RiverFront Investment Group, LLC — Q3 2018 13F 持股

Name: RiverFront Investment Group, LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

申報總市值

US$64.6億

← 回到最新季度

本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	GSLC	Goldman Activebeta US Lc ETF	ETF-避險與商品	11.56%	—	+24.10%
2	IVV	Ishares Core S&p 500 ETF	ETF-大型股與成長	8.16%	-0.56%	+129.11%
3	XNTK	Ss Spdr Nyse Tech ETF	ETF-科技型	6.21%	—	-0.95%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-投資等級公司債	5.26%	—	-1.50%
5	VCIT	Vanguard Int-term Corporate	ETF-投資等級公司債	4.68%	—	-1.27%
6	IEFA	Ishares Core Msci Eafe ETF	ETF-其他	3.90%	-0.07%	-45.69%
7	CORP	Pimco Inv Grade CORP Bd ETF	ETF-其他	3.84%	—	-1.13%
8	EFG	Ishares Msci Eafe Growth ETF	ETF-其他	3.58%	—	+18.33%
9	QQQ	Invesco Qqq Trust Series 1	ETF-科技型	3.34%	—	-0.97%
10	VGIT	Vanguard Intermediate-term T	ETF-其他	3.21%	—	+8.71%
11	IYG	Ishares U.s. Financial Servi	ETF-其他	3.09%	-0.31%	-1.00%
12	IEMG	Ishares Core Msci Emerging	ETF-新興市場	2.30%	+0.08%	-47.65%
13	FTSL	First Trust Senior Loan ETF	ETF-其他	2.21%	—	-1.04%
14	DLN	Wisdomtree US Largecap Divid	ETF-其他	2.21%	—	-0.97%
15	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-其他	2.17%	—	+5.73%
16	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-其他	2.14%	—	-0.98%
17	RFFC	Alps Active Equity Opportuni	ETF-其他	1.93%	—	+24.66%
18	XLV	Ss Health Care Select Sector	ETF-其他	1.79%	-0.14%	-0.72%
19	RFDA	Alps Dynamic US Dividend Adv	ETF-其他	1.69%	—	+26.05%
20	SRLN	Ss Blackstone Sr Loan ETF	ETF-其他	1.67%	—	-0.96%
21	RFCI	Alps Dynamic Core Income ETF	ETF-其他	1.53%	—	-11.76%
22	RIGS	Alps Strategic Incme Fd-usdi	ETF-其他	1.49%	—	-1.27%
