Across its top 20 institutional holders, PENG's holder base skews toward low-concentration, low-turnover investors on average (avg. concentration score 6/100, avg. turnover score 25/100).
Quarterly Activity
Recent Activity
+$534.8M
Total Buy Value
$646.3M
Total Sell Value
New buy28
Trim97
Add75
Sold out38
103
Net Buyers
135
Net Sellers
Smart Money Convergence
PENG does not currently have enough recent insider (Form 4) trading activity to compute a convergence signal against its 13F institutional flows.
13F data as of 2026-06-30 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.
Insider Trading (Form 4)
Form 144 Pre-Sale Notices
No Form 144 planned sale filings in the last 90 days
Beneficial Ownership (13D/13G)
No Schedule 13D/13G filings for this ticker
Material Events (8-K)
3
Filings (14d)
Data as of 2026-07-17
2026-07-17
Penguin Solutions issued $850 million in 0% convertible senior notes due 2031. The company is using the roughly $735 million in net proceeds to repurchase $295.5 million of its existing 2% 2029 and 2030 convertible notes, pay $49 million for related hedge transactions, and repay a $100 million credit facility. The remaining proceeds will be used for general corporate purposes.
On July 7, 2026, Penguin Solutions, Inc. released its financial results for the third quarter of fiscal 2026 via a press release. The company will hold a conference call to discuss these results. The press release contains both GAAP and non-GAAP financial measures.
Penguin Solutions disclosed the compensation package for its newly appointed interim Chief Financial Officer Aaron Johnson in an 8-K filed July 1, 2026. Johnson starts as interim CFO on July 9, 2026, and will receive a $10,000 monthly stipend and 5,153 time-based restricted stock units that vest over about four years. The equity is designed to encourage retention during his interim tenure.
Who are the top institutional investors holding PENGUIN SOLUTIONS INC (PENG)?
Major stakeholders currently include BlackRock, Inc. ($135.9M), FMR LLC ($81.2M), Invesco Ltd. ($70.2M). Based on the latest 13F filings, there are a total of 227 tracked investment funds and institutions maintaining positions in PENG.
What is the overall institutional sentiment toward PENG recently?
Institutional sentiment appears Bearish (Net Selling). During the most recent reporting quarter, the stock experienced a net outflow of $137.2M, driven by 103 managers accumulating shares while 135 reduced their exposure.
Which institutions have been selling or reducing their PENG positions?
In the latest period, 97 funds trimmed their holdings, and 38 managers completely exited their positions. The aggregate reported sell value was $646.3M.
Are there any notable investors adding PENG to their portfolios?
Yes, buying activity remains notable. 28 institutions opened new positions in {ticker}, and 75 existing holders added to their shares. The total reported buy value for the quarter amounted to $534.8M.
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