CIK: 0001653168
申报总市值
US$2.3亿
申报季度: 2018-09-30 · 持股只数: 133
Ken Stern & Associates, Inc.在最新一期 13F 报告中披露了 133 项持股，申报期为 2018-09-30，总持股市值约为 US$2.3亿，季度换手率为 27.1%。
Ken Stern & Associates, Inc. 目前披露的持仓，Herfindahl 集中度指数为 0.054——换算下来相当于约 19 个等权重仓位，明显低于其实际披露的 133 只持仓。这一差距显示该机构的策略偏向集中在少数高信心仓位，而非广泛分散。
整体仓位大小差异较大（变异系数为 2.49），除少数重仓仓位外，还有许多规模较小的持仓。
最新申报季度中，并未观察到明显偏向加仓既有大仓位或大举建立新仓位的倾向。
目前行业板块分类约覆盖此投资组合披露价值的 8%；其余部分（例如未匹配板块的标的、期权或其他证券类型）尚未纳入板块分类范围。
减仓 81369y704
-50.4% -US$345.1万
减仓 ESS
-1.7% US$60.4万
加仓 78462f103
+14.8% US$105.5万
加仓 AAPL
+0.0% US$48.9万
加仓 81369y209
-0.7% US$52.3万
减仓 BND
+3.9% US$33.1万
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ESS | Essex Property Trust INC | 股票-房地产 | 17.96% | -0.81% | -1.66% | |
| 2 | IWO | Ishares Russell 2000 Growth | ETF-中小型股 | 5.73% | -0.09% | -0.86% | |
| 3 | VEA | Vanguard Ftse Developed ETF | ETF-其他 | 4.93% | — | +1.47% | |
| 4 | BND | Vanguard Total Bond Market | ETF-其他 | 4.63% | -0.12% | +3.85% | |
| 5 | SHV | Ishares 0-1 Year Treasury Bo | ETF-政府公债 | 4.31% | — | +2.42% | |
| 6 | IEF | Ishares 7-10 Year Treasury B | ETF-政府公债 | 4.26% | — | +1.99% | |
| 7 | VGT | Vanguard Info Tech ETF | ETF-科技型 | 4.16% | +0.11% | -2.36% | |
| 8 | ✓ | Select Sector Spdr Tr | 股票-其他 | 3.75% | -0.02% | -1.41% | |
| 9 | MTUM | Ishares Msci USA Momentum Fa | ETF-其他 | 3.34% | -0.05% | -3.65% | |
| 10 | ITA | Ishares U.s. Aerospace & Def | ETF-其他 | 3.16% | +3.16% | NEW | |
| 11 | FDN | First Trust Dj Internet Ind | ETF-其他 | 3.12% | — | -2.92% | |
| 12 | VTV | Vanguard Value ETF | ETF-其他 | 2.71% | — | -0.43% | |
| 13 | ✓ | State Street SPDR S&P 500 ETF Trust | ETF-大型股与成长 | 2.46% | +0.34% | +14.78% | |
| 14 | ✓ | State Street SPDR Portfolio Nasdaq 100 ETF | ETF-科技型 | 1.94% | +0.12% | -0.66% | |
| 15 | ✓ | Sector Spdr Tr Shs Ben Int Ind | 股票-其他 | 1.78% | -1.70% | -50.40% | |
| 16 | ✓ | Select Sector Spdr Tr | 股票-其他 | 1.77% | — | -0.06% | |
| 17 | ✓ | Select Sector Spdr Tr | 股票-其他 | 1.65% | +1.65% | NEW | |
| 18 | IHI | Ishares U.s. Medical Devices | ETF-其他 | 1.46% | +0.10% | -0.01% | |
| 19 | IHF | Ishares U.s. Healthcare Prov | ETF-其他 | 1.29% | +1.29% | NEW | |
| 20 | AAPL | Apple INC | 股票-科技 | 1.18% | +0.15% | +0.03% | |
| 21 | DIVYEUR | Reality Shares Divs ETF | ETF-其他 | 0.67% | — | -1.21% | |
| 22 | AMZN | Amazon.com INC | 股票-周期性消费 | 0.63% | — | — | |
| 23 | GSLC | Goldman Activebeta US Lc ETF | ETF-避险与商品 | 0.61% | — | +0.00% | |
