CIK: 0002045974
Total reported value
$170.6M
Reporting period: 2026-06-30 · Number of holdings: 102
CATHY PARETO & ASSOCIATES, INC disclosed 102 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $170.6M and a quarterly turnover rate of 22.6%.
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Cathy Pareto & Associates, INC's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 32 equally-sized positions, well below its 102 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.49), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim BPRE
-89.2% -$3.4M
Add SCHV
+30.6% $4.7M
Trim COWZ
-6.1% -$403.1K
Add SCHM
+10.0% $2.1M
Add SCHF
+159.4% $1.2M
Add QTUM
+5.7% $1.3M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHV | Schwab US Large-cap Value | ETF-Other | 8.34% | +1.93% | +30.63% | |
| 2 | AAPL | Apple INC | Stock-Tech | 5.91% | -0.03% | -0.06% | |
| 3 | OPPE | Wisdomtree European Opport | ETF-Other | 5.33% | -0.04% | +9.28% | |
| 4 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 5.30% | +0.67% | +9.98% | |
| 5 | VB | Vanguard Small-cap ETF | ETF-Other | 4.28% | +0.09% | +1.09% | |
| 6 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 4.10% | -0.07% | +12.72% | |
| 7 | SCHX | Schwab US Large-cap ETF | ETF-Other | 3.72% | +0.51% | +15.64% | |
| 8 | VGT | Vanguard Info Tech ETF | ETF-Tech | 3.39% | +0.49% | +680.89% | |
| 9 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 3.36% | -0.75% | -6.05% | |
| 10 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 3.11% | — | -6.51% | |
| 11 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 3.05% | -0.07% | +0.14% | |
| 12 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 2.84% | -0.30% | -3.51% | |
| 13 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 2.73% | +0.02% | +3.46% | |
| 14 | CLOI | Vaneck Clo ETF | ETF-Other | 2.58% | +0.44% | +37.82% | |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.26% | — | -0.50% | |
| 16 | QTUM | Defiance Quantum ETF | ETF-Other | 1.94% | +0.58% | +5.74% | |
| 17 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.87% | +0.03% | +0.33% | |
| 18 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.84% | +0.42% | +37.57% | |
| 19 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.43% | +0.01% | +0.97% | |
| 20 | IAU | Ishares Gold Trust | ETF-Commodities | 1.33% | -0.52% | -4.15% | |
| 21 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 1.27% | -0.38% | +1.53% | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 1.21% | — | +0.73% | |
| 23 | VHT | Vanguard Health Care ETF | ETF-Other | 1.10% | — | -8.26% | |
| 24 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.10% | +0.12% | +4.37% | |
| 25 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.08% | — | -8.49% | |
| 26 | GSY | Invesco Ultra Short Duration | ETF-Other | 1.06% | — | -2.96% | |
| 27 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.05% | +0.64% | +159.38% | |
| 28 | PAVE | Global X US Infrastructure | ETF-Other | 1.05% | +0.06% | +4.19% | |
| 29 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.83% | +0.02% | +2.70% | |
| 30 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.83% | +0.03% | +2.66% | |
| 31 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.76% | — | -1.30% | |
| 32 | SLV | Ishares Silver Trust | ETF-Commodities | 0.75% | -0.36% | -0.97% | |
| 33 | RWJ | Invesco S&p Smallcap 600 | ETF-Other | 0.69% | — | -2.99% | |
| 34 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.67% | +0.03% | +4.45% | |
| 35 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.60% | +0.04% | -0.10% | |
| 36 | CGIC | Cap Group Intl Core Eq | ETF-Other | 0.55% | +0.55% | NEW | |
| 37 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.55% | — | +0.34% | |
| 38 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.55% | +0.22% | +11.15% | |
| 39 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.52% | — | -12.07% | |
| 40 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.51% | — | -13.90% | |
| 41 | AVGO | Broadcom INC | Stock-Tech | 0.51% | +0.05% | +3.02% | |
| 42 | BRO | Brown & Brown INC | Stock-Financials | 0.48% | — | -0.40% | |
| 43 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.44% | — | +5.95% | |
| 44 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.44% | — | — | |
