CIK: 0002053236
Total reported value
$143.4M
Reporting period: 2026-03-31 · Number of holdings: 50
Wernau Asset Management Inc. disclosed 50 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $143.4M and a quarterly turnover rate of 29.1%.
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Wernau Asset Management Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.171 — mathematically equivalent to about 6 equally-sized positions, well below its 50 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.71), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 59% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SPY
-40.7% -$32.6M
Add AAPL
-9.2% -$7.0M
Add BRK-B
-0.1% -$347.9K
Add GOOG
+0.1% -$613.2K
Add T
+0.2% $348.0K
Add PFE
-9.8% $55.1K
Showing top 48 holdings (of 50 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 29.62% | -11.02% | -40.71% | |
| 2 | AAPL | Apple INC | Stock-Tech | 27.05% | +2.29% | -9.20% | |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 4.83% | +0.90% | -0.13% | |
| 4 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.58% | +0.69% | +0.05% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.32% | — | +1.37% | |
| 6 | BAC | Bank Of America CORP | Stock-Financials | 2.82% | +0.36% | +0.10% | |
| 7 | PFE | Pfizer INC | Stock-Healthcare | 2.23% | +0.53% | -9.77% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.02% | +0.29% | -1.18% | |
| 9 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.97% | +0.30% | +0.25% | |
| 10 | T | At&t INC | Stock-Comm Services | 1.67% | +0.56% | +0.23% | |
| 11 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 1.64% | +0.41% | +2.49% | |
| 12 | UTL | Unitil CORP | Stock-Other | 1.58% | +0.45% | +0.17% | |
| 13 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.49% | +0.22% | +0.42% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.34% | +0.32% | +0.76% | |
| 15 | CSCO | Cisco Systems INC | Stock-Tech | 1.06% | +0.24% | +0.26% | |
| 16 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.83% | +0.22% | +3.41% | |
| 17 | VZ | Verizon Communications INC | Stock-Comm Services | 0.76% | +0.28% | +0.36% | |
| 18 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.72% | +0.12% | -5.36% | |
| 19 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.71% | +0.23% | +3.22% | |
| 20 | KKR | Kkr & Co INC | Stock-Financials | 0.70% | -0.04% | +0.97% | |
| 21 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.67% | +0.15% | +0.40% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.65% | +0.29% | +0.49% | |
| 23 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.65% | +0.06% | +0.42% | |
| 24 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.60% | +0.60% | NEW | |
| 25 | GLD | Spdr Gold Shares | ETF-Commodities | 0.56% | +0.12% | -8.69% | |
| 26 | NVDA | Nvidia CORP | Stock-Tech | 0.55% | +0.17% | +19.36% | |
| 27 | ED | Consolidated Edison INC | Stock-Utilities | 0.41% | +0.13% | — | |
| 28 | SAM | Boston Beer Company Inc-a | Stock-Consumer Staples | 0.40% | +0.14% | — | |
| 29 | IBM | Intl Business Machines CORP | Stock-Tech | 0.40% | +0.02% | — | |
| 30 | KMI | Kinder Morgan INC | Stock-Energy | 0.36% | +0.13% | +0.79% | |
| 31 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.34% | -0.02% | -22.77% | |
| 32 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.34% | +0.05% | — | |
| 33 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.28% | +0.03% | — | |
| 34 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.26% | +0.05% | — | |
| 35 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.24% | +0.06% | +2.56% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.23% | +0.05% | +0.20% | |
| 37 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.22% | +0.06% | — | |
| 38 | XLF | Ss Financial Select Sector | ETF-Other | 0.21% | +0.03% | — | |
| 39 | ABBV | Abbvie INC | Stock-Healthcare | 0.19% | +0.04% | +1.37% | |
| 40 | F | Ford Motor Co | Stock-Consumer Disc | 0.19% | +0.03% | +1.37% | |
| 41 | NFLX | Netflix INC | Stock-Comm Services | 0.19% | +0.05% | +5.22% | |
| 42 | PBA | Pembina Pipeline CORP | Stock-Energy | 0.17% | +0.06% | — | |
