Alphagen Securities LLC — Q1 2015 13F Holdings

Name: Alphagen Securities LLC — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001044205

Total reported value

$13.3M

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Full holdings list this quarter

Showing top 200 holdings (of 493 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Lorillard INC	Stock-Other	10.56%	—	+5965.35%
2	BKR	Baker Hughes Company	Stock-Energy	8.08%	-7.00%	+2691.40%
3	✓	Integrys Energy Group INC	Stock-Other	6.88%	—	—
4	MSFT	Microsoft CORP	Stock-Tech	4.89%	—	+212.79%
5	JNJ	Johnson & Johnson	Stock-Healthcare	3.70%	—	+6.64%
6	CYEUR	Cypress Semiconductor CORP	Stock-Other	3.32%	—	—
7	AXP	American Express Co	Stock-Financials	2.39%	—	—
8	AAPL	Apple INC	Stock-Tech	1.85%	+7.92%	NEW
9	MRK	Merck & Co. INC.	Stock-Healthcare	1.71%	—	-3.24%
10	CAT	Caterpillar INC	Stock-Industrials	1.67%	—	+964.24%
11	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	1.64%	—	—
12	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.52%	—	+150.86%
13	TWXCHF	Time Warner INC	Stock-Other	1.42%	—	—
14	HON	Honeywell International INC	Stock-Industrials	1.19%	—	—
15	C	Citigroup INC	Stock-Financials	1.15%	—	+5.24%
16	LTH	Life Time Group Holdings, Inc.	Stock-Other	1.11%	—	—
17	BAC	Bank Of America CORP	Stock-Financials	1.01%	—	—
18	GOOG	Alphabet A	Stock-Comm Services	1.00%	—	—
19	XECEUR	Cimarex Energy Co	Stock-Other	0.95%	—	—
20	✓	Energy Xxi (bermuda) LTD	Stock-Other	0.91%	—	+40.48%
21	RIO	Rio Tinto Plc-spon Adr	Stock-Materials	0.87%	—	+5045.00%
22	JPM	Jpmorgan Chase & Co	Stock-Financials	0.84%	-1.36%	EXIT
23	GM	General Motors Co	Stock-Consumer Disc	0.84%	—	-50.84%
24	XOM	Exxon Mobil CORP	Stock-Energy	0.84%	—	—
25	AMP	Ameriprise Financial INC	Stock-Financials	0.84%	—	-21.02%
26	✓	Pharmacyclics INC	Stock-Other	0.80%	—	+177.78%
27	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.80%	—	—
28	NSC	Norfolk Southern CORP	Stock-Industrials	0.77%	-1.32%	+1268.86%
29	✓	Cypress Semiconductor CORP	Stock-Other	0.75%	—	—
30	BACR 8.125 PERP 5	Barclays Bank PLC	Stock-Other	0.74%	—	—
31	PNR	Pentair plc	Stock-Industrials	0.71%	—	+238.63%
32	VIAEUR	Viacom Inc-class A	Stock-Other	0.70%	—	—
33	BKNG	Booking Hldgs INC	Stock-Consumer Disc	0.69%	+5.35%	NEW
34	IEX	Idex CORP	Stock-Industrials	0.68%	—	+354.50%
35	SYMCEUR	Symantec CORP	Stock-Other	0.66%	—	+81.07%
36	BA	Boeing Co/the	Stock-Industrials	0.63%	—	—
37	TD	Toronto-dominion Bank	Stock-Financials	0.59%	—	+38.35%
38	URI	United Rentals INC	Stock-Industrials	0.58%	—	-16.11%
39	DFSEUR	Discover Financial Services	Stock-Other	0.58%	—	-4.69%
40	WFC	Wells Fargo & Co	Stock-Financials	0.56%	—	+87.68%
41	DOV	Dover CORP	Stock-Industrials	0.54%	—	+126.75%
42	AIG	American International Group	Stock-Financials	0.53%	—	+2190.64%
43	EMR	Emerson Electric Co	Stock-Industrials	0.52%	—	-63.66%
