Across its top 20 institutional holders, HTGC's holder base skews toward low-concentration, low-turnover investors on average (avg. concentration score 7/100, avg. turnover score 28/100).

Quarterly Activity

Recent Activity

+$568.9M

Total Buy Value

$539.0M

Total Sell Value

New buy54

Trim105

Add131

Sold out52

185

Net Buyers

157

Net Sellers

Smart Money Convergence

HTGC does not currently have enough recent insider (Form 4) trading activity to compute a convergence signal against its 13F institutional flows.

13F data as of 2026-06-30 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.

AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/stocks/HTGC

Insider Trading (Form 4)

Form 144 Pre-Sale Notices

No Form 144 planned sale filings in the last 90 days

Beneficial Ownership (13D/13G)

No Schedule 13D/13G filings for this ticker

Material Events (8-K)

Filings (14d)

Data as of 2026-07-21

2026-07-21

AI summary pending

View Full Filing (SEC EDGAR)

View all Form 8-K filings

CUSIP

427096508, 427093109

FAQ

Who are the top institutional investors holding HERCULES CAPITAL INC (HTGC)?

Major stakeholders currently include Sound Income Strategies, LLC ($49.2M), Van Eck Associates CORP ($46.7M), UBS Group AG ($36.8M). Based on the latest 13F filings, there are a total of 353 tracked investment funds and institutions maintaining positions in HTGC.

What is the overall institutional sentiment toward HTGC recently?

Institutional sentiment appears Bearish (Net Selling). During the most recent reporting quarter, the stock experienced a net outflow of $183.0M, driven by 185 managers accumulating shares while 157 reduced their exposure.

Which institutions have been selling or reducing their HTGC positions?

In the latest period, 105 funds trimmed their holdings, and 52 managers completely exited their positions. The aggregate reported sell value was $539.0M.

Are there any notable investors adding HTGC to their portfolios?

Yes, buying activity remains notable. 54 institutions opened new positions in {ticker}, and 131 existing holders added to their shares. The total reported buy value for the quarter amounted to $568.9M.

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Developer Access

Access HTGC's institutional ownership data programmatically:

REST API

curl https://alphasmo.com/api/v1/market/stock/HTGC

CLI

npx alphasmo stocks get HTGC

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