CIK: 0001894447
Total reported value
$186.7M
Reporting period: 2026-03-31 · Number of holdings: 174
Whalen Wealth Management Inc. disclosed 174 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $186.7M and a quarterly turnover rate of 54.4%.
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Whalen Wealth Management Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 63 equally-sized positions, well below its 174 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.33), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 63% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SHV
-17.8% -$2.0M
Add AAPL
+49.3% $1.7M
Add IEI
+30.9% $1.7M
Add JEPI
+35.8% $1.3M
Add JAAA
+58.7% $1.2M
Add JPM
+126.2% $1.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 5.06% | -1.09% | -17.79% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 4.43% | +0.48% | +20.25% | |
| 3 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 3.94% | +0.90% | +30.94% | |
| 4 | AAPL | Apple INC | Stock-Tech | 3.32% | +0.94% | +49.30% | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.95% | — | +11.18% | |
| 6 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.68% | +0.68% | +35.75% | |
| 7 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 2.62% | +0.62% | +38.26% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 2.55% | -0.34% | +15.58% | |
| 9 | IBTL | Ishares Ibonds Dec 2031 Term | ETF-Other | 2.19% | — | +1.76% | |
| 10 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.99% | -0.59% | -11.03% | |
| 11 | IBDU | Ishares Ibonds Dec 2029 Term | ETF-Other | 1.95% | — | -0.23% | |
| 12 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.81% | +0.66% | +58.65% | |
| 13 | AVGO | Broadcom INC | Stock-Tech | 1.76% | — | +23.16% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.52% | — | +26.88% | |
| 15 | MBB | Ishares Mbs ETF | ETF-Other | 1.45% | +0.39% | +38.12% | |
| 16 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.44% | +1.44% | NEW | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.27% | +0.65% | +126.16% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.27% | — | -2.14% | |
| 19 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.16% | — | +28.65% | |
| 20 | MA | Mastercard INC - A | Stock-Financials | 1.12% | — | +37.06% | |
| 21 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.10% | — | +14.13% | |
| 22 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 1.04% | +1.04% | NEW | |
| 23 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.98% | — | +9.60% | |
| 24 | CAT | Caterpillar INC | Stock-Industrials | 0.93% | — | -2.73% | |
| 25 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 0.93% | +0.93% | NEW | |
| 26 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.93% | +0.55% | +152.88% | |
| 27 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.92% | — | +33.56% | |
| 28 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 0.91% | -0.39% | -28.23% | |
| 29 | PHM | Pultegroup INC | Stock-Consumer Disc | 0.89% | +0.65% | +263.29% | |
| 30 | NFLX | Netflix INC | Stock-Comm Services | 0.82% | — | +8.93% | |
| 31 | BAC | Bank Of America CORP | Stock-Financials | 0.80% | +0.38% | +118.41% | |
| 32 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.76% | — | +38.99% | |
| 33 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.72% | +0.61% | +556.18% | |
| 34 | MU | Micron Technology INC | Stock-Tech | 0.69% | -0.47% | -49.72% | |
| 35 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.65% | +0.44% | +298.71% | |
| 36 | V | Visa Inc-class A Shares | Stock-Financials | 0.65% | — | +1.91% | |
| 37 | ORCL | Oracle CORP | Stock-Tech | 0.63% | — | +39.33% | |
| 38 | TSLA | Tesla INC | Stock-Consumer Disc | 0.62% | — | +11.47% | |
| 39 | CVX | Chevron CORP | Stock-Energy | 0.61% | — | +4.37% | |
| 40 | XOM | Exxon Mobil CORP | Stock-Energy | 0.61% | — | +4.88% | |
| 41 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.59% | +0.59% | NEW | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.59% | — | -6.28% | |
| 43 | LRCX | Lam Research CORP | Stock-Tech | 0.59% | — | -38.26% | |
| 44 | MS | Morgan Stanley | Stock-Financials | 0.58% | — | +64.91% | |
| 45 | GEV | GE Vernova INC | Stock-Industrials | 0.57% | +0.57% | NEW | |
| 46 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.55% | — | +15.91% | |
| 47 | AMD | Advanced Micro Devices | Stock-Tech | 0.53% | — | -20.89% | |
| 48 | SPGP | Invesco S&p 500 Garp ETF | ETF-Large Cap & Growth | 0.52% | +0.52% | NEW | |
