Castle Creek Arbitrage, LLC — Q4 2013 13F 持股

Name: Castle Creek Arbitrage, LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001326638

申報總市值

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本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	BFH 4.75 05-15-14	Alliance Data Systems Co	股票-金融	12.58%	—	-7.68%
2	MCHP 2.125 12-15-37	Microchip Technology INC	股票-科技	6.25%	—	-8.39%
3	TER 4.5 03-15-14 TER	Teradyne INC	股票-科技	5.47%	—	-15.38%
4	BKNG 1.25 03-15-15	Priceline Group Inc/the	股票-循環性消費	5.32%	—	—
5	WCC 6 09-15-29	Wesco International INC	股票-工業	4.49%	—	-18.14%
6	CEMEX 3.75 03-15-18	Cemex Sab De Cv	股票-其他	4.30%	—	+12.48%
7	EQIX 4.75 06-15-16	Equinix INC	股票-房地產	4.21%	—	+4.78%
8	✓		股票-其他	3.81%	—	+87.05%
9	GM	General Motors Co	股票-循環性消費	3.33%	—	+738.38%
10	URI 4 11-15-15	United Rentals INC	股票-工業	3.07%	—	—
11	MU 3.125 05-01-32 D	Micron Technology INC	股票-科技	2.95%	—	—
12	SBAC 4 10-01-14	Sba Communications CORP	股票-房地產	2.80%	—	-41.70%
13	CDNS 2.625 06-01-15	Cadence Design Sys INC	股票-科技	2.72%	—	-0.90%
14	CRM 0.75 01-15-15	Salesforce.com INC	股票-科技	2.27%	—	+14.29%
15	UTHR 1 09-15-16	United Therapeutics CORP	股票-醫療保健	2.15%	—	—
16	SPWR 4.75 04-15-14	Sunpower CORP	股票-其他	1.85%	—	—
17	✓	Ship Finance International L	股票-其他	1.77%	—	—
18	OCR 3.5 02-15-44	Omnicare INC	股票-其他	1.69%	—	-2.57%
19	SPWRQ	Sunpower CORP	股票-其他	1.40%	—	+10.47%
20	✓	Semgroup CORP	股票-其他	1.32%	—	+2.22%
21	FCE 5 10-15-16	Forest City Realty Trust	股票-其他	1.19%	—	—
22	JBLU 5.5 10-15-38 B	Jetblue Airways CORP	股票-工業	1.16%	—	—
23	PDLI 3.75 05-01-15	Pdl Bio Pharma INC	股票-其他	1.04%	—	—
24	OCR 4 06-15-33 B	Omnicare Cap Trust Ii	股票-其他	0.97%	—	+38.92%
25	PHH 6 06-15-17	Phh CORP	股票-其他	0.93%	—	-8.89%
26	GCN 2 08-01-14	Goldcorp INC	股票-其他	0.90%	—	—
27	EXE 2.75 11-15-35	Chesapeake Energy CORP	股票-能源	0.89%	—	+48.08%
28	SPWR 4.5 03-15-15	Sunpower CORP	股票-其他	0.76%	—	+53.75%
29	✓	General Mtrs Co	股票-其他	0.73%	—	+1334.98%
30	MU 1.875 08-01-31 B	Micron Technology INC	股票-科技	0.71%	—	+40.00%
31	TSLA 1.5 06-01-18	Tesla INC	股票-循環性消費	0.70%	—	—
32	X 4 05-15-14	United States Steel CORP	股票-其他	0.67%	—	+38.47%
33	NEM 1.25 07-15-14 A	Newmont Mining CORP	股票-原物料	0.64%	—	+123.08%
34	BAC	Bank of America Corporation	股票-金融	0.63%	—	—
35	ATI 4.25 06-01-14	Allegheny Technologies	股票-工業	0.63%	—	+12.13%
36	SDRL	Seadrill Limited	股票-其他	0.60%	—	—
37	JKS 4 05-15-16 144A	Jinkosolar Holding Co Lt	股票-其他	0.56%	—	—
38	UAL 6 10-15-29	United Continental Hldgs	股票-工業	0.54%	—	—
39	CKH 2.5 12-15-27	Seacor Holdings INC	股票-其他	0.53%	—	—
40	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-其他	0.50%	—	—
41	LYV 2.875 07-15-27	Live Nation Entertainmen	股票-通訊服務	0.50%	—	—
42	MCP 6 09-01-17	Molycorp INC	股票-其他	0.50%	—	-42.42%
43	LH 0 09-11-21 *	Lab CORP Of Amer Hldgs	股票-醫療保健	0.46%	—	-75.99%
44	DHCP 4.5 11-01-19	Ditech Holding CORP	股票-其他	0.44%	—	-21.50%
45	MCP 5.5 02-01-18	Molycorp INC	股票-其他	0.44%	—	+37.91%
46	IYR	Ishares US Real Estate ETF	ETF-其他	0.42%	—	—
47	MCP 3.25 06-15-16	Molycorp INC	股票-其他	0.41%	—	+11.46%
48	MCHP	Microchip Technology INC	股票-科技	0.39%	—	+33.33%
49	✓	Silver Eagle Acquisition Cor	股票-其他	0.37%	—	—
50	WCC	Wesco International INC	股票-工業	0.36%	—	-25.00%

