Alethea Capital Management, LLC — Q3 2019 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	47.95%	+19.59%	+38.78%
2	AXSM	Axsome Therapeutics INC	Stock-Healthcare	16.69%	-3.02%	—
3	COF	Capital One Financial CORP	Stock-Financials	6.66%	—	-0.43%
4	KURA	Kura Oncology INC	Stock-Other	2.56%	-0.80%	—
5	HSY	Hershey Co/the	Stock-Consumer Staples	0.74%	—	—
6	PEP	Pepsico INC	Stock-Consumer Staples	0.73%	—	+181.03%
7	✓	Cidara Therapeutics INC Com New	Stock-Other	0.71%	—	—
8	AMT	American Tower CORP	Stock-Real Estate	0.69%	—	—
9	AAPL	Apple INC	Stock-Tech	0.67%	—	+44.76%
10	MKC	Mccormick & Co-non Vtg Shrs	Stock-Consumer Staples	0.64%	—	—
11	STZ	Constellation Brands Inc-a	Stock-Consumer Staples	0.61%	—	+83.82%
12	QCOM	Qualcomm INC	Stock-Tech	0.59%	—	—
13	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.59%	—	+41.43%
14	DHI	Dr Horton INC	Stock-Consumer Disc	0.55%	—	—
15	SYY	Sysco CORP	Stock-Consumer Staples	0.54%	—	—
16	CMG	Chipotle Mexican Grill INC	Stock-Consumer Disc	0.52%	—	—
17	XRAY	Dentsply Sirona INC	Stock-Healthcare	0.51%	—	—
18	EXR	Extra Space Storage INC	Stock-Real Estate	0.50%	—	—
19	ED	Consolidated Edison INC	Stock-Utilities	0.49%	—	—
20	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	0.48%	—	—
21	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.48%	—	—
22	AEP	American Electric Power	Stock-Utilities	0.48%	—	—
23	ACN	Accenture plc	Stock-Tech	0.47%	—	—
24	✓	Ra Medical Syste	Stock-Other	0.47%	—	—
25	PAYX	Paychex INC	Stock-Tech	0.45%	—	—
26	HON	Honeywell International INC	Stock-Industrials	0.44%	—	-7.78%
27	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.44%	—	-16.96%
28	ROP	Roper Technologies INC	Stock-Tech	0.44%	—	—
29	KMX	Carmax INC	Stock-Consumer Disc	0.40%	—	—
30	WM	Waste Management INC	Stock-Industrials	0.39%	—	—
31	ITW	Illinois Tool Works	Stock-Industrials	0.38%	—	-5.00%
32	ETN	Eaton Corporation plc	Stock-Industrials	0.37%	—	—
33	CMI	Cummins INC	Stock-Industrials	0.36%	—	—
34	MMM	3m Co	Stock-Industrials	0.35%	—	-11.69%
35	SO	Southern Co/the	Stock-Utilities	0.35%	—	—
36	MSFT	Microsoft CORP	Stock-Tech	0.34%	—	—
37	HAS	Hasbro INC	Stock-Consumer Disc	0.33%	—	—
38	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.33%	—	-17.00%
39	CAG	Conagra Brands INC	Stock-Consumer Staples	0.32%	—	—
40	AMGN	Amgen INC	Stock-Healthcare	0.32%	—	—
41	DOV	Dover CORP	Stock-Industrials	0.32%	—	—
42	BAC	Bank Of America CORP	Stock-Financials	0.32%	—	-15.81%
43	JPM	Jpmorgan Chase & Co	Stock-Financials	0.31%	—	—
44	DUK	Duke Energy CORP	Stock-Utilities	0.30%	—	-68.61%
45	HD	Home Depot INC	Stock-Consumer Disc	0.29%	—	—
46	✓		Stock-Other	0.28%	—	—
47	TWTRUSD	Twitter INC	Stock-Other	0.28%	—	—
48	DIS	Walt Disney Co/the	Stock-Comm Services	0.27%	—	+6.06%
49	PEG	Public Service Enterprise Gp	Stock-Utilities	0.27%	—	—
50	SJM	Jm Smucker Co/the	Stock-Consumer Staples	0.27%	—	—

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Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BIL	Ss Spdr Bb 1-3m T-bill ETF	+12.4%	+38.78%	Add
2	PEP	Pepsico INC	+0.5%	+181.03%	Add
3	AAPL	Apple INC	+0.3%	+44.76%	Add
4	STZ	Constellation Brands Inc-a	+0.3%	+83.82%	Add
5	DUK	Duke Energy CORP	-0.6%	-68.61%	Trim
6	EMN	Eastman Chemical Co	-0.7%	-81.87%	Trim
7	✓	Ra Medical Syste	-0.8%	—	Unchanged
8	KURA	Kura Oncology INC	-0.9%	—	Unchanged
9	AXSM	Axsome Therapeutics INC	-5.2%	—	Unchanged
10	EG	Everest Group, Ltd.	—	EXIT	Sold out
11	CMA	Comerica INC	—	EXIT	Sold out
12	GM	General Motors Co	—	EXIT	Sold out
13	HSY	Hershey Co/the	—	NEW	New buy
14	MET	Metlife INC	—	EXIT	Sold out
15	ALK	Alaska Air Group INC	—	EXIT	Sold out
16	OMC	Omnicom Group	—	EXIT	Sold out
17	KB	Kb Financial Group Inc-adr	—	EXIT	Sold out
18	AMT	American Tower CORP	—	NEW	New buy
19	FITB	Fifth Third Bancorp	—	EXIT	Sold out
20	WELL	Welltower INC	—	EXIT	Sold out
21	MKC	Mccormick & Co-non Vtg Shrs	—	NEW	New buy
22	DOC	Healthpeak Properties, Inc.	—	EXIT	Sold out
23	NWL	Newell Brands INC	—	EXIT	Sold out
24	IPG	Interpublic Group Of Cos INC	—	EXIT	Sold out
25	✓		—	EXIT	Sold out
26	QCOM	Qualcomm INC	—	NEW	New buy
27	KHC	Kraft Heinz Co/the	—	EXIT	Sold out
28	CNP	Centerpoint Energy INC	—	EXIT	Sold out
29	DHI	Dr Horton INC	—	NEW	New buy
30	KR	Kroger Co	—	EXIT	Sold out
31	IRM	Iron Mountain INC	—	EXIT	Sold out
32	VTR	Ventas INC	—	EXIT	Sold out
33	SYY	Sysco CORP	—	NEW	New buy
34	CMG	Chipotle Mexican Grill INC	—	NEW	New buy
35	XRAY	Dentsply Sirona INC	—	NEW	New buy
36	EXR	Extra Space Storage INC	—	NEW	New buy
37	WYNN	Wynn Resorts LTD	—	EXIT	Sold out
38	ED	Consolidated Edison INC	—	NEW	New buy
39	TSN	Tyson Foods Inc-cl A	—	NEW	New buy
40	CMCSA	Comcast Corp-class A	—	NEW	New buy
41	AEP	American Electric Power	—	NEW	New buy
42	ACN	Accenture plc	—	NEW	New buy
43	PAYX	Paychex INC	—	NEW	New buy
44	ROP	Roper Technologies INC	—	NEW	New buy
45	WOO	Foot Locker INC	—	EXIT	Sold out
46	KMX	Carmax INC	—	NEW	New buy
47	WHR	Whirlpool CORP	—	EXIT	Sold out
48	SO	Southern Co/the	—	NEW	New buy
49	CCL1EUR	Carnival CORP LTD	—	EXIT	Sold out
50	TWTRUSD	Twitter INC	—	NEW	New buy