44	ANF	Abercrombie & Fitch Co-cl A	Stock-Consumer Disc	0.52%	—	—
45	✓		Stock-Other	0.51%	-1.25%	EXIT
46	DOW	Dow Chem Co	Stock-Materials	0.51%	—	-71.77%
47	EMN	Eastman Chemical Co	Stock-Materials	0.51%	—	+840.32%
48	TM	Toyota Motor CORP -spon Adr	Stock-Consumer Disc	0.47%	—	-41.99%
49	XXI	Twenty One Capital, Inc.	Stock-Other	0.46%	—	—
50	CP	Canadian Pacific Kansa F	Stock-Industrials	0.45%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Alphagen Securities LLC for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Lorillard INC	+10.5%	+5965.35%	Add
2	BKR	Baker Hughes Company	+8%	+2691.40%	Add
3	MSFT	Microsoft CORP	+4.3%	+212.79%	Add
4	CAT	Caterpillar INC	+1.6%	+964.24%	Add
5	AEP	American Electric Power Company, Inc.	+1.3%	+150.86%	Add
6	RIO	Rio Tinto Plc-spon Adr	+0.9%	+5045.00%	Add
7	✓	Pharmacyclics INC	+0.8%	+177.78%	Add
8	NSC	Norfolk Southern CORP	+0.8%	+1268.86%	Add
9	GM	General Motors Co	+0.3%	-50.84%	Trim
10	EMR	Emerson Electric Co	0%	-63.66%	Trim
11	DOW	Dow Chem Co	0%	-71.77%	Trim
12	PFG	Principal Financial Group	-0.1%	-76.07%	Trim
13	TLT	iShares 20+ Year Treasury Bond ETF	-0.1%	+576.39%	Add
14	CAR	Avis Budget Group INC	-0.2%	-83.14%	Trim
15	ITT	ITT Inc.	-0.2%	-98.30%	Trim
16	AAPL	Apple INC	-53.2%	-99.07%	Trim
17	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
18	✓	Integrys Energy Group INC	—	NEW	New buy
19	✓	Cubist Pharmaceuticals INC	—	EXIT	Sold out
20	CYEUR	Cypress Semiconductor CORP	—	NEW	New buy
21	✓	Spdr S&p 500 ETF Tr	—	EXIT	Sold out
22	MLM	Martin Marietta Materials	—	EXIT	Sold out
23	SPY	State Street SPDR S&P 500 ETF Trust	—	EXIT	Sold out
24	AXP	American Express Co	—	NEW	New buy
25	✓		—	EXIT	Sold out
26	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
27	LVS	Las Vegas Sands CORP	—	NEW	New buy
28	PG	Procter & Gamble Co/the	—	EXIT	Sold out
29	TWXCHF	Time Warner INC	—	NEW	New buy
30	HON	Honeywell International INC	—	NEW	New buy
31	LTH	Life Time Group Holdings, Inc.	—	NEW	New buy
32	✓	Wisconsin Energy CORP	—	EXIT	Sold out
33	✓	Spansion INC	—	EXIT	Sold out
34	MOS	Mosaic Co/the	—	EXIT	Sold out
35	REGN	Regeneron Pharmaceuticals	—	EXIT	Sold out
36	BAC	Bank Of America CORP	—	NEW	New buy
37	GOOG	Alphabet A	—	NEW	New buy
38	XECEUR	Cimarex Energy Co	—	NEW	New buy
39	GD	General Dynamics CORP	—	EXIT	Sold out
40	JNJ	Johnson & Johnson	—	EXIT	Sold out
41	PRU	Prudential Financial INC	—	EXIT	Sold out
42	MET	Metlife INC	—	EXIT	Sold out
43	XOM	Exxon Mobil CORP	—	NEW	New buy
44	TMO	Thermo Fisher Scientific INC	—	NEW	New buy
45	WYNN	Wynn Resorts LTD	—	EXIT	Sold out
46	BACR 8.125 PERP 5	Barclays Bank PLC	—	NEW	New buy
47	BAX	Baxter International INC	—	EXIT	Sold out
48	VIAEUR	Viacom Inc-class A	—	NEW	New buy
49	BKNG	Booking Hldgs INC	—	NEW	New buy
50	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out