23	EWI	Ishares Msci Italy ETF	ETF-其他	1.48%	—	+9.36%
24	TLH	Ishares 10-20 Year Treasury	ETF-政府公債	1.27%	—	-0.63%
25	PPA	Invesco Aerospace & Defense	ETF-其他	1.26%	—	-0.96%
26	FLOT	Ishares Floating Rate Bond E	ETF-其他	1.24%	—	-0.86%
27	IEZ	Ishares U.s. Oil Equipment &	ETF-其他	1.20%	—	+15.76%
28	RFDI	First Trst Dyn Devel Int ETF	ETF-其他	1.11%	—	-24.66%
29	TLT	Ishares 20+ Year Treasury Bd	ETF-政府公債	0.98%	—	-2.28%
30	XLY	Ss Consumer Disc Select Sect	ETF-其他	0.96%	-0.13%	-1.05%
31	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-其他	0.95%	—	-0.83%
32	FXU	First Trust Utilities Alphad	ETF-其他	0.94%	—	-0.83%
33	LTPZ	Pimco 15+ Yr US Tips Indx	ETF-其他	0.93%	—	-1.02%
34	NORWUSD	Global X Msci Norway ETF	ETF-其他	0.89%	—	-1.16%
35	XLP	Ss Consumer Staples Sel Sect	ETF-其他	0.87%	—	-0.79%
36	IHDG	Wisdomtree International Hed	ETF-其他	0.64%	—	-25.01%
37	✓	Alps ETF Tr	ETF-其他	0.61%	—	+4.37%
38	EFV	Ishares Msci Eafe Value ETF	ETF-其他	0.55%	+0.20%	-46.65%
39	PAYX	Paychex INC	股票-科技	0.52%	—	-1.07%
40	AAXJ	Ishares Msci All Country Asi	ETF-其他	0.49%	—	-1.21%
41	HEDJ	Wisdomtree Europe Hedged Equ	ETF-其他	0.49%	—	-33.19%
42	JPM	JPMorgan Chase & Co.	股票-金融	0.47%	—	—
43	EWC	Ishares Msci Canada ETF	ETF-其他	0.40%	—	-1.72%
44	✓	First Tr Exch Traded Fd Iii	股票-其他	0.39%	—	+31.75%
45	PXH	Inves Rafi Emer Mrkt-usd INC	ETF-其他	0.39%	—	-1.78%
46	PEP	Pepsico INC	股票-非循環性消費	0.39%	—	-1.00%
47	XLF	Ss Financial Select Sector	ETF-其他	0.38%	—	-1.08%
48	MINT	Pimco Enhanced Short Maturit	ETF-其他	0.36%	—	-0.35%
49	RFEM	First Trust Riverfront Dynam	ETF-其他	0.35%	—	+3.94%
50	EWA	Ishares Msci Australia ETF	ETF-其他	0.30%	—	-1.12%

