Steelhead Partners LLC — Q3 2013 13F 持股

Name: Steelhead Partners LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001133521

申報總市值

US$13.9億

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本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	RFPUSD	Resolute Forest Products	股票-其他	16.23%	—	-2.07%
2	✓	Level 3 Communications INC	股票-其他	7.37%	—	-29.88%
3	ANRZQEUR	Alpha Natural Resources INC	股票-其他	6.55%	—	+31.89%
4	IDCC 2.5 03-15-16	Interdigital INC	股票-科技	5.55%	—	+2.32%
5	LLL 3 08-01-35	L-3 Comms Hldgs INC	股票-其他	4.72%	—	+51.56%
6	CCOI 1 06-15-27	Cogent Communications Ho	股票-其他	4.46%	—	+13.67%
7	JBLU 6.75 10-15-39 B-D	Jetblue Airways CORP	股票-工業	4.32%	—	—
8	RMBS 5 06-15-14	Rambus INC	股票-科技	3.70%	—	-21.74%
9	IIVI 5 10-15-29	Finisar CORP	股票-其他	3.32%	—	—
10	✓	Endeavour International CORP	股票-其他	3.24%	—	—
11	MODV 6.5 05-15-14	Providence Service CORP	股票-其他	3.10%	—	+8.18%
12	T 4.5 07-15-14	Leap Wireless Intl INC	股票-通訊服務	3.00%	—	+157.24%
13	PLAB 3.25 04-01-16	Photronics INC	股票-其他	2.91%	—	—
14	CQB 4.25 08-15-16	Chiquita Brands Intl	股票-其他	2.87%	—	+41.89%
15	MFIC 5.75 01-15-16	Apollo Investment CORP	股票-其他	2.52%	—	+129.54%
16	WBMD 2.25 03-31-16	Webmd Health CORP	股票-其他	2.48%	—	—
17	AMD 6 05-01-15	Advanced Micro Devices	股票-科技	2.18%	—	+52.05%
18	WBMD 2.5 01-31-18	Webmd Health CORP	股票-其他	2.16%	—	+8.20%
19	TTMI 3.25 05-15-15	Ttm Technologies	股票-科技	1.90%	—	+23.79%
20	IONS 2.75 10-01-19	Ionis Pharmaceuticals In	股票-醫療保健	1.85%	—	—
21	WEB 1 08-15-18	Web.com Group INC	股票-其他	1.74%	—	—
22	TIVO 2.625 02-15-40	Rovi CORP	股票-其他	1.46%	—	-26.71%
23	PLAB 5.5 10-01-14	Photronics INC	股票-其他	1.33%	—	—
24	EPAY 1.5 12-01-17	Bottomline Technologies	股票-其他	1.24%	—	-54.49%
25	ARCC 4.875 03-15-17	Ares Capital CORP	股票-金融	0.97%	—	—
26	CIEN 4 12-15-20	Ciena CORP	股票-科技	0.84%	—	-50.69%
27	PHIANA 2.875 09-01-15	Volcano CORP	股票-其他	0.63%	—	+14.67%
28	MU	Micron Technology INC	股票-科技	0.62%	—	+32.43%
29	BSFT 1.5 07-01-18	Cisco Systems INC	股票-其他	0.56%	—	-27.59%
30	JBLU 6.75 10-15-39 A-C	Jetblue Airways CORP	股票-工業	0.52%	—	—
31	IRC 5 11-15-29	Irc Retail Centers INC	股票-其他	0.51%	—	—
32	LVLT 7 03-15-15 B	Level 3 Communications	股票-其他	0.51%	—	-44.30%
33	ANR 3.75 12-15-17	Alpha Natural Resources	股票-其他	0.50%	—	-42.11%
34	DRIV 2 11-01-30	Digital River INC	股票-其他	0.47%	—	—
35	JBLU 5.5 10-15-38 B	Jetblue Airways CORP	股票-工業	0.41%	—	—
36	IWM	Ishares Russell 2000 ETF	ETF-中小型股	0.37%	—	+60.71%
37	JBLU 5.5 10-15-38 A	Jetblue Airways CORP	股票-工業	0.35%	—	—
38	✓	Pendrell CORP	股票-其他	0.29%	—	-50.35%
39	DRIV 1.25 01-01-24	Digital River INC	股票-其他	0.29%	—	—
40	✓	Sonde Resources CORP	股票-其他	0.21%	—	—
41	✓		股票-其他	0.19%	—	—
42	DIA	Ss Spdr Dow Jones Indus Avg	ETF-大型股與成長	0.15%	—	—
43	✓	Emerald Oil INC	股票-其他	0.14%	—	-16.18%
44	STNG	Scorpio Tankers Inc.	股票-其他	0.13%	—	-79.09%
45	CAT	Caterpillar INC	股票-工業	0.12%	—	—
46	✓		股票-其他	0.09%	—	—
47	✓	Cbeyond INC Com	股票-其他	0.07%	—	—
48	NAK	Northern Dynasty Minerals	股票-其他	0.07%	—	—
49	GM	General Motors Co	股票-循環性消費	0.06%	—	-18.00%
50	ED	Consolidated Edison, Inc.	股票-公用事業	0.06%	—	—

