stock-Real Estate	1.46%	—	+8.51%
23	META	Meta Platforms Inc-class A	Stock-Comm Services	1.44%	—	-2.62%
24	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.40%	-0.19%	—
25	JNJ	Johnson & Johnson	Stock-Healthcare	1.39%	—	-1.42%
26	QCOM	Qualcomm INC	Stock-Tech	1.39%	—	-3.59%
27	✓	Market Vectors	Stock-Other	1.38%	—	-0.29%
28	CSCO	Cisco Systems INC	Stock-Tech	1.33%	—	+0.41%
29	PDI	Pimco Dynamic Income Fund	Stock-Financials	1.32%	—	-0.34%
30	BAC	Bank Of America CORP	Stock-Financials	1.28%	—	+3.55%
31	AXP	American Express Co	Stock-Financials	1.07%	—	-8.33%
32	VZ	Verizon Communications INC	Stock-Comm Services	0.99%	—	+3.26%
33	GILD	Gilead Sciences INC	Stock-Healthcare	0.99%	—	-1.76%
34	CELG	Celgene CORP	Stock-Other	0.97%	—	+3.60%
35	MET	Metlife INC	Stock-Financials	0.92%	—	+3.76%
36	BND	Vanguard Total Bond Market	ETF-Other	0.90%	-0.46%	-3.04%
37	PANW	Palo Alto Networks INC	Stock-Tech	0.80%	—	+3.67%
38	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.67%	—	+1.02%
39	XNCMX	Nuveen Ca Amt-fr Muni INC	Stock-Other	0.56%	—	-0.29%
40	LULU	Lululemon Athletica INC	Stock-Consumer Disc	0.54%	—	-0.83%
41	CBSH	Commerce Bancshares INC	Stock-Financials	0.40%	—	+5.00%
42	NAC	Nuveen Ca Qlty Muni INC	Stock-Other	0.38%	—	+0.50%
43	✓	Guggenheim ETF	ETF-Other	0.36%	—	-9.75%
44	DSL	Doubleline Income Solutions	Stock-Other	0.36%	—	-1.89%
45	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.36%	-0.03%	+1.02%
46	SCHF	Schwab Intl Equity ETF	ETF-Other	0.35%	—	+1.71%
47	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.34%	—	-8.08%
48	✓	Blackrock Muniyield Cali Qlt	Stock-Other	0.34%	—	-0.10%
49	✓	First Tr Specialty Fin & Fin	Stock-Other	0.34%	—	+1.22%
50	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.33%	—	-22.01%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Apriem Advisors for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHB	Schwab US Broad Market ETF	+9.5%	+1588.90%	Add
2	SCHD	Schwab US Dvd Equity ETF	+3.2%	+5835.29%	Add
3	SCHG	Schwab US Large-cap Growth	+3.1%	+2634.98%	Add
4	AEP	American Electric Power Company, Inc.	+0.4%	+0.30%	Add
5	JPM	Jpmorgan Chase & Co	+0.3%	+15.67%	Add
6	XOM	Exxon Mobil CORP	+0.2%	+7.54%	Add
7	BMY	Bristol-myers Squibb Co	+0.2%	-0.81%	Trim
8	META	Meta Platforms Inc-class A	+0.1%	-2.62%	Trim
9	ABBV	Abbvie INC	+0.1%	+0.70%	Add
10	T	At&t INC	+0.1%	+1.63%	Add
11	BAC	Bank Of America CORP	+0.1%	+3.55%	Add
12	CELG	Celgene CORP	+0.1%	+3.60%	Add
13	KMB	Kimberly-clark CORP	+0.1%	+1.02%	Add
14	VTR	Ventas INC	+0.1%	+8.51%	Add
15	WFC	Wells Fargo & Co	+0.1%	+0.88%	Add
16	VZ	Verizon Communications INC	+0.1%	+3.26%	Add
17	CVX	Chevron CORP	+0.1%	+18.30%	Add
18	XLE	Ss Energy Select Sector	0%	+86.63%	Add
19	SBUX	Starbucks CORP	0%	+0.14%	Add
20	MET	Metlife INC	0%	+3.76%	Add
21	PANW	Palo Alto Networks INC	0%	+3.67%	Add
22	ETN	Eaton Corporation plc	—	+2.22%	Add
23	CSCO	Cisco Systems INC	—	+0.41%	Add
24	DBL	Doubleline Opport Credit	0%	+1.92%	Add
25	APC3EUR	Anadarko Petroleum CORP	-0.1%	-80.00%	Trim
26	✓	Guggenheim ETF	-0.1%	-9.75%	Trim
27	GGN	Gamco Glbl Gold Ntrl Res INC	-0.1%	-95.60%	Trim
28	AMJEUR	Jpmorgan Alerian Mlp Index	-0.1%	-22.01%	Trim
29	PDI	Pimco Dynamic Income Fund	-0.1%	-0.34%	Trim
30	JNJ	Johnson & Johnson	-0.2%	-1.42%	Trim
31	COP	Conocophillips	-0.2%	-5.72%	Trim
32	QCOM	Qualcomm INC	-0.2%	-3.59%	Trim
33	AXP	American Express Co	-0.2%	-8.33%	Trim
34	MOS	Mosaic Co/the	-0.2%	-99.50%	Trim
35	GOF	Guggenheim Strategic Opportunities Fund	-0.3%	-11.62%	Trim
36	KMI	Kinder Morgan INC	-0.3%	-96.73%	Trim
37	AAPL	Apple INC	-0.3%	-0.66%	Trim
38	DOW	Dow Chem Co	-0.4%	-97.48%	Trim
39	SCHR	Schwab Intermediate-term US	-4.6%	-97.70%	Trim
40	GOF	Guggenheim Strategic Opportunities Fund	-9.5%	-39.61%	Trim
41	VALE	Vale S.A.	—	EXIT	Sold out
42	TGT	Target CORP	—	NEW	New buy
43	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
44	GOOG	Alphabet A	—	EXIT	Sold out
45	✓	Nuveen All Cap Engy Mlp	—	EXIT	Sold out
46	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
47	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
48	✓	Blackrock Core Bd Tr	—	EXIT	Sold out
49	BHK	Blackrock Core Bond Trust	—	NEW	New buy
50	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy