WNY Asset Management, LLC Quarterly 13F Holdings Update

CIK: 0001803296

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$967.1M

Reporting period: 2026-03-31 · Number of holdings: 249

WNY Asset Management, LLC disclosed 249 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $967.1M and a quarterly turnover rate of 45.4%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "W"

Personality snowflake

Concentration: 14.38
Portfolio Stability: 45.41
Momentum/Contrarian: 100
Sector conviction: 56.39
Diversification: 100
Sizing Uniformity: 71.74

WNY Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 28 equally-sized positions, well below its 249 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 2.83), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim JEPQ
-93.1%　-$42.5M
Trim CGSD
-93.5%　-$24.3M
Trim FLOT
-64.6%　-$20.6M
Add GPIX
+880.7%　$17.2M
Trim XLE
-89.6%　-$17.9M
Add PAAA
+1167.4%　$15.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 249 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CGCP	Cap Group Core Plus Income	ETF-Other	9.72%	—	+0.95%
2	CGGR	Cap Group Growth Equity	ETF-Other	7.50%	-1.41%	-14.28%
3	CGDV	Cap Group Dividend Value	ETF-Other	6.99%	-1.16%	-21.00%
4	DFAC	Dimensional US Core Equity 2	ETF-Other	6.39%	-1.06%	-20.75%
5	DFAI	Dimensional International Co	ETF-Other	5.81%	-0.20%	-15.92%
6	JAVA	Jpmorgan Active Value ETF	ETF-Other	3.37%	+0.59%	+8.42%
7	JEMA	Jpmorgan Activebuilders Emer	ETF-Other	3.14%	+3.14%	NEW
8	VPLS	Vanguard Core-plus Bond ETF	ETF-Other	2.94%	-0.63%	-22.17%
9	GLD	Spdr Gold Shares	ETF-Commodities	2.91%	+0.35%	-12.31%
10	CGGO	Cap Group Global Growth	ETF-Other	2.46%	—	+7.58%
11	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.24%	—	+4.09%
12	HECA	Hedgeye Capital Allocat ETF	ETF-Other	2.12%	+2.12%	NEW
13	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	2.00%	+2.00%	NEW
14	GPIX	Gldm SA S&p 500 Pr In Etf-us	ETF-Large Cap & Growth	1.98%	+1.78%	+880.73%
15	AAPL	Apple INC	Stock-Tech	1.72%	—	+0.54%
16	PAAA	Pgim Aaa Clo ETF	ETF-Other	1.71%	+1.58%	+1167.42%
17	BBIN	JPM Betabuilders Intl Eqty	ETF-Other	1.57%	+0.35%	+14.69%
18	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.16%	-1.91%	-64.61%
19	FBND	Fidelity Total Bond ETF	ETF-Other	0.98%	-0.31%	-28.55%
20	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.96%	—	+5.04%
21	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.88%	—	+20.84%
22	XBGYX	Blackrock Enh Intl Dvd Tr	Stock-Other	0.84%	+0.51%	+149.38%
23	MUNY	Vanguard Ny Tax-ex Bond	ETF-Other	0.84%	+0.84%	NEW
24	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.77%	+0.24%	+28.89%
25	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.73%	—	+9.22%
26	XLK	Ss Technology Select Sector	ETF-Tech	0.67%	-0.21%	+51.06%
27	BIV	Vanguard Intermediate-term B	ETF-Other	0.66%	+0.18%	+28.34%
28	HFSI	Hartfor Strateg Income Etf-u	ETF-Other	0.65%	+0.65%	NEW
29	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	0.63%	-1.25%	-68.26%
30	AMZN	Amazon.com INC	Stock-Consumer Disc	0.63%	—	+14.15%
31	DFUV	Dimensional US Marketwide Va	ETF-Other	0.61%	—	-12.64%
32	MSFT	Microsoft CORP	Stock-Tech	0.59%	—	+16.88%
33	PYLD	Pimco Multisector Bond Actv	ETF-Other	0.57%	+0.25%	+70.29%
34	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.54%	-0.25%	-37.02%
35	LLY	Eli Lilly & Co	Stock-Healthcare	0.53%	—	-0.82%
36	NVDA	Nvidia CORP	Stock-Tech	0.53%	—	+0.12%
37	EVTR	Eaton Vance Total Return	ETF-Other	0.51%	+0.51%	NEW
38	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.46%	+0.44%	+2008.16%
39	MUNI	Pimco Intermediate Municipal	ETF-Other	0.46%	—	+9.02%
40	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.45%	—	+9.04%
41	MGV	Vanguard Mega Cap Value ETF	ETF-Other	0.45%	-0.19%	-38.31%
42	SCHO	Schwab Short-term US Treas	ETF-Other	0.44%	-0.14%	-29.42%
43	UTES	Virtus Reaves Utilities ETF	ETF-Other	0.41%	+0.41%	NEW
44	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.39%	—	+9.85%
45	GCOW	Pacer Global Cash Cows Divid	ETF-Other	0.36%	—	+6.06%
46	COWZ	Pacer US Cash Cows 100 ETF	ETF-Other	0.35%	—	-27.38%
47	CGBL	Cap Group Core Balanced	ETF-Other	0.33%	+0.17%	+92.05%
48	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.33%	—	+17.58%
49	VZ	Verizon Communications INC	Stock-Comm Services	0.33%	-0.46%	-65.59%
50	MGK	Vanguard Mega Cap Growth ETF	ETF-Other	0.32%	—	-6.85%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+1.7%