| 45 | VTV | Vanguard Value ETF | ETF-Other | 0.43% | — | +7.84% | |
| 46 | VV | Vanguard Large-cap ETF | ETF-Other | 0.43% | — | +1.58% | |
| 47 | SETM | Sprott Critical Material ETF | ETF-Other | 0.42% | — | +11.30% | |
| 48 | FXH | First Trust Health Care Alph | ETF-Other | 0.42% | — | -4.04% | |
| 49 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.42% | +0.09% | +14.76% | |
| 50 | XLK | Ss Technology Select Sector | ETF-Tech | 0.36% | +0.07% | +0.09% |
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+21.5%
Based on 83% of reported portfolio value with available pricing
Cathy Pareto & Associates, INC's most significant position changes for 2026-06-30: New buy: Cap Group Intl Core Eq (CGIC); Sold out: Ishares High Yild Active ETF (BRHY); New buy: Eli Lilly & Co (LLY); New buy: State Street CORP (STT); Sold out: Ishares U.s. Home Constructi (ITB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHV | Schwab US Large-cap Value | +1.9% | +30.63% | Add |
| 2 | SCHM | Schwab US Mid Cap ETF | +0.7% | +9.98% | Add |
| 3 | SCHF | Schwab Intl Equity ETF | +0.6% | +159.38% | Add |
| 4 | QTUM | Defiance Quantum ETF | +0.6% | +5.74% | Add |
| 5 | CGIC | Cap Group Intl Core Eq | +0.6% | NEW | New buy |
| 6 | SCHX | Schwab US Large-cap ETF | +0.5% | +15.64% | Add |
| 7 | VGT | Vanguard Info Tech ETF | +0.5% | +680.89% | Add |
| 8 | CLOI | Vaneck Clo ETF | +0.4% | +37.82% | Add |
| 9 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.4% | +37.57% | Add |
| 10 | SMH | Vaneck Semiconductor ETF | +0.2% | +11.15% | Add |
| 11 | LLY | Eli Lilly & Co | +0.2% | NEW | New buy |
| 12 | STT | State Street CORP | +0.2% | NEW | New buy |
| 13 | TT | Trane Technologies plc | +0.1% | NEW | New buy |
| 14 | EES | Wisdomtree US Smallcap Fund | +0.1% | NEW | New buy |
| 15 | DOCN | Digitalocean Holdings INC | +0.1% | NEW | New buy |
| 16 | GOOG | Alphabet Inc-cl C | +0.1% | +4.37% | Add |
| 17 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 18 | MU | Micron Technology INC | +0.1% | NEW | New buy |
| 19 | XLI | Ss Industrial Select Sector | +0.1% | NEW | New buy |
| 20 | IYW | Ishares Ustechnology ETF | +0.1% | NEW | New buy |
| 21 | VUG | Vanguard Growth ETF | +0.1% | NEW | New buy |
| 22 | VB | Vanguard Small-cap ETF | +0.1% | +1.09% | Add |
| 23 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +14.76% | Add |
| 24 | XLK | Ss Technology Select Sector | +0.1% | +0.09% | Add |
| 25 | PAVE | Global X US Infrastructure | +0.1% | +4.19% | Add |
| 26 | AVGO | Broadcom INC | +0.1% | +3.02% | Add |
| 27 | GOOGL | Alphabet Inc-cl A | 0% | -0.10% | Trim |
| 28 | SCHB | Schwab US Broad Market ETF | 0% | +0.33% | Add |
| 29 | VTI | Vanguard Total Stock Mkt ETF | 0% | +2.66% | Add |
| 30 | DFUS | Dimensional US Eq Mkt ETF | 0% | +4.45% | Add |
| 31 | FNDX | Schwab Fndmntl US Lrg Co ETF | 0% | +3.46% | Add |
| 32 | IJH | Ishares Core S&p Midcap ETF | 0% | +2.70% | Add |
| 33 | AMZN | Amazon.com INC | 0% | +0.97% | Add |
| 34 | DFAS | Dimensional US Small Cap ETF | — | -1.30% | Trim |
| 35 | AAPL | Apple INC | 0% | -0.06% | Trim |
| 36 | OPPE | Wisdomtree European Opport | 0% | +9.28% | Add |
| 37 | JPST | Jpmorgan Ultra-short Income | -0.1% | +12.72% | Add |
| 38 | VBR | Vanguard Small-cap Value ETF | -0.1% | +0.14% | Add |
| 39 | NFLX | Netflix INC | -0.1% | — | Unchanged |
| 40 | XMHQ | Invesco S&p Midcap Qual ETF | -0.2% | EXIT | Sold out |
| 41 | ITB | Ishares U.s. Home Constructi | -0.2% | EXIT | Sold out |
| 42 | XOM | Exxon Mobil CORP | -0.2% | EXIT | Sold out |
| 43 | CVX | Chevron CORP | -0.2% | EXIT | Sold out |
| 44 | BRHY | Ishares High Yild Active ETF | -0.2% | EXIT | Sold out |
| 45 | VOE | Vanguard Mid-cap Value ETF | -0.3% | -3.51% | Trim |
| 46 | SLV | Ishares Silver Trust | -0.4% | -0.97% | Trim |
| 47 | NLR | Vaneck Urani & Nuclr Etf-usd | -0.4% | +1.53% | Add |
| 48 | IAU | Ishares Gold Trust | -0.5% | -4.15% | Trim |
| 49 | COWZ | Pacer US Cash Cows 100 ETF | -0.8% | -6.05% | Trim |
| 50 | BPRE | Bluerock Private Real Estate | -2.3% | -89.24% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-15 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-23 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
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