| 49 | WMT | Walmart INC | Stock-Consumer Staples | 0.51% | — | -3.35% | |
| 50 | PM | Philip Morris International | Stock-Consumer Staples | 0.50% | — | +5.65% |
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+16%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 174 | $186.7M | 54 | |
| 2025-12-31 | 188 | $186.3M | 87 | |
| 2025-09-30 | 176 | $171.2M | 100 | |
| 2025-06-30 | 198 | $159.3M | 0 | |
| 2025-03-31 | 117 | $149.9M | 0 | |
| 2024-12-31 | 138 | $144.4M | 0 | |
| 2024-09-30 | 112 | $141.4M | 0 | |
| 2024-06-30 | 101 | $126.2M | 0 | |
| 2024-03-31 | 112 | $135.0M | 0 | |
| 2023-12-31 | 103 | $111.0M | 0 |
Whalen Wealth Management Inc.'s most significant position changes for 2026-03-31: Sold out: Ishares Ibonds Dec 2031 CORP (IBDW); New buy: Wisdomtree Floating Rate Tre (USFR); New buy: Janus Henderson Mortg Backed (JMBS); New buy: Ss Spdr S&p Metals Mining (XME); Sold out: Cambria Emerg Shrhldr Yield (EYLD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.9% | +49.30% | Add |
| 2 | IEI | Ishares 3-7 Year Treasury Bo | +0.9% | +30.94% | Add |
| 3 | JEPI | Jpmorgan Equity Premium Inco | +0.7% | +35.75% | Add |
| 4 | JAAA | Janus Henderson Aaa Clo ETF | +0.7% | +58.65% | Add |
| 5 | JPM | Jpmorgan Chase & Co | +0.7% | +126.16% | Add |
| 6 | PHM | Pultegroup INC | +0.7% | +263.29% | Add |
| 7 | GPIX | Gldm SA S&p 500 Pr In Etf-us | +0.6% | +38.26% | Add |
| 8 | SGOV | Ishares 0-3 Month Treasury B | +0.6% | +556.18% | Add |
| 9 | VOO | Vanguard S&p 500 ETF | +0.6% | +152.88% | Add |
| 10 | NVDA | Nvidia CORP | +0.5% | +20.25% | Add |
| 11 | IBIT | Ishares Bitcoin Trust ETF | +0.4% | +298.71% | Add |
| 12 | MBB | Ishares Mbs ETF | +0.4% | +38.12% | Add |
| 13 | BAC | Bank Of America CORP | +0.4% | +118.41% | Add |
| 14 | LIN | Linde plc | -0.3% | -49.06% | Trim |
| 15 | MSFT | Microsoft CORP | -0.3% | +15.58% | Add |
| 16 | VWOB | Vanguard Emerg Mkts Gov Bnd | -0.4% | -28.23% | Trim |
| 17 | ISRG | Intuitive Surgical INC | -0.4% | -66.34% | Trim |
| 18 | MPWR | Monolithic Power Systems INC | -0.5% | -61.24% | Trim |
| 19 | MU | Micron Technology INC | -0.5% | -49.72% | Trim |
| 20 | ABT | Abbott Laboratories | -0.5% | -52.63% | Trim |
| 21 | TMO | Thermo Fisher Scientific INC | -0.5% | -49.32% | Trim |
| 22 | CRM | Salesforce INC | -0.6% | -68.78% | Trim |
| 23 | META | Meta Platforms Inc-class A | -0.6% | -11.03% | Trim |
| 24 | SHV | Ishares 0-1 Year Treasury Bo | -1.1% | -17.79% | Trim |
| 25 | IBDW | Ishares Ibonds Dec 2031 CORP | — | EXIT | Sold out |
| 26 | USFR | Wisdomtree Floating Rate Tre | — | NEW | New buy |
| 27 | JMBS | Janus Henderson Mortg Backed | — | NEW | New buy |
| 28 | XME | Ss Spdr S&p Metals Mining | — | NEW | New buy |
| 29 | EYLD | Cambria Emerg Shrhldr Yield | — | EXIT | Sold out |
| 30 | CDX | Simplify High Yield ETF | — | EXIT | Sold out |
| 31 | HARD | Simplify Commodities Str K-1 | — | EXIT | Sold out |
| 32 | SRLN | Ss Blackstone Sr Loan ETF | — | EXIT | Sold out |
| 33 | VGIT | Vanguard Intermediate-term T | — | NEW | New buy |
| 34 | GEV | GE Vernova INC | — | NEW | New buy |
| 35 | SPGP | Invesco S&p 500 Garp ETF | — | NEW | New buy |
| 36 | PFF | Ishares Preferred & Income S | — | EXIT | Sold out |
| 37 | XLU | St Sr Utl Sl Se Spdr Etf-usd | — | EXIT | Sold out |
| 38 | PANW | Palo Alto Networks INC | — | EXIT | Sold out |
| 39 | DHI | Dr Horton INC | — | EXIT | Sold out |
| 40 | BUZZ | Vaneck Social Sentiment ETF | — | EXIT | Sold out |
| 41 | INTC | Intel CORP | — | NEW | New buy |
| 42 | SPGI | S&p Global INC | — | EXIT | Sold out |
| 43 | ZROZ | Pimco 25+ Yr Zero Cpn US Tif | — | NEW | New buy |
| 44 | QQQM | Invesco Nasdaq 100 ETF | — | NEW | New buy |
| 45 | AMAT | Applied Materials INC | — | NEW | New buy |
| 46 | TRMB | Trimble INC | — | EXIT | Sold out |
| 47 | GLD | Spdr Gold Shares | — | NEW | New buy |
| 48 | FRO | Frontline plc | — | NEW | New buy |
| 49 | GVA | Granite Construction INC | — | EXIT | Sold out |
| 50 | SEI | Solaris Energy Infrastructur | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-20 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-09 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-04 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-22 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-17 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-01 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-25 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
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