CAT
CAT 13F Holdings Overview
Caterpillar INC
+$74.3B
Net Activity
Data as of: 2026-03-31
Institutions Holding
3751
Popularity Rank
#26
Avg Weight
0.50%
Total Value
$244.7B
Ownership Trend
3751 institutions currently hold CAT, with 1612 net buyers and 1681 net sellers this quarter.
Institutional Moves
Institutional Moves (Q1 2026)
Neutral
Based on recent trading activity
Net Selling Institutions
1681
Net Buying Institutions
1612
Key Holders
Key Holders
Top 5 by Value
Across its top 20 institutional holders, CAT's holder base skews toward low-concentration, low-turnover investors on average (avg. concentration score 9/100, avg. turnover score 21/100).
Quarterly Activity
Recent Activity
+$111.3B
Total Buy Value
$88.4B
Total Sell Value
New buy328
Trim1559
Add1284
Sold out122
1612
Net Buyers
1681
Net Sellers
Game Theory Scenarios
Neutral— Wait & Watch
Smart Money Divergence: Massive Institutional Inflows, Insider Exodus
Signal Basis
Institutions added over $41 billion net in the latest quarter, driven by heavyweights like BlackRock and State Street. However, insiders executed over $105 million in sales with zero buys over 90 days, creating a clear directional conflict.
Confirmation
Renewed insider buying alongside sustained institutional accumulation would shift the view toward bullish.
Invalidation Risk
A reversal in institutional flows or an increase in insider selling velocity breaks the balance, favoring a bearish outlook.
This game-theory analysis is AI-assisted and derived from institutional holders' SEC EDGAR filings, covering historical data only. For informational purposes, not investment advice — source filings linked below.
See the institutional 13F filings behind this signalSmart Money Convergence
CAT does not currently show a 13F-and-insider convergence signal — its insider confidence score is 0/100, below the threshold this product uses to flag combined buying pressure.
13F data as of 2026-06-30 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.
Terms of Use for AI
AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/stocks/CAT
Insider Trading (Form 4)
90d confidence
0
unique buyers
—
buy value
data as of 2026-07-22
12-Month Buy/Sell Activity
Feb 25
Sep 25
Dec 25
BuySell
| Action | Insider | Date | Value |
|---|---|---|---|
| Sell | Creed Joseph E | 2026-03-05 | $414K |
| Sell | Creed Joseph E | 2026-03-05 | $87K |
| Sell | Creed Joseph E | 2026-03-05 | $421K |
| Sell | Creed Joseph E | 2026-03-05 | $575K |
| Sell | Creed Joseph E | 2026-03-05 | $301K |
| Sell | Shurman Rodney Michael | 2026-02-23 | $1.73M |
| Sell | Shurman Rodney Michael | 2026-02-17 | $1.35M |
| Sell | Schaupp William E | 2026-02-17 | $743K |
Form 144 Pre-Sale Notices
No Form 144 planned sale filings in the last 90 days
Beneficial Ownership (13D/13G)
No Schedule 13D/13G filings for this ticker
Material Events (8-K)
No Form 8-K filings for this ticker
CUSIP
149123101, 149123901, 149123951
FAQ
Who are the top institutional investors holding CATERPILLAR INC (CAT)?
Major stakeholders currently include BlackRock, Inc. ($26.3B), State Street CORP ($24.7B), Vanguard Capital Management LLC ($21.4B). Based on the latest 13F filings, there are a total of 3751 tracked investment funds and institutions maintaining positions in CAT.
What is the overall institutional sentiment toward CAT recently?
Institutional sentiment appears Bullish (Net Buying). During the most recent reporting quarter, the stock experienced a net inflow of $74.3B, driven by 1612 managers accumulating shares while 1681 reduced their exposure.
Which institutions have been selling or reducing their CAT positions?
In the latest period, 1559 funds trimmed their holdings, and 122 managers completely exited their positions. The aggregate reported sell value was $88.4B.
Are there any notable investors adding CAT to their portfolios?
Yes, buying activity remains notable. 328 institutions opened new positions in {ticker}, and 1284 existing holders added to their shares. The total reported buy value for the quarter amounted to $111.3B.
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Developer Access
Access CAT's institutional ownership data programmatically:
REST API
curl https://alphasmo.com/api/v1/market/stock/CATCLI
npx alphasmo stocks get CAT