| 24 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.61% | — | +0.02% | |
| 25 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 0.48% | — | — | |
| 26 | ✓ | Invesco Exch Trd Slf Idx Fd | 股票-其他 | 0.47% | +0.47% | NEW | |
| 27 | LDOS | Leidos Holdings INC | 股票-科技 | 0.46% | — | +0.01% | |
| 28 | VTI | Vanguard Total Stock Mkt ETF | ETF-其他 | 0.41% | — | -15.66% | |
| 29 | RSPD | Invesco S&p 500 Equal Weight | ETF-大型股与成长 | 0.38% | +0.38% | NEW | |
| 30 | BSCK | Invesco Bulletshares 2020 Co | ETF-其他 | 0.38% | +0.38% | NEW | |
| 31 | RSPT | Invesco S&p 500 Equal Weight | ETF-大型股与成长 | 0.38% | +0.38% | NEW | |
| 32 | RSPN | Invesco S&p 500 Equal Weight | ETF-大型股与成长 | 0.38% | +0.38% | NEW | |
| 33 | PFE | Pfizer INC | 股票-医疗保健 | 0.36% | — | +0.02% | |
| 34 | QCOM | Qualcomm INC | 股票-科技 | 0.36% | — | -8.67% | |
| 35 | RSPH | Invesco S&p 500 Equal Weight | ETF-大型股与成长 | 0.36% | +0.36% | NEW | |
| 36 | SDY | Ss Spdr S&p Dividend ETF | ETF-其他 | 0.35% | — | +5.41% | |
| 37 | IGV | Ishares Expanded Tech-softwa | ETF-科技型 | 0.33% | — | — | |
| 38 | RSPF | Invesco S&p 500 Equal Weight | ETF-大型股与成长 | 0.32% | +0.32% | NEW | |
| 39 | ✓ | 股票-其他 | 0.32% | +0.32% | NEW | ||
| 40 | PRF | Invesco Rafi US 1000 ETF | ETF-其他 | 0.31% | +0.31% | NEW | |
| 41 | ✓ | Aetna Inc | 股票-其他 | 0.31% | — | — | |
| 42 | VRP | Invesco Variable Rate Prefer | ETF-其他 | 0.30% | +0.30% | NEW | |
| 43 | IFLN | Invesco Bloomberg Enhanced F | ETF-其他 | 0.30% | +0.30% | NEW | |
| 44 | HON | Honeywell International INC | 股票-工业 | 0.30% | — | +0.14% | |
| 45 | ✓ | Visa Inc. | 股票-其他 | 0.30% | — | — | |
| 46 | TMO | Thermo Fisher Scientific INC | 股票-医疗保健 | 0.30% | — | — | |
| 47 | PGX | Invesco Preferred ETF | ETF-其他 | 0.29% | +0.29% | NEW | |
| 48 | ABBV | Abbvie INC | 股票-医疗保健 | 0.29% | — | +0.01% | |
| 49 | ✓ | Cisco Systems, Inc. | 股票-其他 | 0.28% | — | +0.02% | |
| 50 | INTC | Intel CORP | 股票-科技 | 0.28% | — | +0.04% |
可定价持仓数据尚不足以计算表现
| 季度 | 持股只数 | 总市值 | 稳定性 | 主要持股 |
|---|---|---|---|---|
| 2018-09-30 | 133 | US$2.3亿 | 27 | |
| 2018-06-30 | 129 | US$2.2亿 | 24 | |
| 2018-03-31 | 117 | US$2.3亿 | 13 | |
| 2017-12-31 | 117 | US$2.3亿 | 20 | |
| 2017-09-30 | 115 | US$2.3亿 | 22 | |
| 2017-06-30 | 113 | US$2.2亿 | 11 | |
| 2017-03-31 | 111 | US$2.1亿 | 47 | |
| 2016-12-31 | 104 | US$1.9亿 | 84 | |
| 2016-09-30 | 92 | US$1.4亿 | 50 | |
| 2016-06-30 | 81 | US$1.3亿 | 37 | |
