Radcliffe Capital Management, L.P. — Q2 2016 13F 持股

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

申報總市值

US$13.3億

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本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	PSEC 5.5 08-15-16	Prospect Capital CORP	股票-其他	18.52%	—	+5.57%
2	PSEC 5.875 01-15-19	Prospect Capital CORP	股票-其他	10.60%	—	—
3	ARCC 4.375 01-15-19	Ares Capital CORP	股票-金融	9.54%	—	—
4	NMFC 5 06-15-19	New Mountain Finance Cor	股票-其他	8.39%	—	—
5	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	股票-其他	7.47%	—	—
6	PSEC 5.75 03-15-18	Prospect Capital CORP	股票-其他	7.29%	—	+20.27%
7	PSEC 5.375 10-15-17	Prospect Capital CORP	股票-其他	7.00%	—	—
8	BKCC 5.5 02-15-18	Blackrock Capital Invest	股票-其他	6.93%	—	+28.44%
9	OXSQ 7.5 11-01-17	Ticc Capital CORP	股票-其他	6.14%	—	—
10	TSLX 4.5 12-15-19	Tpg Specialty Lending In	股票-其他	4.12%	—	—
11	ARCC 4.75 01-15-18	Ares Capital CORP	股票-金融	3.91%	—	-43.69%
12	ARCC 4.875 03-15-17	Ares Capital CORP	股票-金融	3.64%	—	—
13	PSEC 4.75 04-15-20	Prospect Capital CORP	股票-其他	2.71%	—	—
14	NUAN 2.75 11-01-31	Nuance Communications	股票-其他	1.06%	—	—
15	SFLY 0.25 05-15-18	Shutterfly INC	股票-其他	0.51%	—	—
16	MTH 1.875 09-15-32	Meritage Homes CORP	股票-循環性消費	0.49%	—	—
17	TOL 0.5 09-15-32	Toll Bros Finance CORP	股票-循環性消費	0.48%	—	—
18	TIVO 0.5 03-01-20	Rovi CORP	股票-其他	0.28%	—	—
19	CIEN 0.875 06-15-17	Ciena CORP	股票-科技	0.24%	—	—
20	✓		股票-其他	0.13%	—	—
21	✓	Crossroads Capital INC	股票-其他	0.11%	—	+37.66%
22	SVVC	Firsthand Technology Value	股票-其他	0.08%	—	—
23	SLRC	Slr Investment CORP	股票-其他	0.07%	—	—
24	BKCCUSD	Blackrock Capital Investment	股票-其他	0.05%	—	—
25	GTLS 2 08-01-18	Chart Industries INC	股票-工業	0.05%	—	—
26	PSEC	Prospect Capital CORP	股票-其他	0.05%	—	—
27	ICLR	ICON Public Limited Company	股票-醫療保健	0.04%	—	—
28	HRZN	Horizon Technology Finance C	股票-其他	0.03%	—	—
29	ABDCUSD	Alcentra Capital CORP	股票-其他	0.03%	—	—
30	FITB	Fifth Third Bancorp	股票-金融	0.03%	—	—

本季持股變動

Radcliffe Capital Management, L.P. 於截至 Q2 2016 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	PSEC 5.5 08-15-16	Prospect Capital CORP	+5.2%	+5.57%	加碼
2	PSEC 5.875 01-15-19	Prospect Capital CORP	+3.1%	—	不變
3	PSEC 5.75 03-15-18	Prospect Capital CORP	+2.9%	+20.27%	加碼
4	BKCC 5.5 02-15-18	Blackrock Capital Invest	+2.9%	+28.44%	加碼
5	ARCC 4.375 01-15-19	Ares Capital CORP	+2.5%	—	不變
6	NMFC 5 06-15-19	New Mountain Finance Cor	+2.2%	—	不變
7	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	+2.1%	—	不變
8	PSEC 5.375 10-15-17	Prospect Capital CORP	+1.9%	—	不變
9	OXSQ 7.5 11-01-17	Ticc Capital CORP	+1.6%	—	不變
10	TSLX 4.5 12-15-19	Tpg Specialty Lending In	+1.1%	—	不變
11	ARCC 4.875 03-15-17	Ares Capital CORP	+0.9%	—	不變
12	PSEC 4.75 04-15-20	Prospect Capital CORP	+0.8%	—	不變
13	SFLY 0.25 05-15-18	Shutterfly INC	+0.1%	—	不變
14	TOL 0.5 09-15-32	Toll Bros Finance CORP	+0.1%	—	不變
15	TIVO 0.5 03-01-20	Rovi CORP	+0.1%	—	不變
16	✓	Crossroads Capital INC	0%	+37.66%	加碼
17	✓		0%	—	不變
18	SLRC	Slr Investment CORP	0%	—	不變
19	PSEC	Prospect Capital CORP	0%	—	不變
20	SVVC	Firsthand Technology Value	0%	—	不變
21	ICLR	ICON Public Limited Company	0%	—	不變
22	HRZN	Horizon Technology Finance C	0%	—	不變
23	ABDCUSD	Alcentra Capital CORP	0%	—	不變
24	FITB	Fifth Third Bancorp	0%	—	不變
25	BKCCUSD	Blackrock Capital Investment	—	—	不變
26	ARCC 4.75 01-15-18	Ares Capital CORP	-1.2%	-43.69%	減碼
27	ICON 2.5 06-01-16	Iconix Brand Group INC	—	EXIT	清倉
28	OCSL 5.375 04-01-16	Fifth Street Finance Cor	—	EXIT	清倉
29	ARCC 5.125 06-01-16	Ares Capital CORP	—	EXIT	清倉
30	NUAN 2.75 11-01-31	Nuance Communications	—	NEW	新建倉
31	MTH 1.875 09-15-32	Meritage Homes CORP	—	NEW	新建倉
32	STAR 3 11-15-16	Istar INC	—	EXIT	清倉
33	CIEN 0.875 06-15-17	Ciena CORP	—	NEW	新建倉
34	GBDC	Golub Capital Bdc INC	—	EXIT	清倉
35	GTLS 2 08-01-18	Chart Industries INC	—	NEW	新建倉
36	HTGC	Hercules Capital INC	—	EXIT	清倉