CIK: 0001971875
Total reported value
$442.3M
Reporting period: 2026-03-31 · Number of holdings: 211
Empire Financial Management Company, LLC disclosed 211 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $442.3M and a quarterly turnover rate of 22.4%.
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Empire Financial Management Company, LLC's disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 85 equally-sized positions, well below its 211 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 50% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim GOOGL
-43.4% -$6.8M
Add HON
+58.9% $4.9M
Trim ZG
-67.8% -$3.5M
Trim MSFT
-6.9% -$3.8M
Trim VNDA
-16.8% -$3.4M
Add ET
+13.9% $1.7M
Showing top 200 holdings (of 211 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DSTL | Distillate US Fundamental St | ETF-Other | 3.36% | — | +3.05% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.15% | -0.42% | -9.17% | |
| 3 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.75% | -0.37% | -6.25% | |
| 4 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.61% | -0.16% | -0.93% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.57% | +0.36% | +30.89% | |
| 6 | HON | Honeywell International INC | Stock-Industrials | 2.42% | +1.15% | +58.86% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.11% | -0.74% | -6.92% | |
| 8 | BA | Boeing Co/the | Stock-Industrials | 2.06% | -0.12% | -0.81% | |
| 9 | RTX | Rtx CORP | Stock-Industrials | 1.93% | — | -3.09% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.66% | -1.40% | -43.39% | |
| 11 | ET | Energy Transfer LP | Stock-Energy | 1.57% | +0.44% | +13.94% | |
| 12 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 1.46% | — | +1.04% | |
| 13 | ABBV | Abbvie INC | Stock-Healthcare | 1.45% | — | +3.47% | |
| 14 | VNDA | Vanda Pharmaceuticals INC | Stock-Other | 1.44% | -0.68% | -16.78% | |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 1.42% | -0.25% | -0.12% | |
| 16 | BAC | Bank Of America CORP | Stock-Financials | 1.41% | -0.25% | -7.49% | |
| 17 | FDIV | Marketdsk Focused US Dvd ETF | ETF-Other | 1.37% | +0.24% | +17.63% | |
| 18 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 1.36% | +0.24% | +10.50% | |
| 19 | PHYS | Sprott Physical Gold Trust | Stock-Other | 1.33% | +0.17% | +2.66% | |
| 20 | GCOW | Pacer Global Cash Cows Divid | ETF-Other | 1.17% | +0.22% | +5.59% | |
| 21 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 1.16% | — | +3.86% | |
| 22 | CVX | Chevron CORP | Stock-Energy | 1.13% | +0.35% | +2.18% | |
| 23 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.09% | — | -16.02% | |
| 24 | CEG | Constellation Energy | Stock-Utilities | 1.08% | -0.23% | — | |
| 25 | HGER | Harbor Commodity All Weather | ETF-Commodities | 1.07% | +0.26% | +1.63% | |
| 26 | HD | Home Depot INC | Stock-Consumer Disc | 1.05% | — | +6.67% | |
| 27 | CRM | Salesforce INC | Stock-Tech | 1.01% | +1.01% | NEW | |
| 28 | DSTX | Distillate International Fun | ETF-Other | 0.97% | — | +0.55% | |
| 29 | AVGO | Broadcom INC | Stock-Tech | 0.97% | — | +0.55% | |
| 30 | CB | Chubb Limited | Stock-Financials | 0.96% | — | +2.79% | |
| 31 | CYRX | Cryoport INC | Stock-Other | 0.94% | — | +24.44% | |
| 32 | AMD | Advanced Micro Devices | Stock-Tech | 0.93% | — | +7.00% | |
| 33 | DUK | Duke Energy CORP | Stock-Utilities | 0.91% | +0.16% | +3.47% | |
| 34 | AXP | American Express Co | Stock-Financials | 0.89% | -0.32% | -12.95% | |
| 35 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.86% | — | -1.90% | |
| 36 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.84% | -0.19% | -21.38% | |
| 37 | AMGN | Amgen INC | Stock-Healthcare | 0.83% | — | +2.50% | |
| 38 | COP | Conocophillips | Stock-Energy | 0.82% | +0.27% | +2.56% | |
| 39 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.82% | — | -4.70% | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.82% | — | -8.65% | |
| 41 | JHSC | John Hancock Multi Small Cap | ETF-Small Cap | 0.79% | — | +1.11% | |
| 42 | MPLX | Mplx LP | Stock-Energy | 0.78% | — | -4.74% | |
| 43 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.78% | — | +3.21% | |
| 44 | NVDA | Nvidia CORP | Stock-Tech | 0.76% | — | +2.55% | |
| 45 | PEG | Public Service Enterprise Gp | Stock-Utilities | 0.76% | — | — | |
| 46 | GS | Goldman Sachs Group INC | Stock-Financials | 0.71% | -0.18% | -19.53% | |
| 47 | HAL | Halliburton Co | Stock-Energy | 0.71% | +0.23% | +2.67% | |