| 2016-03-31 | 79 | US$1.4亿 | 60 | |
| 2015-12-31 | 81 | US$1.5亿 | 57 | |
| 2015-09-30 | 68 | US$1.3亿 | 49 | |
| 2015-06-30 | 67 | US$1.4亿 | 44 | |
| 2015-03-31 | 73 | US$1.3亿 | 59 | |
| 2014-12-31 | 78 | US$1.3亿 | 0 |
Ken Stern & Associates, Inc. 在 2018-09-30 最显著的持仓异动： 新建仓: Ishares U.s. Aerospace & Def (ITA); 清仓: Ishares US Financials ETF (IYF); 新建仓: Select Sector Spdr Tr; 新建仓: Ishares U.s. Healthcare Prov (IHF); 清仓: Vanguard Small-cap ETF (VB).
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | ✓ | State Street SPDR S&P 500 ETF Trust | +0.3% | +14.78% | 加仓 |
| 2 | AAPL | Apple INC | +0.2% | +0.03% | 加仓 |
| 3 | ✓ | State Street SPDR Portfolio Nasdaq 100 ETF | +0.1% | -0.66% | 减仓 |
| 4 | VGT | Vanguard Info Tech ETF | +0.1% | -2.36% | 减仓 |
| 5 | IHI | Ishares U.s. Medical Devices | +0.1% | -0.01% | 减仓 |
| 6 | VTV | Vanguard Value ETF | — | -0.43% | 减仓 |
| 7 | ✓ | Select Sector Spdr Tr | 0% | -1.41% | 减仓 |
| 8 | MTUM | Ishares Msci USA Momentum Fa | -0.1% | -3.65% | 减仓 |
| 9 | IWO | Ishares Russell 2000 Growth | -0.1% | -0.86% | 减仓 |
| 10 | BND | Vanguard Total Bond Market | -0.1% | +3.85% | 加仓 |
| 11 | ESS | Essex Property Trust INC | -0.8% | -1.66% | 减仓 |
| 12 | ✓ | Sector Spdr Tr Shs Ben Int Ind | -1.7% | -50.40% | 减仓 |
| 13 | ITA | Ishares U.s. Aerospace & Def | — | NEW | 新建仓 |
| 14 | IYF | Ishares US Financials ETF | — | EXIT | 清仓 |
| 15 | ✓ | Select Sector Spdr Tr | — | NEW | 新建仓 |
| 16 | IHF | Ishares U.s. Healthcare Prov | — | NEW | 新建仓 |
| 17 | VB | Vanguard Small-cap ETF | — | EXIT | 清仓 |
| 18 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | — | EXIT | 清仓 |
| 19 | ✓ | Invesco Exch Trd Slf Idx Fd | — | NEW | 新建仓 |
| 20 | RSPD | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 21 | BSCK | Invesco Bulletshares 2020 Co | — | NEW | 新建仓 |
| 22 | RSPT | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 23 | RSPN | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 24 | RSPH | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 25 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | — | EXIT | 清仓 |
| 26 | RSPF | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 27 | ✓ | — | NEW | 新建仓 | |
| 28 | ✓ | Rydex ETF Trust | — | EXIT | 清仓 |
| 29 | PRF | Invesco Rafi US 1000 ETF | — | NEW | 新建仓 |
| 30 | VRP | Invesco Variable Rate Prefer | — | NEW | 新建仓 |
| 31 | ✓ | Powershares ETF Tr Ii | — | EXIT | 清仓 |