Performance Last 4 Quarters

+14.4%

Based on 73% of reported portfolio value with available pricing

Stdev: +9.6%
Beta: +0.68
Alpha: +0.9%
Max Drawdown: -5.7%
Annualized Perf: +13.8%
Batting Avg vs S&P: +44.4%
Sortino: +2.71
Stutzer: +0.41
Treynor: +0.2
Sterling: +0.95
Calmar: +2.43
Information Ratio: -0.92
Tracking Error: +5.4%
Stdev Down: +5%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +27.9%
Worst 12 Months: +8.4%
Efficiency Ratio: +0.53
Sharpe: +1.41
Stdev Sectors: +8.9%
Skewness: -0.18
Kurtosis: -0.42
Upside Potential: +4.37

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	249	$967.1M	45	1CGCP 2CGGR 3CGDV Top holdings2026-03-31 1.CGCP 2.CGGR 3.CGDV 4.DFAC 5.DFAI 6.JAVA 7.JEMA 8.VPLS 9.GLD 10.CGGO
2025-09-30	243	$1.0B	38	1CGCP 2CGGR 3CGDV Top holdings2025-09-30 1.CGCP 2.CGGR 3.CGDV 4.DFAC 5.DFAI 6.JEPQ 7.VPLS 8.FLOT 9.JAVA 10.GLD
2025-06-30	222	$907.5M	0	1CGCP 2CGGR 3CGDV Top holdings2025-06-30 1.CGCP 2.CGGR 3.CGDV 4.DFAC 5.DFAI 6.FBND 7.JEPI 8.JAVA 9.FLOT 10.CGSD
2025-03-31	227	$841.0M	100	1CGCP 2CGDV 3CGGR Top holdings2025-03-31 1.CGCP 2.CGDV 3.CGGR 4.DFAI 5.DFAC 6.FBND 7.JAVA 8.CGSD 9.JEPQ 10.JEPI
2024-12-31	221	$806.7M	0	1CGCP 2CGDV 3CGGR Top holdings2024-12-31 1.CGCP 2.CGDV 3.CGGR 4.DFAI 5.DFAC 6.JEPQ 7.JAVA 8.XLE 9.CGSD 10.CGGO
2024-09-30	231	$856.7M	0	1CGCP 2CGDV 3TDVG Top holdings2024-09-30 1.CGCP 2.CGDV 3.TDVG 4.DFAI 5.DFAC 6.GLD 7.JAVA 8.CGSD 9.REM 10.CGGO
2024-06-30	235	$755.1M	0	1CGCP 2CGDV 3TDVG Top holdings2024-06-30 1.CGCP 2.CGDV 3.TDVG 4.JAVA 5.GLD 6.DFAI 7.CGGO 8.DFAC 9.CGSD 10.REM
2024-03-31	233	$655.2M	0	1CGCP 2CGDV 3TLT Top holdings2024-03-31 1.CGCP 2.CGDV 3.TLT 4.CGGO 5.JAVA 6.GLD 7.IVOO 8.HDV 9.JEPI 10.XLU
2023-12-31	217	$591.6M	0	1CGCP 2CGDV 3TLT Top holdings2023-12-31 1.CGCP 2.CGDV 3.TLT 4.CGGO 5.GLD 6.JAVA 7.IVOO 8.HDV 9.AAPL 10.JEPI
2023-09-30	205	$512.9M	0	1CGCP 2CGDV 3CGGO Top holdings2023-09-30 1.CGCP 2.CGDV 3.CGGO 4.GLD 5.TLT 6.JAVA 7.IVOO 8.HDV 9.AAPL 10.TDVG
2023-06-30	196	$470.1M	0	1CGCP 2CGGO 3CGDV Top holdings2023-06-30 1.CGCP 2.CGGO 3.CGDV 4.TLT 5.GLD 6.JAVA 7.IVOO 8.HDV 9.AAPL 10.VTIP
2023-03-31	187	$420.6M	0	1CGCP 2CGGO 3CGDV Top holdings2023-03-31 1.CGCP 2.CGGO 3.CGDV 4.TLT 5.JAVA 6.GLD 7.AOK 8.IVOO 9.AAPL 10.VTIP
2022-12-31	186	$369.7M	0	1CGCP 2CGDV 3CGGO Top holdings2022-12-31 1.CGCP 2.CGDV 3.CGGO 4.MGV 5.JAVA 6.TLT 7.AOK 8.IVOO 9.VTIP 10.AAPL
2022-09-30	167	$275.4M	0	1MGV 2TIP 3CGDV Top holdings2022-09-30 1.MGV 2.TIP 3.CGDV 4.AAPL 5.VTIP 6.FLOT 7.IWB 8.CGGO 9.RCMT 10.SPTM
2022-06-30	165	$295.0M	0	1STIP 2MGV 3CGDV Top holdings2022-06-30 1.STIP 2.MGV 3.CGDV 4.FLOT 5.AAPL 6.VTIP 7.RCMT 8.IWB 9.CGGO 10.SCHA
2022-03-31	167	$323.9M	0	1STIP 2MGV 3VOE Top holdings2022-03-31 1.STIP 2.MGV 3.VOE 4.FLOT 5.QQQ 6.AAPL 7.MOAT 8.IWB 9.VIOO 10.VDC
2021-12-31	170	$336.2M	0	1TIP 2MGV 3VOE Top holdings2021-12-31 1.TIP 2.MGV 3.VOE 4.FLOT 5.AAPL 6.EFG 7.QQQ 8.MOAT 9.VIOO 10.IWB
2021-09-30	156	$289.4M	0	1TIP 2MGV 3VOE Top holdings2021-09-30 1.TIP 2.MGV 3.VOE 4.FLOT 5.EFG 6.MOAT 7.VIOO 8.AAPL 9.IWB 10.SCHA
2021-06-30	154	$279.1M	95	1MGV 2TIP 3VOE Top holdings2021-06-30 1.MGV 2.TIP 3.VOE 4.FLOT 5.EFG 6.ARKK 7.AIA 8.AAPL 9.SCHA 10.IWB
2021-03-31	138	$250.4M	61	1TIP 2IBUY 3MGV Top holdings2021-03-31 1.TIP 2.IBUY 3.MGV 4.FLOT 5.AIA 6.VOE 7.SCHR 8.VOO 9.AAPL 10.IWB
2020-12-31	93	$197.8M	0	1TIP 2SCHR 3IBUY Top holdings2020-12-31 1.TIP 2.SCHR 3.IBUY 4.SCHZ 5.IWF 6.VOO 7.AIA 8.AAPL 9.IWB 10.SPTM

Holding changes this quarter

WNY Asset Management, LLC's most significant position changes for 2026-03-31: New buy: Jpmorgan Activebuilders Emer (JEMA); New buy: Hedgeye Capital Allocat ETF (HECA); New buy: St Sr Utl Sl Se Spdr Etf-usd (XLU); New buy: Vanguard Ny Tax-ex Bond (MUNY); New buy: Hartfor Strateg Income Etf-u (HFSI).

Position changes disclosed by WNY Asset Management, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GPIX	Gldm SA S&p 500 Pr In Etf-us	+1.8%	+880.73%	Add
2	PAAA	Pgim Aaa Clo ETF	+1.6%	+1167.42%	Add
3	JAVA	Jpmorgan Active Value ETF	+0.6%	+8.42%	Add
4	XBGYX	Blackrock Enh Intl Dvd Tr	+0.5%	+149.38%	Add
5	VDC	Vanguard Consumer Staple ETF	+0.4%	+2008.16%	Add
6	BBIN	JPM Betabuilders Intl Eqty	+0.4%	+14.69%	Add
7	GLD	Spdr Gold Shares	+0.4%	-12.31%	Trim
8	PYLD	Pimco Multisector Bond Actv	+0.3%	+70.29%	Add
9	ITA	Ishares U.s. Aerospace & Def	+0.2%	+28.89%	Add
10	DYNF	Ishrs US E F R A Etf-usd INC	+0.2%	+345.61%	Add
11	SLV	Ishares Silver Trust	+0.2%	+295.49%	Add
12	BIV	Vanguard Intermediate-term B	+0.2%	+28.34%	Add
13	CGBL	Cap Group Core Balanced	+0.2%	+92.05%	Add
14	NOBL	Proshares S&p 500 Dividend A	-0.1%	-85.67%	Trim
15	SCHO	Schwab Short-term US Treas	-0.1%	-29.42%	Trim
16	XLF	Ss Financial Select Sector	-0.2%	-38.50%	Trim
17	MGV	Vanguard Mega Cap Value ETF	-0.2%	-38.31%	Trim
18	DFAI	Dimensional International Co	-0.2%	-15.92%	Trim
19	VGLT	Vanguard Long-term Treasury	-0.2%	-82.67%	Trim
20	XLK	Ss Technology Select Sector	-0.2%	+51.06%	Add
21	VGIT	Vanguard Intermediate-term T	-0.2%	-79.28%	Trim
22	JPST	Jpmorgan Ultra-short Income	-0.3%	-37.02%	Trim
23	FBND	Fidelity Total Bond ETF	-0.3%	-28.55%	Trim
24	HQH	Abrdn Healthcare Investors	-0.4%	-93.36%	Trim
25	CGMU	Cap Group Municipal Income	-0.4%	-59.44%	Trim
26	VZ	Verizon Communications INC	-0.5%	-65.59%	Trim
27	XAODX	Abrdn Total Dynamic Dividend	-0.6%	-95.77%	Trim
28	VPLS	Vanguard Core-plus Bond ETF	-0.6%	-22.17%	Trim
29	VMBS	Vanguard Mortgage-backed Sec	-0.8%	-93.32%	Trim
30	DFAC	Dimensional US Core Equity 2	-1.1%	-20.75%	Trim
31	CGDV	Cap Group Dividend Value	-1.2%	-21.00%	Trim
32	JEPI	Jpmorgan Equity Premium Inco	-1.3%	-68.26%	Trim
33	CGGR	Cap Group Growth Equity	-1.4%	-14.28%	Trim
34	XLE	Ss Energy Select Sector	-1.7%	-89.59%	Trim
35	FLOT	Ishares Floating Rate Bond E	-1.9%	-64.61%	Trim
36	CGSD	Cap Group Short Duration	-2.3%	-93.55%	Trim
37	JEPQ	JPM Nasdaq Equity Premium	-4.1%	-93.08%	Trim
38	JEMA	Jpmorgan Activebuilders Emer	—	NEW	New buy
39	HECA	Hedgeye Capital Allocat ETF	—	NEW	New buy
40	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	New buy