| 48 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.71% | — | -6.49% | |
| 49 | KRMD | Koru Medical Systems INC | Stock-Other | 0.69% | -0.20% | — | |
| 50 | KMI | Kinder Morgan INC | Stock-Energy | 0.68% | — | -6.24% |
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+14%
Based on 71% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 211 | $442.3M | 22 | |
| 2025-12-31 | 210 | $460.2M | 19 | |
| 2025-09-30 | 206 | $436.7M | 39 | |
| 2025-06-30 | 196 | $346.6M | 0 | |
| 2025-03-31 | 197 | $323.6M | 0 | |
| 2024-12-31 | 196 | $320.6M | 0 | |
| 2024-09-30 | 203 | $325.0M | 0 | |
| 2024-06-30 | 199 | $302.3M | 0 | |
| 2024-03-31 | 205 | $302.6M | 0 | |
| 2023-12-31 | 190 | $255.5M | 0 | |
| 2023-09-30 | 187 | $229.5M | 0 | |
| 2023-06-30 | 191 | $251.1M | 0 | |
| 2023-03-31 | 189 | $245.4M | 0 |
Empire Financial Management Company, LLC's most significant position changes for 2026-03-31: New buy: Salesforce INC (CRM); New buy: Netflix INC (NFLX); Sold out: Carlyle Group Inc/the (CG); New buy: Regeneron Pharmaceuticals (REGN); New buy: AstraZeneca PLC (AZN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HON | Honeywell International INC | +1.2% | +58.86% | Add |
| 2 | ET | Energy Transfer LP | +0.4% | +13.94% | Add |
| 3 | LLY | Eli Lilly & Co | +0.4% | +30.89% | Add |
| 4 | CVX | Chevron CORP | +0.4% | +2.18% | Add |
| 5 | COP | Conocophillips | +0.3% | +2.56% | Add |
| 6 | HGER | Harbor Commodity All Weather | +0.3% | +1.63% | Add |
| 7 | AVDV | Avantis Intl S/c Value ETF | +0.2% | +10.50% | Add |
| 8 | FDIV | Marketdsk Focused US Dvd ETF | +0.2% | +17.63% | Add |
| 9 | HAL | Halliburton Co | +0.2% | +2.67% | Add |
| 10 | GCOW | Pacer Global Cash Cows Divid | +0.2% | +5.59% | Add |
| 11 | XOM | Exxon Mobil CORP | +0.2% | — | Unchanged |
| 12 | PHYS | Sprott Physical Gold Trust | +0.2% | +2.66% | Add |
| 13 | TLSI | Trisalus Life Sciences INC | +0.2% | +316.89% | Add |
| 14 | DUK | Duke Energy CORP | +0.2% | +3.47% | Add |
| 15 | BA | Boeing Co/the | -0.1% | -0.81% | Trim |
| 16 | ADP | Automatic Data Processing | -0.1% | — | Unchanged |
| 17 | LYFT | Lyft Inc-a | -0.2% | -12.18% | Trim |
| 18 | JPM | Jpmorgan Chase & Co | -0.2% | -0.93% | Trim |
| 19 | GS | Goldman Sachs Group INC | -0.2% | -19.53% | Trim |
| 20 | TRV | Travelers Cos Inc/the | -0.2% | -21.38% | Trim |
| 21 | KRMD | Koru Medical Systems INC | -0.2% | — | Unchanged |
| 22 | ABT | Abbott Laboratories | -0.2% | -14.98% | Trim |
| 23 | ORCL | Oracle CORP | -0.2% | -18.14% | Trim |
| 24 | CEG | Constellation Energy | -0.2% | — | Unchanged |
| 25 | IBM | Intl Business Machines CORP | -0.3% | -0.12% | Trim |
| 26 | BAC | Bank Of America CORP | -0.3% | -7.49% | Trim |
| 27 | QTRX | Quanterix CORP | -0.3% | +19.14% | Add |
| 28 | AXP | American Express Co | -0.3% | -12.95% | Trim |
| 29 | PFE | Pfizer INC | -0.3% | -55.80% | Trim |
| 30 | SLV | Ishares Silver Trust | -0.3% | -54.68% | Trim |
| 31 | AMZN | Amazon.com INC | -0.4% | -6.25% | Trim |
| 32 | AAPL | Apple INC | -0.4% | -9.17% | Trim |
| 33 | RIGL | Rigel Pharmaceuticals INC | -0.4% | -40.55% | Trim |
| 34 | VNDA | Vanda Pharmaceuticals INC | -0.7% | -16.78% | Trim |
| 35 | MSFT | Microsoft CORP | -0.7% | -6.92% | Trim |
| 36 | ZG | Zillow Group INC - A | -0.8% | -67.77% | Trim |
| 37 | GOOGL | Alphabet Inc-cl A | -1.4% | -43.39% | Trim |
| 38 | CRM | Salesforce INC | — | NEW | New buy |
| 39 | NFLX | Netflix INC | — | NEW | New buy |
| 40 | CG | Carlyle Group Inc/the | — | EXIT | Sold out |
| 41 | REGN | Regeneron Pharmaceuticals | — | NEW | New buy |
| 42 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 43 | LIFE | Ethos Technologies INC Cl-a | — | NEW | New buy |
| 44 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 45 | FRT | Federal Realty Invs Trust | — | NEW | New buy |
| 46 | TPL | Texas Pacific Land CORP | — | EXIT | Sold out |
| 47 | FCX | Freeport-mcmoran INC | — | EXIT | Sold out |
| 48 | BCRX | Biocryst Pharmaceuticals INC | — | EXIT | Sold out |
| 49 | OLMA | Olema Pharmaceuticals INC | — | EXIT | Sold out |
| 50 | INVH | Invitation Homes INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-18 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-13 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-13 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-15 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-27 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-20 | 13F-HR | View on EDGAR |
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