1–50 of 59

本季持股變動

RiverFront Investment Group, LLC 於截至 Q3 2018 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	IVV	Ishares Core S&p 500 ETF	+4.7%	+129.11%	加碼
2	GSLC	Goldman Activebeta US Lc ETF	+2.5%	+24.10%	加碼
3	EFG	Ishares Msci Eafe Growth ETF	+0.5%	+18.33%	加碼
4	RFFC	Alps Active Equity Opportuni	+0.4%	+24.66%	加碼
5	RFDA	Alps Dynamic US Dividend Adv	+0.3%	+26.05%	加碼
6	XLV	Ss Health Care Select Sector	+0.1%	-0.72%	減碼
7	QQQ	Invesco Qqq Trust Series 1	+0.1%	-0.97%	減碼
8	VGIT	Vanguard Intermediate-term T	+0.1%	+8.71%	加碼
9	IEZ	Ishares U.s. Oil Equipment &	+0.1%	+15.76%	加碼
10	PPA	Invesco Aerospace & Defense	+0.1%	-0.96%	減碼
11	✓	First Tr Exch Traded Fd Iii	+0.1%	+31.75%	加碼
12	DFJ	Wisdomtree Jpn S/c Dvd Fund	0%	+5.73%	加碼
13	DLN	Wisdomtree US Largecap Divid	0%	-0.97%	減碼
14	XLY	Ss Consumer Disc Select Sect	0%	-1.05%	減碼
15	PAYX	Paychex INC	0%	-1.07%	減碼
16	VGT	Vanguard Info Tech ETF	0%	-0.41%	減碼
17	EWI	Ishares Msci Italy ETF	0%	+9.36%	加碼
18	NORWUSD	Global X Msci Norway ETF	0%	-1.16%	減碼
19	✓	Alps ETF Tr	0%	+4.37%	加碼
20	IJR	Ishares Core S&p Small-cap E	0%	-1.25%	減碼
21	FXU	First Trust Utilities Alphad	—	-0.83%	減碼
22	XLP	Ss Consumer Staples Sel Sect	0%	-0.79%	減碼
23	EZU	Ishares Msci Eurozone ETF	0%	-37.82%	減碼
24	PEP	Pepsico INC	0%	-1.00%	減碼
25	✓	First Tr Exch Traded Fd Iii	0%	-3.90%	減碼
26	EWA	Ishares Msci Australia ETF	0%	-1.12%	減碼
27	RFEM	First Trust Riverfront Dynam	0%	+3.94%	加碼
28	PXH	Inves Rafi Emer Mrkt-usd INC	0%	-1.78%	減碼
29	AAXJ	Ishares Msci All Country Asi	-0.1%	-1.21%	減碼
30	FLOT	Ishares Floating Rate Bond E	-0.1%	-0.86%	減碼
31	IYG	Ishares U.s. Financial Servi	-0.1%	-1.00%	減碼
32	KCE	Ss Spdr S&p Cap Mkts ETF	-0.1%	-0.83%	減碼
33	TLH	Ishares 10-20 Year Treasury	-0.1%	-0.63%	減碼
34	LTPZ	Pimco 15+ Yr US Tips Indx	-0.1%	-1.02%	減碼
35	FLRN	Ss Spdr Bb Ig Float Rt ETF	-0.1%	-0.98%	減碼
36	FTSL	First Trust Senior Loan ETF	-0.1%	-1.04%	減碼
37	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-2.28%	減碼
38	CORP	Pimco Inv Grade CORP Bd ETF	-0.2%	-1.13%	減碼
39	XNTK	Ss Spdr Nyse Tech ETF	-0.2%	-0.95%	減碼
40	IHDG	Wisdomtree International Hed	-0.2%	-25.01%	減碼
41	VCIT	Vanguard Int-term Corporate	-0.3%	-1.27%	減碼
42	HEDJ	Wisdomtree Europe Hedged Equ	-0.3%	-33.19%	減碼
43	RFCI	Alps Dynamic Core Income ETF	-0.3%	-11.76%	減碼
44	VCSH	Vanguard S/t CORP Bond ETF	-0.3%	-1.50%	減碼
45	RFDI	First Trst Dyn Devel Int ETF	-0.4%	-24.66%	減碼
46	EFV	Ishares Msci Eafe Value ETF	-0.6%	-46.65%	減碼
47	IEMG	Ishares Core Msci Emerging	-2.4%	-47.65%	減碼
48	IEFA	Ishares Core Msci Eafe ETF	-3.5%	-45.69%	減碼
49	JPM	JPMorgan Chase & Co.	—	NEW	新建倉
50	AGG	Ishares Core U.s. Aggregate	—	NEW	新建倉