41	MUNY	Vanguard Ny Tax-ex Bond	—	NEW	New buy
42	HFSI	Hartfor Strateg Income Etf-u	—	NEW	New buy
43	EVTR	Eaton Vance Total Return	—	NEW	New buy
44	UTES	Virtus Reaves Utilities ETF	—	NEW	New buy
45	VOD	Vodafone Group Plc-sp Adr	—	EXIT	Sold out
46	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	NEW	New buy
47	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	—	NEW	New buy
48	EVSD	Eaton Vance Shrt Dur INC	—	NEW	New buy
49	GLDM	Spdr Gold Minishares Trust	—	NEW	New buy
50	NCV	Virtus Convertible & Income	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-22	13F-HR	View on EDGAR
2025-09-30	2025-11-14	13F-HR	View on EDGAR
2025-06-30	2025-08-04	13F-HR	View on EDGAR
2025-03-31	2025-05-05	13F-HR	View on EDGAR
2024-12-31	2025-02-21	13F-HR	View on EDGAR
2024-09-30	2024-11-12	13F-HR	View on EDGAR
2024-06-30	2024-08-12	13F-HR	View on EDGAR
2024-03-31	2024-05-07	13F-HR	View on EDGAR
2023-12-31	2024-02-21	13F-HR	View on EDGAR
2023-09-30	2023-12-14	13F-HR	View on EDGAR
2023-06-30	2023-08-03	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-01-25	13F-HR	View on EDGAR
2022-09-30	2022-10-25	13F-HR	View on EDGAR
2022-06-30	2022-08-08	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-02-15	13F-HR	View on EDGAR
2021-09-30	2021-11-09	13F-HR	View on EDGAR
2021-06-30	2021-07-14	13F-HR	View on EDGAR
2021-03-31	2021-04-20	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR

FAQ

What is WNY Asset Management, LLC and what type of investor is it?

WNY Asset Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $967.1M, spread across 249 disclosed positions.

What are WNY Asset Management, LLC's largest equity positions?

Based on the latest 13F filing, WNY Asset Management, LLC's top holdings by market value are: 1. Cap Group Core Plus Income (CGCP) — $94.0M (9.7%) 2. Cap Group Growth Equity (CGGR) — $72.5M (7.5%) 3. Cap Group Dividend Value (CGDV) — $67.6M (7.0%) 4. Dimensional US Core Equity 2 (DFAC) — $61.8M (6.4%) 5. Dimensional International Co (DFAI) — $56.2M (5.8%)

What changes did WNY Asset Management, LLC make in its most recent portfolio filing?

In the latest reported quarter, WNY Asset Management, LLC made 50 notable position adjustments: 11 new positions were initiated, 13 existing holdings were added to, 24 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Jpmorgan Activebuilders Emer (JEMA); New buy: Hedgeye Capital Allocat ETF (HECA); New buy: St Sr Utl Sl Se Spdr Etf-usd (XLU); New buy: Vanguard Ny Tax-ex Bond (MUNY); New buy: Hartfor Strateg Income Etf-u (HFSI)

What sectors does WNY Asset Management, LLC focus on?