1–50 of 101

本季持股變動

Castle Creek Arbitrage, LLC 於截至 Q4 2013 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	GM	General Motors Co	+3%	+738.38%	加碼
2	✓		+2%	+87.05%	加碼
3	BFH 4.75 05-15-14	Alliance Data Systems Co	+1.4%	-7.68%	減碼
4	URI 4 11-15-15	United Rentals INC	+0.7%	—	不變
5	✓	General Mtrs Co	+0.7%	+1334.98%	加碼
6	BKNG 1.25 03-15-15	Priceline Group Inc/the	+0.6%	—	不變
7	UTHR 1 09-15-16	United Therapeutics CORP	+0.6%	—	不變
8	CEMEX 3.75 03-15-18	Cemex Sab De Cv	+0.6%	+12.48%	加碼
9	MU 3.125 05-01-32 D	Micron Technology INC	+0.5%	—	不變
10	CRM 0.75 01-15-15	Salesforce.com INC	+0.4%	+14.29%	加碼
11	NEM 1.25 07-15-14 A	Newmont Mining CORP	+0.4%	+123.08%	加碼
12	OCR 4 06-15-33 B	Omnicare Cap Trust Ii	+0.3%	+38.92%	加碼
13	EXE 2.75 11-15-35	Chesapeake Energy CORP	+0.3%	+48.08%	加碼
14	MU 1.875 08-01-31 B	Micron Technology INC	+0.3%	+40.00%	加碼
15	SPWR 4.5 03-15-15	Sunpower CORP	+0.3%	+53.75%	加碼
16	SPWRQ	Sunpower CORP	+0.3%	+10.47%	加碼
17	HIG	The Hartford Insurance Group, Inc.	+0.3%	+188.49%	加碼
18	JBLU 5.5 10-15-38 B	Jetblue Airways CORP	+0.2%	—	不變
19	X 4 05-15-14	United States Steel CORP	+0.2%	+38.47%	加碼
20	ZION	Zions Bancorporation, National Association	+0.2%	+145.56%	加碼
21	EQIX 3 10-15-14	Equinix INC	-0.2%	-50.85%	減碼
22	✓	Silver Eagle Acquisition Cor	-0.3%	-73.33%	減碼
23	MCP 6 09-01-17	Molycorp INC	-0.4%	-42.42%	減碼
24	TER 4.5 03-15-14 TER	Teradyne INC	-0.7%	-15.38%	減碼
25	WELL 3 12-01-29	Health Care Reit INC	-0.9%	-80.71%	減碼
26	SBAC 4 10-01-14	Sba Communications CORP	-1.6%	-41.70%	減碼
27	LH 0 09-11-21 *	Lab CORP Of Amer Hldgs	-1.7%	-75.99%	減碼
28	VRSN 3.25 08-15-37	Verisign INC	—	EXIT	清倉
29	✓	General Mtrs Co	—	EXIT	清倉
30	✓	Ship Finance International L	—	NEW	新建倉
31	TGI 2.625 10-01-26	Triumph Group INC	—	EXIT	清倉
32	MU 1.5 08-01-31 A	Micron Technology INC	—	EXIT	清倉
33	DELL 1.75 12-01-13 B	Emc CORP	—	EXIT	清倉
34	HOLX 0 12-15-37	Hologic INC	—	EXIT	清倉
35	BAC	Bank of America Corporation	—	NEW	新建倉
36	CDNS 1.5 12-15-13 B	Cadence Design Sys INC	—	EXIT	清倉
37	JKS 4 05-15-16 144A	Jinkosolar Holding Co Lt	—	NEW	新建倉
38	ADM 0.875 02-15-14	Archer Daniels	—	EXIT	清倉
39	CKH 2.5 12-15-27	Seacor Holdings INC	—	NEW	新建倉
40	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	新建倉
41	LYV 2.875 07-15-27	Live Nation Entertainmen	—	NEW	新建倉
42	CEMEX 4.875 03-15-15	Cemex Sab De Cv	—	EXIT	清倉
43	AFFX 4 07-01-19	Affymetrix INC	—	EXIT	清倉
44	JBLU 5.5 10-15-38 A	Jetblue Airways CORP	—	EXIT	清倉
45	IYR	Ishares US Real Estate ETF	—	NEW	新建倉
46	✓	Silver Eagle Acquisition Cor	—	NEW	新建倉
47	✓	Medworth Acquisition CORP	—	EXIT	清倉
48	✓	Quartet Merger CORP	—	NEW	新建倉
49	CDNS	Cadence Design Sys INC	—	EXIT	清倉
50	✓	Cathay Gen Bancorp	—	NEW	新建倉