RiverFront Investment Group, LLC — Q3 2018 13F 持股

CIK: 0001469751

申報總市值

US$64.6億

← 回到最新季度

本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	GSLC	Goldman Activebeta US Lc ETF	ETF-避險與商品	11.56%	—	+24.10%
2	IVV	Ishares Core S&p 500 ETF	ETF-大型股與成長	8.16%	-0.56%	+129.11%
3	XNTK	Ss Spdr Nyse Tech ETF	ETF-科技型	6.21%	—	-0.95%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-投資等級公司債	5.26%	—	-1.50%
5	VCIT	Vanguard Int-term Corporate	ETF-投資等級公司債	4.68%	—	-1.27%
6	IEFA	Ishares Core Msci Eafe ETF	ETF-其他	3.90%	-0.07%	-45.69%
7	CORP	Pimco Inv Grade CORP Bd ETF	ETF-其他	3.84%	—	-1.13%
8	EFG	Ishares Msci Eafe Growth ETF	ETF-其他	3.58%	—	+18.33%
9	QQQ	Invesco Qqq Trust Series 1	ETF-科技型	3.34%	—	-0.97%
10	VGIT	Vanguard Intermediate-term T	ETF-其他	3.21%	—	+8.71%
11	IYG	Ishares U.s. Financial Servi	ETF-其他	3.09%	-0.31%	-1.00%
12	IEMG	Ishares Core Msci Emerging	ETF-新興市場	2.30%	+0.08%	-47.65%
13	FTSL	First Trust Senior Loan ETF	ETF-其他	2.21%	—	-1.04%
14	DLN	Wisdomtree US Largecap Divid	ETF-其他	2.21%	—	-0.97%
15	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-其他	2.17%	—	+5.73%
16	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-其他	2.14%	—	-0.98%
17	RFFC	Alps Active Equity Opportuni	ETF-其他	1.93%	—	+24.66%
18	XLV	Ss Health Care Select Sector	ETF-其他	1.79%	-0.14%	-0.72%
19	RFDA	Alps Dynamic US Dividend Adv	ETF-其他	1.69%	—	+26.05%
20	SRLN	Ss Blackstone Sr Loan ETF	ETF-其他	1.67%	—	-0.96%
21	RFCI	Alps Dynamic Core Income ETF	ETF-其他	1.53%	—	-11.76%
22	RIGS	Alps Strategic Incme Fd-usdi	ETF-其他	1.49%	—	-1.27%
23	EWI	Ishares Msci Italy ETF	ETF-其他	1.48%	—	+9.36%
24	TLH	Ishares 10-20 Year Treasury	ETF-政府公債	1.27%	—	-0.63%
25	PPA	Invesco Aerospace & Defense	ETF-其他	1.26%	—	-0.96%
26	FLOT	Ishares Floating Rate Bond E	ETF-其他	1.24%	—	-0.86%
27	IEZ	Ishares U.s. Oil Equipment &	ETF-其他	1.20%	—	+15.76%
28	RFDI	First Trst Dyn Devel Int ETF	ETF-其他	1.11%	—	-24.66%
29	TLT	Ishares 20+ Year Treasury Bd	ETF-政府公債	0.98%	—	-2.28%
30	XLY	Ss Consumer Disc Select Sect	ETF-其他	0.96%	-0.13%	-1.05%
31	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-其他	0.95%	—	-0.83%
32	FXU	First Trust Utilities Alphad	ETF-其他	0.94%	—	-0.83%
33	LTPZ	Pimco 15+ Yr US Tips Indx	ETF-其他	0.93%	—	-1.02%
34	NORWUSD	Global X Msci Norway ETF	ETF-其他	0.89%	—	-1.16%
35	XLP	Ss Consumer Staples Sel Sect	ETF-其他	0.87%	—	-0.79%
36	IHDG	Wisdomtree International Hed	ETF-其他	0.64%	—	-25.01%
37	✓	Alps ETF Tr	ETF-其他	0.61%	—	+4.37%
38	EFV	Ishares Msci Eafe Value ETF	ETF-其他	0.55%	+0.20%	-46.65%
39	PAYX	Paychex INC	股票-科技	0.52%	—	-1.07%
40	AAXJ	Ishares Msci All Country Asi	ETF-其他	0.49%	—	-1.21%
41	HEDJ	Wisdomtree Europe Hedged Equ	ETF-其他	0.49%	—	-33.19%
42	JPM	JPMorgan Chase & Co.	股票-金融	0.47%	—	—
43	EWC	Ishares Msci Canada ETF	ETF-其他	0.40%	—	-1.72%
44	✓	First Tr Exch Traded Fd Iii	股票-其他	0.39%	—	+31.75%
45	PXH	Inves Rafi Emer Mrkt-usd INC	ETF-其他	0.39%	—	-1.78%
46	PEP	Pepsico INC	股票-非循環性消費	0.39%	—	-1.00%
47	XLF	Ss Financial Select Sector	ETF-其他	0.38%	—	-1.08%
48	MINT	Pimco Enhanced Short Maturit	ETF-其他	0.36%	—	-0.35%
49	RFEM	First Trust Riverfront Dynam	ETF-其他	0.35%	—	+3.94%
50	EWA	Ishares Msci Australia ETF	ETF-其他	0.30%	—	-1.12%