WNY Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 33.5% • Communication Services: 15.0% • Financials: 13.2% • Health Care: 12.2% • Consumer Discretionary: 11.7% • Consumer Staples: 6.0%

Peer Institutions

Institutions with a similar AUM

black-and-white Capital LP

CIK 0001690186

Total reported value

$967.3M

25 stks

2021-06-30

Stale — no recent filing

Concentration48.2

Portfolio Stability98.6

Sector conviction100.0

AUM within 0.0% of this institution

View detail

Great Lakes Retirement, Inc.

CIK 0001801667

Total reported value

$966.7M

219 stks

2026-03-31

Concentration7.2

Portfolio Stability20.6

Sector conviction48.3

AUM within 0.0% of this institution

View detail

Graham Holdings Co

CIK 0000104889

Total reported value

$966.7M

6 stks

2026-03-31

Concentration100.0

Portfolio Stability11.8

Sector conviction100.0

AUM within 0.0% of this institution

View detail

Similar Holdings Style

Institutions with overlapping top holdings

Main Line Retirement Advisors, LLC

CIK 0001809416

Total reported value

$200.3M

48 stks

2026-03-31

Concentration28.7

Portfolio Stability5.3

Sector conviction99.2

3 of the top 5 holdings overlap, including Cap Group Dividend Value

View detail

Clearview Wealth Advisors LLC

CIK 0001840306

Total reported value

$157.8M

103 stks

2025-12-31

Stale — no recent filing

Concentration13.6

Portfolio Stability10.0

Sector conviction58.7

3 of the top 5 holdings overlap, including Cap Group Core Plus Income

View detail

Midwest Heritage Bank, FSB

CIK 0001906805

Total reported value

$311.7M

51 stks

2026-03-31

Concentration31.5

Portfolio Stability11.3

Sector conviction77.7

3 of the top 5 holdings overlap, including Dimensional US Core Equity 2

View detail

WNY Asset Management, LLC Quarterly 13F Holdings Update

CIK: 0001803296

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$967.1M

Reporting period: 2026-03-31 · Number of holdings: 249

WNY Asset Management, LLC disclosed 249 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $967.1M and a quarterly turnover rate of 45.4%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "W"

Personality snowflake

Concentration: 14.38
Portfolio Stability: 45.41
Momentum/Contrarian: 100
Sector conviction: 56.39
Diversification: 100
Sizing Uniformity: 71.74

Position sizes vary widely across the portfolio (a coefficient of variation of 2.83), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim JEPQ
-93.1%　-$42.5M
Trim CGSD
-93.5%　-$24.3M
Trim FLOT
-64.6%　-$20.6M
Add GPIX
+880.7%　$17.2M
Trim XLE
-89.6%　-$17.9M
Add PAAA
+1167.4%　$15.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 249 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CGCP	Cap Group Core Plus Income	ETF-Other	9.72%	—	+0.95%
2	CGGR	Cap Group Growth Equity	ETF-Other	7.50%	-1.41%	-14.28%
3	CGDV	Cap Group Dividend Value	ETF-Other	6.99%	-1.16%	-21.00%
4	DFAC	Dimensional US Core Equity 2	ETF-Other	6.39%	-1.06%	-20.75%
5	DFAI	Dimensional International Co	ETF-Other	5.81%	-0.20%	-15.92%
