CIK: 0001027694
Total reported value
$105.1M
Reporting period: 2026-03-31 · Number of holdings: 32
ALPHA CAPITAL ADVISORS INC /ADV disclosed 32 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $105.1M and a quarterly turnover rate of 4.9%.
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Alpha Capital Advisors INC /adv's disclosed holdings carry a Herfindahl concentration index of 0.075 — mathematically equivalent to about 13 equally-sized positions, well below its 32 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.20), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add EFAV
+3.2% $604.7K
Trim SPYG
+3.3% -$1.1M
Trim IVW
-2.7% -$801.2K
Add SCHD
+0.2% $332.9K
Trim QQQ
-2.1% -$287.2K
Add SPYV
+1.5% -$147.1K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 15.67% | -0.66% | +3.29% | |
| 2 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 12.62% | +0.18% | +1.46% | |
| 3 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 8.66% | +0.08% | +0.11% | |
| 4 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 7.38% | +0.75% | +3.18% | |
| 5 | CGCP | Cap Group Core Plus Income | ETF-Other | 7.05% | +0.09% | +0.43% | |
| 6 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 5.85% | -0.05% | +3.22% | |
| 7 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.67% | -0.60% | -2.69% | |
| 8 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 4.98% | -0.01% | +2.58% | |
| 9 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 4.60% | +0.42% | +0.18% | |
| 10 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 3.40% | +0.02% | +0.65% | |
| 11 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.62% | -0.05% | +7.85% | |
| 12 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.52% | -0.20% | -2.11% | |
| 13 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.31% | +0.14% | +4.88% | |
| 14 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 2.25% | +0.08% | +2.83% | |
| 15 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.19% | +0.02% | +4.69% | |
| 16 | AAPL | Apple INC | Stock-Tech | 2.06% | -0.03% | -1.16% | |
| 17 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 2.01% | +0.06% | +2.58% | |
| 18 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 1.50% | +0.17% | +5.28% | |
| 19 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.43% | +0.02% | +1.28% | |
| 20 | TSLA | Tesla INC | Stock-Consumer Disc | 0.68% | -0.12% | — | |
| 21 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.58% | -0.03% | +0.27% | |
| 22 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.54% | -0.04% | -8.79% | |
| 23 | VOTE | Tcw Transform 500 ETF | ETF-Other | 0.52% | -0.03% | — | |
| 24 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.48% | -0.03% | -3.33% | |
| 25 | LVHD | Franklin U.s. Low Volatility | ETF-Other | 0.46% | +0.04% | -0.11% | |
| 26 | IGM | Ishares Expanded Tech Sector | ETF-Tech | 0.42% | -0.04% | +0.03% | |
| 27 | WM | Waste Management INC | Stock-Industrials | 0.39% | +0.04% | — | |
| 28 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 0.30% | +0.01% | +0.18% | |
| 29 | QLV | Flexshares US Quality Low Vo | ETF-Other | 0.23% | — | — | |
| 30 | CVNA | Carvana Co | Stock-Consumer Disc | 0.21% | -0.01% | +40.00% | |
| 31 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.20% | — | +2.09% | |
| 32 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.20% | -0.01% | — |
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 0 months of available history
Based on 38% of reported portfolio value with available pricing
Alpha Capital Advisors INC /adv's most significant position changes for 2026-03-31: Sold out: Ishares Bitcoin Trust ETF (IBIT); Add: Ishares Msci Eafe Min Vol Fa (EFAV) — shares +3.18%; Add: Ss Spdr P S&p 500 Growth ETF (SPYG) — shares +3.29%; Trim: Ishares S&p 500 Growth ETF (IVW) — shares -2.69%; Add: Schwab US Dvd Equity ETF (SCHD) — shares +0.18%.
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-18 | 13F-HR | View on EDGAR |
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