1–50 of 59

本季持股變動

RiverFront Investment Group, LLC 於截至 Q3 2018 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	IVV	Ishares Core S&p 500 ETF	+4.7%	+129.11%	加碼
2	GSLC	Goldman Activebeta US Lc ETF	+2.5%	+24.10%	加碼
3	EFG	Ishares Msci Eafe Growth ETF	+0.5%	+18.33%	加碼
4	RFFC	Alps Active Equity Opportuni	+0.4%	+24.66%	加碼
5	RFDA	Alps Dynamic US Dividend Adv	+0.3%	+26.05%	加碼
6	XLV	Ss Health Care Select Sector	+0.1%	-0.72%	減碼
7	QQQ	Invesco Qqq Trust Series 1	+0.1%	-0.97%	減碼
8	VGIT	Vanguard Intermediate-term T	+0.1%	+8.71%	加碼
9	IEZ	Ishares U.s. Oil Equipment &	+0.1%	+15.76%	加碼
10	PPA	Invesco Aerospace & Defense	+0.1%	-0.96%	減碼
11	✓	First Tr Exch Traded Fd Iii	+0.1%	+31.75%	加碼
12	DFJ	Wisdomtree Jpn S/c Dvd Fund	0%	+5.73%	加碼
13	DLN	Wisdomtree US Largecap Divid	0%	-0.97%	減碼
14	XLY	Ss Consumer Disc Select Sect	0%	-1.05%	減碼
15	PAYX	Paychex INC	0%	-1.07%	減碼
16	VGT	Vanguard Info Tech ETF	0%	-0.41%	減碼
17	EWI	Ishares Msci Italy ETF	0%	+9.36%	加碼
18	NORWUSD	Global X Msci Norway ETF	0%	-1.16%	減碼
19	✓	Alps ETF Tr	0%	+4.37%	加碼
20	IJR	Ishares Core S&p Small-cap E	0%	-1.25%	減碼
21	FXU	First Trust Utilities Alphad	—	-0.83%	減碼
22	XLP	Ss Consumer Staples Sel Sect	0%	-0.79%	減碼
23	EZU	Ishares Msci Eurozone ETF	0%	-37.82%	減碼
24	PEP	Pepsico INC	0%	-1.00%	減碼
25	✓	First Tr Exch Traded Fd Iii	0%	-3.90%	減碼
26	EWA	Ishares Msci Australia ETF	0%	-1.12%	減碼
27	RFEM	First Trust Riverfront Dynam	0%	+3.94%	加碼
28	PXH	Inves Rafi Emer Mrkt-usd INC	0%	-1.78%	減碼
29	AAXJ	Ishares Msci All Country Asi	-0.1%	-1.21%	減碼
30	FLOT	Ishares Floating Rate Bond E	-0.1%	-0.86%	減碼
31	IYG	Ishares U.s. Financial Servi	-0.1%	-1.00%	減碼
32	KCE	Ss Spdr S&p Cap Mkts ETF	-0.1%	-0.83%	減碼
33	TLH	Ishares 10-20 Year Treasury	-0.1%	-0.63%	減碼
34	LTPZ	Pimco 15+ Yr US Tips Indx	-0.1%	-1.02%	減碼
35	FLRN	Ss Spdr Bb Ig Float Rt ETF	-0.1%	-0.98%	減碼
36	FTSL	First Trust Senior Loan ETF	-0.1%	-1.04%	減碼
37	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-2.28%	減碼
38	CORP	Pimco Inv Grade CORP Bd ETF	-0.2%	-1.13%	減碼
39	XNTK	Ss Spdr Nyse Tech ETF	-0.2%	-0.95%	減碼
40	IHDG	Wisdomtree International Hed	-0.2%	-25.01%	減碼
41	VCIT	Vanguard Int-term Corporate	-0.3%	-1.27%	減碼
42	HEDJ	Wisdomtree Europe Hedged Equ	-0.3%	-33.19%	減碼
43	RFCI	Alps Dynamic Core Income ETF	-0.3%	-11.76%	減碼
44	VCSH	Vanguard S/t CORP Bond ETF	-0.3%	-1.50%	減碼
45	RFDI	First Trst Dyn Devel Int ETF	-0.4%	-24.66%	減碼
46	EFV	Ishares Msci Eafe Value ETF	-0.6%	-46.65%	減碼
47	IEMG	Ishares Core Msci Emerging	-2.4%	-47.65%	減碼
48	IEFA	Ishares Core Msci Eafe ETF	-3.5%	-45.69%	減碼
49	JPM	JPMorgan Chase & Co.	—	NEW	新建倉
50	AGG	Ishares Core U.s. Aggregate	—	NEW	新建倉