6	JAVA	Jpmorgan Active Value ETF	ETF-Other	3.37%	+0.59%	+8.42%
7	JEMA	Jpmorgan Activebuilders Emer	ETF-Other	3.14%	+3.14%	NEW
8	VPLS	Vanguard Core-plus Bond ETF	ETF-Other	2.94%	-0.63%	-22.17%
9	GLD	Spdr Gold Shares	ETF-Commodities	2.91%	+0.35%	-12.31%
10	CGGO	Cap Group Global Growth	ETF-Other	2.46%	—	+7.58%
11	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.24%	—	+4.09%
12	HECA	Hedgeye Capital Allocat ETF	ETF-Other	2.12%	+2.12%	NEW
13	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	2.00%	+2.00%	NEW
14	GPIX	Gldm SA S&p 500 Pr In Etf-us	ETF-Large Cap & Growth	1.98%	+1.78%	+880.73%
15	AAPL	Apple INC	Stock-Tech	1.72%	—	+0.54%
16	PAAA	Pgim Aaa Clo ETF	ETF-Other	1.71%	+1.58%	+1167.42%
17	BBIN	JPM Betabuilders Intl Eqty	ETF-Other	1.57%	+0.35%	+14.69%
18	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.16%	-1.91%	-64.61%
19	FBND	Fidelity Total Bond ETF	ETF-Other	0.98%	-0.31%	-28.55%
20	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.96%	—	+5.04%
21	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.88%	—	+20.84%
22	XBGYX	Blackrock Enh Intl Dvd Tr	Stock-Other	0.84%	+0.51%	+149.38%
23	MUNY	Vanguard Ny Tax-ex Bond	ETF-Other	0.84%	+0.84%	NEW
24	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.77%	+0.24%	+28.89%
25	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.73%	—	+9.22%
26	XLK	Ss Technology Select Sector	ETF-Tech	0.67%	-0.21%	+51.06%
27	BIV	Vanguard Intermediate-term B	ETF-Other	0.66%	+0.18%	+28.34%
28	HFSI	Hartfor Strateg Income Etf-u	ETF-Other	0.65%	+0.65%	NEW
29	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	0.63%	-1.25%	-68.26%
30	AMZN	Amazon.com INC	Stock-Consumer Disc	0.63%	—	+14.15%
31	DFUV	Dimensional US Marketwide Va	ETF-Other	0.61%	—	-12.64%
32	MSFT	Microsoft CORP	Stock-Tech	0.59%	—	+16.88%
33	PYLD	Pimco Multisector Bond Actv	ETF-Other	0.57%	+0.25%	+70.29%
34	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.54%	-0.25%	-37.02%
35	LLY	Eli Lilly & Co	Stock-Healthcare	0.53%	—	-0.82%
36	NVDA	Nvidia CORP	Stock-Tech	0.53%	—	+0.12%
37	EVTR	Eaton Vance Total Return	ETF-Other	0.51%	+0.51%	NEW
38	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.46%	+0.44%	+2008.16%
39	MUNI	Pimco Intermediate Municipal	ETF-Other	0.46%	—	+9.02%
40	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.45%	—	+9.04%
41	MGV	Vanguard Mega Cap Value ETF	ETF-Other	0.45%	-0.19%	-38.31%
42	SCHO	Schwab Short-term US Treas	ETF-Other	0.44%	-0.14%	-29.42%
43	UTES	Virtus Reaves Utilities ETF	ETF-Other	0.41%	+0.41%	NEW
44	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.39%	—	+9.85%
45	GCOW	Pacer Global Cash Cows Divid	ETF-Other	0.36%	—	+6.06%
46	COWZ	Pacer US Cash Cows 100 ETF	ETF-Other	0.35%	—	-27.38%
47	CGBL	Cap Group Core Balanced	ETF-Other	0.33%	+0.17%	+92.05%
48	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.33%	—	+17.58%
49	VZ	Verizon Communications INC	Stock-Comm Services	0.33%	-0.46%	-65.59%
50	MGK	Vanguard Mega Cap Growth ETF	ETF-Other	0.32%	—	-6.85%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+1.7%

