Advisors Capital Management, LLC — Q3 2016 13F Holdings

Name: Advisors Capital Management, LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001345576

Total reported value

$8.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Kinder Morgan INC Dep Shs Ech	Stock-Other	2.42%	—	-1.26%
2	✓		Stock-Other	2.35%	—	-1.25%
3	✓	Fifth Street Finance CORP	Stock-Other	2.00%	—	-3.98%
4	✓	Ares Capital Corp.	Stock-Other	1.96%	—	+0.46%
5	✓	Macquarie Infrastr Co LLC	Stock-Other	1.91%	—	-2.20%
6	✓	Broadcom Inc.	Stock-Other	1.90%	—	-3.00%
7	CYEUR	Cypress Semiconductor CORP	Stock-Other	1.86%	—	-9.45%
8	QCOM	Qualcomm INC	Stock-Tech	1.85%	-0.21%	+1.88%
9	IBM	Intl Business Machines CORP	Stock-Tech	1.81%	+0.19%	+2.61%
10	✓	Altria Group, Inc.	Stock-Other	1.73%	—	-7.60%
11	✓	AT & T, Inc. New	Stock-Other	1.73%	—	-23.50%
12	✓	Six Flags Entertainment Corp	Stock-Other	1.65%	—	+1.48%
13	✓	Gen Digital Inc.	Stock-Other	1.57%	—	-5.22%
14	✓	Allergan PLC Conv Pfd Ser A	Stock-Other	1.50%	—	+12.91%
15	✓		Stock-Other	1.47%	—	-0.13%
16	DOW	Dow Chem Co	Stock-Materials	1.43%	—	+5.70%
17	✓	Hospitality Pptys Trust Reit	Stock-Other	1.38%	—	-14.97%
18	✓	Aircastle	Stock-Other	1.35%	—	+5.74%
19	✓	Rithm Capital CORP	Stock-Other	1.33%	—	-1.93%
20	✓	Senior Housing Prop Trust	Stock-Other	1.32%	—	-4.12%
21	✓	Bgc Partners INC	Stock-Other	1.31%	—	-2.67%
22	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	1.25%	—	+3.86%
23	✓	J P Morgan Chase And Co	Stock-Other	1.19%	—	+0.89%
24	HTGC	Hercules Capital INC	Stock-Financials	1.17%	—	-3.64%
25	✓	Alphabet Inc.	Stock-Other	1.16%	—	-3.53%
26	OKE	Oneok INC	Stock-Energy	1.15%	+0.19%	-2.83%
27	✓	Cardinal Health, Inc.	Stock-Other	1.06%	—	+1.34%
28	OLN	Olin CORP	Stock-Materials	1.03%	—	+279.10%
29	BA	Boeing Co/the	Stock-Industrials	1.02%	—	+0.28%
30	✓	Vodafone Group PLC New Fsponsored Adr 1 Adr Reps 10 Ord Shs	Stock-Other	1.02%	—	+2.13%
31	WMT	Walmart INC	Stock-Consumer Staples	0.96%	—	-0.35%
32	✓	Just Energy Grp Inc	Stock-Other	0.95%	—	-3.76%
33	✓	American Express Company	Stock-Other	0.95%	—	+0.23%
34	✓	NXP Semiconductors N.V.	Stock-Other	0.94%	—	+0.92%
35	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	0.92%	—	+0.33%
36	✓	United Parks & Resorts Inc Com	Stock-Other	0.91%	—	+3.03%
37	AAPL	Apple INC	Stock-Tech	0.90%	-0.20%	+1.14%
38	✓	Starwood Property Trust, Inc.	Stock-Other	0.84%	—	—
39	LRCXEUR	Lam Research CORP	Stock-Tech	0.84%	—	-1.70%
40	✓	Ship Finance Int'l LTD	Stock-Other	0.84%	—	-5.33%
41	RTN1USD	Raytheon Company	Stock-Other	0.83%	—	+3.71%
42	NDAQ	Nasdaq INC	Stock-Financials	0.83%	—	-9.82%
43	KSS	Kohls CORP	Stock-Consumer Disc	0.81%	—	+2.05%
44	✓	Novartis AG	Stock-Other	0.80%	—	-9.38%
45	ELV	Elevance Health INC	Stock-Healthcare	0.80%	—	+4.15%
46	C	Citigroup INC	Stock-Financials	0.80%	—	-0.44%
47	NMFC	New Mountain Finance CORP	Stock-Other	0.77%	—	-0.22%
48	PAYX	Paychex INC	Stock-Tech	0.76%	—	+7.35%
49	✓	Plains Group Hlgs LP A	Stock-Other	0.74%	—	+18.89%
50	CVS	Cvs Health CORP	Stock-Healthcare	0.73%	—	+0.86%