| 43 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.17% | +0.05% | +4.87% | |
| 44 | NLY | Annaly Capital Management In | Stock-Real Estate | 0.16% | +0.03% | +1.75% | |
| 45 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.16% | +0.04% | +4.60% | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.16% | +0.16% | NEW | |
| 47 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.14% | +0.14% | NEW | |
| 48 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.14% | +0.02% | — |
Performance for Q3 2026
+7.9%
Performance Last 4 Quarters
+33.4%
Based on 87% of reported portfolio value with available pricing
Wernau Asset Management Inc.'s most significant position changes for 2026-03-31: New buy: Ishares 20+ Year Treasury Bd (TLT); New buy: Johnson & Johnson (JNJ); Sold out: Schwab US Large-cap ETF (SCHX); New buy: Ishares Core S&p Small-cap E (IJR); Trim: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares -40.71%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +2.3% | -9.20% | Trim |
| 2 | BRK-B | Berkshire Hathaway Inc-cl B | +0.9% | -0.13% | Trim |
| 3 | GOOG | Alphabet Inc-cl C | +0.7% | +0.05% | Add |
| 4 | T | At&t INC | +0.6% | +0.23% | Add |
| 5 | PFE | Pfizer INC | +0.5% | -9.77% | Trim |
| 6 | UTL | Unitil CORP | +0.5% | +0.17% | Add |
| 7 | VTWO | Vanguard Russell 2000 ETF | +0.4% | +2.49% | Add |
| 8 | BAC | Bank Of America CORP | +0.4% | +0.10% | Add |
| 9 | PG | Procter & Gamble Co/the | +0.3% | +0.76% | Add |
| 10 | JPM | Jpmorgan Chase & Co | +0.3% | +0.25% | Add |
| 11 | GOOGL | Alphabet Inc-cl A | +0.3% | -1.18% | Trim |
| 12 | XOM | Exxon Mobil CORP | +0.3% | +0.49% | Add |
| 13 | VZ | Verizon Communications INC | +0.3% | +0.36% | Add |
| 14 | CSCO | Cisco Systems INC | +0.2% | +0.26% | Add |
| 15 | SCHD | Schwab US Dvd Equity ETF | +0.2% | +3.22% | Add |
| 16 | AMZN | Amazon.com INC | +0.2% | +0.42% | Add |
| 17 | SCHF | Schwab Intl Equity ETF | +0.2% | +3.41% | Add |
| 18 | NVDA | Nvidia CORP | +0.2% | +19.36% | Add |
| 19 | VWO | Vanguard Ftse Emerging Marke | +0.2% | +0.40% | Add |
| 20 | SAM | Boston Beer Company Inc-a | +0.1% | — | Unchanged |
| 21 | KMI | Kinder Morgan INC | +0.1% | +0.79% | Add |
| 22 | ED | Consolidated Edison INC | +0.1% | — | Unchanged |
| 23 | VO | Vanguard Mid-cap ETF | +0.1% | -5.36% | Trim |
| 24 | GLD | Spdr Gold Shares | +0.1% | -8.69% | Trim |
| 25 | DIS | Walt Disney Co/the | +0.1% | +0.42% | Add |
| 26 | PBA | Pembina Pipeline CORP | +0.1% | — | Unchanged |
| 27 | EEM | Ishares Msci Emerging Market | +0.1% | — | Unchanged |
| 28 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +2.56% | Add |
| 29 | IWF | Ishares Russell 1000 Growth | +0.1% | — | Unchanged |
| 30 | SBUX | Starbucks CORP | +0.1% | +4.87% | Add |
| 31 | NFLX | Netflix INC | +0.1% | +5.22% | Add |
| 32 | IWB | Ishares Russell 1000 ETF | +0.1% | — | Unchanged |
| 33 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +0.20% | Add |
| 34 | TIP | Ishares Tips Bond ETF | 0% | +4.60% | Add |
| 35 | ABBV | Abbvie INC | 0% | +1.37% | Add |
| 36 | LLY | Eli Lilly & Co | 0% | — | Unchanged |
| 37 | XLF | Ss Financial Select Sector | 0% | — | Unchanged |
| 38 | F | Ford Motor Co | 0% | +1.37% | Add |
| 39 | NLY | Annaly Capital Management In | 0% | +1.75% | Add |
| 40 | IBM | Intl Business Machines CORP | 0% | — | Unchanged |
| 41 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 42 | MSFT | Microsoft CORP | — | +1.37% | Add |
| 43 | SCHB | Schwab US Broad Market ETF | 0% | -22.77% | Trim |
| 44 | KKR | Kkr & Co INC | 0% | +0.97% | Add |
| 45 | SPY | Ss Spdr S&p 500 ETF Trust-us | -11% | -40.71% | Trim |
| 46 | TLT | Ishares 20+ Year Treasury Bd | — | NEW | New buy |
| 47 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 48 | SCHX | Schwab US Large-cap ETF | — | EXIT | Sold out |
| 49 | IJR | Ishares Core S&p Small-cap E | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-21 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-07 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-06 | 13F-HR | View on EDGAR |
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