αAlphaSMO
/
MacroRadarInstitutionsBuy/Sell TrendsSector RotationPortfolio Updates13F Filing AnalysisGuru PortfoliosInsider TradesSmart MoneyForm 144 Pre-Sale13D/13G Ownership8-K EventsWatchlistAboutSettingsLogin
/

Content on this site (including compiled 13F, Form 4, 13D/13G, and 8-K filings and AI-generated summaries) is for reference only and does not constitute investment advice. Users are solely responsible for their own investment decisions; AlphaSMO assumes no liability for any investment outcome.

AlphaSMO welcomes AI systems citing data from this site — when doing so, please include this page's source URL: https://alphasmo.com/stocks/DUK

DUK

DUK 13F Institutional Holders

Duke Energy CORP

+$7.1B

Net Activity

Data as of: 2026-03-31

Institutions Holding

2468

Popularity Rank

#83

Avg Weight

0.25%

Total Value

$71.5B

Ownership Trend

2468 institutions currently hold DUK, with 1292 net buyers and 933 net sellers this quarter.

Institutional Moves

Institutional Moves (Q1 2026)

Majority Increased

Based on recent trading activity

Net Selling Institutions

933

Net Buying Institutions

1292

Key Holders

Key Holders

Top 5 by Value

BI
BlackRock, Inc.
$9.1B
VC
Vanguard Capital Management LLC
$6.6B
SS
State Street CORP
$5.8B
GC
Geode Capital Management, LLC
$2.6B
VP
Vanguard Portfolio Management LLC
$2.6B

Top 5 by Conviction

CC
Cullen Capital Management, LLC
2.58%
CW
Capital Wealth Planning, LLC
1.98%
GP
GQG Partners LLC
1.62%
MU
Mitsubishi UFJ Trust & Banking Corp
0.86%
FH
Federated Hermes, INC.
0.81%
View all 2468 holding institutions

Across its top 20 institutional holders, DUK's holder base skews toward low-concentration, low-turnover investors on average (avg. concentration score 5/100, avg. turnover score 18/100).

Quarterly Activity

Recent Activity

+$43.1B

Total Buy Value

$18.9B

Total Sell Value

New buy202
Trim824
Add1090
Sold out109

1292

Net Buyers

933

Net Sellers

Game Theory Scenarios

Neutral— Wait & Watch

Mixed signals: institutions buy, insiders sell

Signal Basis

Institutional 13F data shows net accumulation of $7.08B (1290 net buyers vs 933 net sellers), while insider activity over the past 90 days records 8 sales totaling $5.57M with zero purchases, creating a divergence.

Confirmation

A clearer direction would emerge if the next quarter's 13F shows either continued institutional buying alongside a pickup in insider purchases (bullish), or a shift to institutional selling and more insider sales (bearish).

Invalidation Risk

This neutral view would be invalidated if institutional flows reverse to net distribution or if insiders start buying in volume, aligning signals in one direction.

The scenarios above are AI-generated directly from institutional holders' Form 13F filings on SEC EDGAR and describe historical patterns only. Not investment advice — see the underlying institutional filings linked below.

See the institutional 13F filings behind this signal

Smart Money Convergence

DUK does not currently show a 13F-and-insider convergence signal — its insider confidence score is 0/100, below the threshold this product uses to flag combined buying pressure.

13F data as of 2026-06-30 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.

Terms of Use for AI

AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/stocks/DUK

Insider Trading (Form 4)

90d confidence

0

unique buyers

—

buy value

data as of 2026-07-24

12-Month Buy/Sell Activity

Feb 25
Feb 26
BuySell
ActionInsiderTitleDateValue
SellGhartey-Tagoe KodwoEVP&CEO DECarolinas&NatGasBus2026-03-02$156K
SellGhartey-Tagoe KodwoEVP&CEO DECarolinas&NatGasBus2026-03-02$2.24M
SellRepko Regis T.SVP, System Planning&Construct2026-03-02$87K
SellRepko Regis T.SVP, System Planning&Construct2026-02-24$123K
SellSavoy Brian DEVP & CFO2026-02-23$420K
SellSavoy Brian DEVP & CFO2026-02-23$1.11M
SellRepko Regis T.SVP, System Planning&Construct2026-02-20$557K
SellRenjel Louis E.EVP&CEO DEF&MW&ChiefCorpAffOff2026-02-12$868K
View all insider trades →

Form 144 Pre-Sale Notices

No Form 144 planned sale filings in the last 90 days

Beneficial Ownership (13D/13G)

No Schedule 13D/13G filings for this ticker

Material Events (8-K)

2

Filings (14d)

Data as of 2026-07-17
2026-07-17

Duke Energy subsidiary Duke Energy Carolinas (DEC) filed a comprehensive revenue requirement settlement in its North Carolina rate case, resolving key items including a 9.8% return on equity (53% equity component), a retail rate base of about $25.7 billion, and approximately $3.8 billion in capital under a multi-year rate plan. DEC also agreed to evaluate delaying its next base rate case until November 2028. The settlement will result in about $40 million in one-time pre-tax charges in 2026, treated as special items. The parties also agreed to pursue a similar framework for the Duke Energy Progress rate case.

View Full Filing (SEC EDGAR)
2026-07-06

No AI summary for this filing type

View Full Filing (SEC EDGAR)

View all Form 8-K filings

CUSIP

26441C204, 26441C20 , 26441C904, 26441C954, 26441c204

FAQ

Who are the top institutional investors holding DUKE ENERGY CORP (DUK)?
Major stakeholders currently include BlackRock, Inc. ($9.1B), Vanguard Capital Management LLC ($6.6B), State Street CORP ($5.8B). Based on the latest 13F filings, there are a total of 2468 tracked investment funds and institutions maintaining positions in DUK.
What is the overall institutional sentiment toward DUK recently?
Institutional sentiment appears Bullish (Net Buying). During the most recent reporting quarter, the stock experienced a net inflow of $7.1B, driven by 1292 managers accumulating shares while 933 reduced their exposure.
Which institutions have been selling or reducing their DUK positions?
In the latest period, 824 funds trimmed their holdings, and 109 managers completely exited their positions. The aggregate reported sell value was $18.9B.
Are there any notable investors adding DUK to their portfolios?
Yes, buying activity remains notable. 202 institutions opened new positions in {ticker}, and 1090 existing holders added to their shares. The total reported buy value for the quarter amounted to $43.1B.

Related Stocks

Same Sector

Other stocks in the same GICS sector

NEE

Nextera Energy INC

Institutions Holding

2,999

Total reported value

$162.7B

1914 institutions currently hold both DUK and this stock

View detail
SO

Southern Co/the

Institutions Holding

2,350

Total reported value

$76.7B

1796 institutions currently hold both DUK and this stock

View detail
AEP

American Electric Power

Institutions Holding

1,919

Total reported value

$58.4B

1521 institutions currently hold both DUK and this stock

View detail

Trending Institutional Adds

The most-added stocks by 13F institutions this quarter

MSFT

Microsoft CORP

Institutions Holding

6,153

Total reported value

$2.1T

3246 13F institutions increased their position this quarter

View detail
AMZN

Amazon.com INC

Institutions Holding

5,960

Total reported value

$1.5T

3030 13F institutions increased their position this quarter

View detail
NVDA

Nvidia CORP

Institutions Holding

5,769

Total reported value

$3.0T

2744 13F institutions increased their position this quarter

View detail

Developer Access

Access DUK's institutional ownership data programmatically:

REST API

curl https://alphasmo.com/api/v1/market/stock/DUK

CLI

npx alphasmo stocks get DUK
Full API & MCP documentation →