| 32 | IFLN | Invesco Bloomberg Enhanced F | — | NEW | 新建仓 |
| 33 | ✓ | Powershares Global ETF Trust | — | EXIT | 清仓 |
| 34 | PRFUSD | Invesco Ftse Rafi US 1000 Et | — | EXIT | 清仓 |
| 35 | PGX | Invesco Preferred ETF | — | NEW | 新建仓 |
| 36 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | — | EXIT | 清仓 |
| 37 | ✓ | Guggenheim | — | EXIT | 清仓 |
| 38 | ✓ | Rydex ETF Trust | — | EXIT | 清仓 |
| 39 | ✓ | Rydex ETF Trust | — | EXIT | 清仓 |
| 40 | ✓ | Rydex ETF Trust | — | EXIT | 清仓 |
| 41 | BSCL | Invesco Bulletshares 2021 Co | — | NEW | 新建仓 |
| 42 | BSCZ | Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2035 Corporate Bond ETF | — | EXIT | 清仓 |
| 43 | AFINUSD | Necessity Retail Reit Inc/th | — | NEW | 新建仓 |
| 44 | ✓ | — | EXIT | 清仓 | |
| 45 | BKLN | Invesco Senior Loan ETF | — | NEW | 新建仓 |
| 46 | ✓ | Powershares | — | EXIT | 清仓 |
| 47 | RSPU | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 48 | RSPG | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 49 | RSPS | Invesco S&p 500 Equal Weight | — | NEW | 新建仓 |
| 50 | FHLC | Fidelity Msci Health Care | — | NEW | 新建仓 |
| 季度 | 申报日期 | 类型 | EDGAR |
|---|---|---|---|
| 2018-09-30 | 2018-11-13 | 13F-HR | 在 EDGAR 上查看 |
| 2018-06-30 | 2018-08-08 | 13F-HR | 在 EDGAR 上查看 |
| 2018-03-31 | 2018-05-21 | 13F-HR | 在 EDGAR 上查看 |
| 2017-12-31 | 2018-02-08 | 13F-HR | 在 EDGAR 上查看 |
| 2017-09-30 | 2017-11-01 | 13F-HR | 在 EDGAR 上查看 |
| 2017-06-30 | 2017-08-11 | 13F-HR | 在 EDGAR 上查看 |
| 2017-03-31 | 2017-05-11 | 13F-HR | 在 EDGAR 上查看 |
| 2016-12-31 | 2017-02-09 | 13F-HR | 在 EDGAR 上查看 |
| 2016-09-30 | 2016-11-15 | 13F-HR | 在 EDGAR 上查看 |
| 2016-06-30 | 2016-07-21 | 13F-HR | 在 EDGAR 上查看 |
| 2016-03-31 | 2016-06-07 | 13F-HR | 在 EDGAR 上查看 |
| 2015-12-31 | 2016-06-10 | 修正案 | 在 EDGAR 上查看 |
| 2015-12-31 | 2016-01-27 | 13F-HR | 在 EDGAR 上查看 |
| 2015-09-30 | 2016-06-10 | 修正案 | 在 EDGAR 上查看 |
| 2015-09-30 | 2015-11-18 | 修正案 | 在 EDGAR 上查看 |
| 2015-09-30 | 2015-11-17 | 13F-HR | 在 EDGAR 上查看 |
| 2015-06-30 | 2016-06-10 | 修正案 | 在 EDGAR 上查看 |
| 2015-06-30 | 2015-11-18 | 13F-HR | 在 EDGAR 上查看 |
| 2015-03-31 | 2016-06-10 | 修正案 | 在 EDGAR 上查看 |
| 2015-03-31 | 2015-11-17 | 13F-HR | 在 EDGAR 上查看 |
| 2014-12-31 | 2016-06-10 | 修正案 | 在 EDGAR 上查看 |
| 2014-12-31 | 2015-12-04 | 修正案 | 在 EDGAR 上查看 |
| 2014-12-31 | 2015-09-28 | 13F-HR | 在 EDGAR 上查看 |
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