Performance Last 4 Quarters

+14.4%

Based on 73% of reported portfolio value with available pricing

Stdev: +9.6%
Beta: +0.68
Alpha: +0.9%
Max Drawdown: -5.7%
Annualized Perf: +13.8%
Batting Avg vs S&P: +44.4%
Sortino: +2.71
Stutzer: +0.41
Treynor: +0.2
Sterling: +0.95
Calmar: +2.43
Information Ratio: -0.92
Tracking Error: +5.4%
Stdev Down: +5%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +27.9%
Worst 12 Months: +8.4%
Efficiency Ratio: +0.53
Sharpe: +1.41
Stdev Sectors: +8.9%
Skewness: -0.18
Kurtosis: -0.42
Upside Potential: +4.37

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	249	$967.1M	45	1CGCP 2CGGR 3CGDV Top holdings2026-03-31 1.CGCP 2.CGGR 3.CGDV 4.DFAC 5.DFAI 6.JAVA 7.JEMA 8.VPLS 9.GLD 10.CGGO
2025-09-30	243	$1.0B	38	1CGCP 2CGGR 3CGDV Top holdings2025-09-30 1.CGCP 2.CGGR 3.CGDV 4.DFAC 5.DFAI 6.JEPQ 7.VPLS 8.FLOT 9.JAVA 10.GLD
2025-06-30	222	$907.5M	0	1CGCP 2CGGR 3CGDV Top holdings2025-06-30 1.CGCP 2.CGGR 3.CGDV 4.DFAC 5.DFAI 6.FBND 7.JEPI 8.JAVA 9.FLOT 10.CGSD
2025-03-31	227	$841.0M	100	1CGCP 2CGDV 3CGGR Top holdings2025-03-31 1.CGCP 2.CGDV 3.CGGR 4.DFAI 5.DFAC 6.FBND 7.JAVA 8.CGSD 9.JEPQ 10.JEPI
2024-12-31	221	$806.7M	0	1CGCP 2CGDV 3CGGR Top holdings2024-12-31 1.CGCP 2.CGDV 3.CGGR 4.DFAI 5.DFAC 6.JEPQ 7.JAVA 8.XLE 9.CGSD 10.CGGO
2024-09-30	231	$856.7M	0	1CGCP 2CGDV 3TDVG Top holdings2024-09-30 1.CGCP 2.CGDV 3.TDVG 4.DFAI 5.DFAC 6.GLD 7.JAVA 8.CGSD 9.REM 10.CGGO
2024-06-30	235	$755.1M	0	1CGCP 2CGDV 3TDVG Top holdings2024-06-30 1.CGCP 2.CGDV 3.TDVG 4.JAVA 5.GLD 6.DFAI 7.CGGO 8.DFAC 9.CGSD 10.REM
2024-03-31	233	$655.2M	0	1CGCP 2CGDV 3TLT Top holdings2024-03-31 1.CGCP 2.CGDV 3.TLT 4.CGGO 5.JAVA 6.GLD 7.IVOO 8.HDV 9.JEPI 10.XLU
2023-12-31	217	$591.6M	0	1CGCP 2CGDV 3TLT Top holdings2023-12-31 1.CGCP 2.CGDV 3.TLT 4.CGGO 5.GLD 6.JAVA 7.IVOO 8.HDV 9.AAPL 10.JEPI
2023-09-30	205	$512.9M	0	1CGCP 2CGDV 3CGGO Top holdings2023-09-30 1.CGCP 2.CGDV 3.CGGO 4.GLD 5.TLT 6.JAVA 7.IVOO 8.HDV 9.AAPL 10.TDVG
2023-06-30	196	$470.1M	0	1CGCP 2CGGO 3CGDV Top holdings2023-06-30 1.CGCP 2.CGGO 3.CGDV 4.TLT 5.GLD 6.JAVA 7.IVOO 8.HDV 9.AAPL 10.VTIP
2023-03-31	187	$420.6M	0	1CGCP 2CGGO 3CGDV Top holdings2023-03-31 1.CGCP 2.CGGO 3.CGDV 4.TLT 5.JAVA 6.GLD 7.AOK 8.IVOO 9.AAPL 10.VTIP
2022-12-31	186	$369.7M	0	1CGCP 2CGDV 3CGGO Top holdings2022-12-31 1.CGCP 2.CGDV 3.CGGO 4.MGV 5.JAVA 6.TLT 7.AOK 8.IVOO 9.VTIP 10.AAPL
2022-09-30	167	$275.4M	0	1MGV 2TIP 3CGDV Top holdings2022-09-30 1.MGV 2.TIP 3.CGDV 4.AAPL 5.VTIP 6.FLOT 7.IWB 8.CGGO 9.RCMT 10.SPTM
2022-06-30	165	$295.0M	0	1STIP 2MGV 3CGDV Top holdings2022-06-30 1.STIP 2.MGV 3.CGDV 4.FLOT 5.AAPL 6.VTIP 7.RCMT 8.IWB 9.CGGO 10.SCHA
2022-03-31	167	$323.9M	0	1STIP 2MGV 3VOE Top holdings2022-03-31 1.STIP 2.MGV 3.VOE 4.FLOT 5.QQQ 6.AAPL 7.MOAT 8.IWB 9.VIOO 10.VDC
2021-12-31	170	$336.2M	0	1TIP 2MGV 3VOE Top holdings2021-12-31 1.TIP 2.MGV 3.VOE 4.FLOT 5.AAPL 6.EFG 7.QQQ 8.MOAT 9.VIOO 10.IWB
2021-09-30	156	$289.4M	0	1TIP 2MGV 3VOE Top holdings2021-09-30 1.TIP 2.MGV 3.VOE 4.FLOT 5.EFG 6.MOAT 7.VIOO 8.AAPL 9.IWB 10.SCHA
2021-06-30	154	$279.1M	95	1MGV 2TIP 3VOE Top holdings2021-06-30 1.MGV 2.TIP 3.VOE 4.FLOT 5.EFG 6.ARKK 7.AIA 8.AAPL 9.SCHA 10.IWB
2021-03-31	138	$250.4M	61	1TIP 2IBUY 3MGV Top holdings2021-03-31 1.TIP 2.IBUY 3.MGV 4.FLOT 5.AIA 6.VOE 7.SCHR 8.VOO 9.AAPL 10.IWB
2020-12-31	93	$197.8M	0	1TIP 2SCHR 3IBUY Top holdings2020-12-31 1.TIP 2.SCHR 3.IBUY 4.SCHZ 5.IWF 6.VOO 7.AIA 8.AAPL 9.IWB 10.SPTM