1–50 of 81

本季持股變動

Steelhead Partners LLC 於截至 Q3 2013 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	ANRZQEUR	Alpha Natural Resources INC	+2%	+31.89%	加碼
2	LLL 3 08-01-35	L-3 Comms Hldgs INC	+2%	+51.56%	加碼
3	T 4.5 07-15-14	Leap Wireless Intl INC	+1.9%	+157.24%	加碼
4	MFIC 5.75 01-15-16	Apollo Investment CORP	+1.5%	+129.54%	加碼
5	✓	Endeavour International CORP	+1.1%	—	不變
6	CQB 4.25 08-15-16	Chiquita Brands Intl	+1%	+41.89%	加碼
7	AMD 6 05-01-15	Advanced Micro Devices	+0.9%	+52.05%	加碼
8	CCOI 1 06-15-27	Cogent Communications Ho	+0.8%	+13.67%	加碼
9	IIVI 5 10-15-29	Finisar CORP	+0.8%	—	不變
10	RFPUSD	Resolute Forest Products	+0.8%	-2.07%	減碼
11	TTMI 3.25 05-15-15	Ttm Technologies	+0.5%	+23.79%	加碼
12	MODV 6.5 05-15-14	Providence Service CORP	+0.4%	+8.18%	加碼
13	JBLU 6.75 10-15-39 B-D	Jetblue Airways CORP	+0.4%	—	不變
14	WBMD 2.5 01-31-18	Webmd Health CORP	+0.3%	+8.20%	加碼
15	PHIANA 2.875 09-01-15	Volcano CORP	+0.2%	+14.67%	加碼
16	MU	Micron Technology INC	+0.2%	+32.43%	加碼
17	IWM	Ishares Russell 2000 ETF	-0.1%	+60.71%	加碼
18	CAT	Caterpillar INC	-0.1%	—	不變
19	RY	Royal Bank Of Canada	-0.1%	-68.57%	減碼
20	BSFT 1.5 07-01-18	Cisco Systems INC	-0.1%	-27.59%	減碼
21	ACHR	Archer Aviation Inc.	-0.1%	-53.36%	減碼
22	✓		-0.1%	—	不變
23	✓	Fibrocell Science INC	-0.1%	-95.31%	減碼
24	✓	Level 3 Communications INC	-0.2%	-29.88%	減碼
25	ANR 3.75 12-15-17	Alpha Natural Resources	-0.2%	-42.11%	減碼
26	LVLT 7 03-15-15 B	Level 3 Communications	-0.3%	-44.30%	減碼
27	✓	Vantage Drilling Company	-0.4%	-87.84%	減碼
28	STNG	Scorpio Tankers Inc.	-0.4%	-79.09%	減碼
29	TIVO 2.625 02-15-40	Rovi CORP	-0.4%	-26.71%	減碼
30	✓	Pendrell CORP	-0.5%	-50.35%	減碼
31	CIEN 4 12-15-20	Ciena CORP	-0.5%	-50.69%	減碼
32	RMBS 5 06-15-14	Rambus INC	-0.7%	-21.74%	減碼
33	EPAY 1.5 12-01-17	Bottomline Technologies	-1.2%	-54.49%	減碼
34	LYV 2.875 07-15-27	Live Nation Entertainmen	—	EXIT	清倉
35	GMED 2.75 07-01-17	Nuvasive INC	—	EXIT	清倉
36	EA 0.75 07-15-16	Electronic Arts INC	—	EXIT	清倉
37	CDNS 1.5 12-15-13 B	Cadence Design Sys INC	—	EXIT	清倉
38	IONS 2.75 10-01-19	Ionis Pharmaceuticals In	—	NEW	新建倉
39	WEB 1 08-15-18	Web.com Group INC	—	NEW	新建倉
40	LVLT 6.5 10-01-16	Level 3 Communications	—	EXIT	清倉
41	ARCC 4.875 03-15-17	Ares Capital CORP	—	NEW	新建倉
42	XXIA 3 12-15-15	Ixia	—	EXIT	清倉
43	PHIANA 1.75 12-01-17	Volcano CORP	—	EXIT	清倉
44	TTWO 1 07-01-18	Take-two Interactive Sof	—	EXIT	清倉
45	IRC 5 11-15-29	Irc Retail Centers INC	—	NEW	新建倉
46	DRIV 2 11-01-30	Digital River INC	—	NEW	新建倉
47	TRAK 1.5 03-15-17	Dealertrack Technologies	—	EXIT	清倉
48	MERC	Mercer International INC	—	EXIT	清倉
49	DIA	Ss Spdr Dow Jones Indus Avg	—	NEW	新建倉
50	✓	Cbeyond INC Com	—	NEW	新建倉