1–50 of 180

Holding changes this quarter

Position changes disclosed by Advisors Capital Management, LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	OLN	Olin CORP	+0.7%	+279.10%	Add
2	✓	ConocoPhillips	+0.5%	+487.17%	Add
3	QCOM	Qualcomm INC	+0.4%	+1.88%	Add
4	LVS	Las Vegas Sands CORP	+0.3%	+3.86%	Add
5	✓	Portfolio Recovery Assocs Inc	+0.3%	+657.00%	Add
6	BAC	Bank Of America CORP	+0.3%	+44.85%	Add
7	✓	Topbuild CORP Com	+0.2%	+998.49%	Add
8	✓	Plains Group Hlgs LP A	+0.2%	+18.89%	Add
9	✓	Targa Resources Corp.	+0.2%	+24.51%	Add
10	✓	NXP Semiconductors N.V.	+0.2%	+0.92%	Add
11	WBA	Walgreens Boots Alliance INC	+0.2%	+57.18%	Add
12	EBAY	Ebay INC	+0.2%	-1.08%	Trim
13	✓	Fifth Street Finance CORP	+0.2%	-3.98%	Trim
14	WSM	Williams-sonoma INC	+0.2%	+121.63%	Add
15	AAPL	Apple INC	+0.1%	+1.14%	Add
16	XPO	Xpo INC	+0.1%	-9.17%	Trim
17	KSS	Kohls CORP	+0.1%	+2.05%	Add
18	✓	Macquarie Infrastr Co LLC	+0.1%	-2.20%	Trim
19	✓	Ares Capital Corp.	+0.1%	+0.46%	Add
20	✓	Allergan PLC Conv Pfd Ser A	+0.1%	+12.91%	Add
21	DOW	Dow Chem Co	+0.1%	+5.70%	Add
22	✓	Broadcom Inc.	+0.1%	-3.00%	Trim
23	IBM	Intl Business Machines CORP	0%	+2.61%	Add
24	✓	JP Morgan Chase Alerian ETN	-0.2%	-25.75%	Trim
25	✓	Novartis AG	-0.2%	-9.38%	Trim
26	✓	Allergan PLC	-0.2%	-45.38%	Trim
27	AEP	American Electric Power Company, Inc.	-0.2%	-69.67%	Trim
28	MSFT	Microsoft CORP	-0.2%	-53.20%	Trim
29	✓	Verizon Communications Inc.	-0.3%	-52.57%	Trim
30	✓	Hospitality Pptys Trust Reit	-0.3%	-14.97%	Trim
31	✓	Just Energy Grp Inc	-0.3%	-3.76%	Trim
32	GLW	Corning INC	-0.4%	-46.38%	Trim
33	✓	Altria Group, Inc.	-0.4%	-7.60%	Trim
34	PFE	Pfizer INC	-0.5%	-42.60%	Trim
35	HAIN	Hain Celestial Group INC	-0.6%	-51.77%	Trim
36	✓	AT & T, Inc. New	-0.8%	-23.50%	Trim
37	MCHP	Microchip Technology INC	-1.3%	-73.47%	Trim
38	✓	Starwood Property Trust, Inc.	—	NEW	New buy
39	PM	Philip Morris International	—	NEW	New buy
40	✓	Prospect Capital Corporation	—	EXIT	Sold out
41	DNKN	Dunkin' Brands Group INC	—	NEW	New buy
42	✓	Exxon Mobil Corporation	—	NEW	New buy
43	✓	Tallgrass Energy Partners, LP	—	NEW	New buy
44	LADR	Ladder Capital Corp-reit	—	NEW	New buy
45	TEGPUSD	Tallgrass Energy LP	—	NEW	New buy
46	WFC 7.5 PERP L	Wells Fargo & Company	—	EXIT	Sold out
47	✓	Sunoco Lp/Sunoco Fin Corp	—	NEW	New buy
48	DAN	Dana INC	—	EXIT	Sold out
49	✓	Sunoco LP	—	NEW	New buy
50	✓	Scorpio Tankers INC Shs	—	EXIT	Sold out