Holding changes this quarter

Position changes disclosed by WNY Asset Management, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GPIX	Gldm SA S&p 500 Pr In Etf-us	+1.8%	+880.73%	Add
2	PAAA	Pgim Aaa Clo ETF	+1.6%	+1167.42%	Add
3	JAVA	Jpmorgan Active Value ETF	+0.6%	+8.42%	Add
4	XBGYX	Blackrock Enh Intl Dvd Tr	+0.5%	+149.38%	Add
5	VDC	Vanguard Consumer Staple ETF	+0.4%	+2008.16%	Add
6	BBIN	JPM Betabuilders Intl Eqty	+0.4%	+14.69%	Add
7	GLD	Spdr Gold Shares	+0.4%	-12.31%	Trim
8	PYLD	Pimco Multisector Bond Actv	+0.3%	+70.29%	Add
9	ITA	Ishares U.s. Aerospace & Def	+0.2%	+28.89%	Add
10	DYNF	Ishrs US E F R A Etf-usd INC	+0.2%	+345.61%	Add
11	SLV	Ishares Silver Trust	+0.2%	+295.49%	Add
12	BIV	Vanguard Intermediate-term B	+0.2%	+28.34%	Add
13	CGBL	Cap Group Core Balanced	+0.2%	+92.05%	Add
14	NOBL	Proshares S&p 500 Dividend A	-0.1%	-85.67%	Trim
15	SCHO	Schwab Short-term US Treas	-0.1%	-29.42%	Trim
16	XLF	Ss Financial Select Sector	-0.2%	-38.50%	Trim
17	MGV	Vanguard Mega Cap Value ETF	-0.2%	-38.31%	Trim
18	DFAI	Dimensional International Co	-0.2%	-15.92%	Trim
19	VGLT	Vanguard Long-term Treasury	-0.2%	-82.67%	Trim
20	XLK	Ss Technology Select Sector	-0.2%	+51.06%	Add
21	VGIT	Vanguard Intermediate-term T	-0.2%	-79.28%	Trim
22	JPST	Jpmorgan Ultra-short Income	-0.3%	-37.02%	Trim
23	FBND	Fidelity Total Bond ETF	-0.3%	-28.55%	Trim
24	HQH	Abrdn Healthcare Investors	-0.4%	-93.36%	Trim
25	CGMU	Cap Group Municipal Income	-0.4%	-59.44%	Trim
26	VZ	Verizon Communications INC	-0.5%	-65.59%	Trim
27	XAODX	Abrdn Total Dynamic Dividend	-0.6%	-95.77%	Trim
28	VPLS	Vanguard Core-plus Bond ETF	-0.6%	-22.17%	Trim
29	VMBS	Vanguard Mortgage-backed Sec	-0.8%	-93.32%	Trim
30	DFAC	Dimensional US Core Equity 2	-1.1%	-20.75%	Trim
31	CGDV	Cap Group Dividend Value	-1.2%	-21.00%	Trim
32	JEPI	Jpmorgan Equity Premium Inco	-1.3%	-68.26%	Trim
33	CGGR	Cap Group Growth Equity	-1.4%	-14.28%	Trim
34	XLE	Ss Energy Select Sector	-1.7%	-89.59%	Trim
35	FLOT	Ishares Floating Rate Bond E	-1.9%	-64.61%	Trim
36	CGSD	Cap Group Short Duration	-2.3%	-93.55%	Trim
37	JEPQ	JPM Nasdaq Equity Premium	-4.1%	-93.08%	Trim
38	JEMA	Jpmorgan Activebuilders Emer	—	NEW	New buy
39	HECA	Hedgeye Capital Allocat ETF	—	NEW	New buy
40	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	New buy
41	MUNY	Vanguard Ny Tax-ex Bond	—	NEW	New buy
42	HFSI	Hartfor Strateg Income Etf-u	—	NEW	New buy
43	EVTR	Eaton Vance Total Return	—	NEW	New buy
44	UTES	Virtus Reaves Utilities ETF	—	NEW	New buy
45	VOD	Vodafone Group Plc-sp Adr	—	EXIT	Sold out
46	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	NEW	New buy
47	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	—	NEW	New buy
48	EVSD	Eaton Vance Shrt Dur INC	—	NEW	New buy
49	GLDM	Spdr Gold Minishares Trust	—	NEW	New buy
50	NCV	Virtus Convertible & Income	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-22	13F-HR	View on EDGAR
2025-09-30	2025-11-14	13F-HR	View on EDGAR
2025-06-30	2025-08-04	13F-HR	View on EDGAR
2025-03-31	2025-05-05	13F-HR	View on EDGAR
2024-12-31	2025-02-21	13F-HR	View on EDGAR
2024-09-30	2024-11-12	13F-HR	View on EDGAR
2024-06-30	2024-08-12	13F-HR	View on EDGAR
2024-03-31	2024-05-07	13F-HR	View on EDGAR
2023-12-31	2024-02-21	13F-HR	View on EDGAR
2023-09-30	2023-12-14	13F-HR	View on EDGAR
2023-06-30	2023-08-03	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-01-25	13F-HR	View on EDGAR
2022-09-30	2022-10-25	13F-HR	View on EDGAR
2022-06-30	2022-08-08	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-02-15	13F-HR	View on EDGAR
2021-09-30	2021-11-09	13F-HR	View on EDGAR
2021-06-30	2021-07-14	13F-HR	View on EDGAR
2021-03-31	2021-04-20	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR