CIK: 0001735734
Total reported value
$631.6M
Reporting period: 2026-03-31 · Number of holdings: 197
Wealth Alliance Advisory Group, LLC disclosed 197 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $631.6M and a quarterly turnover rate of 30.9%.
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Wealth Alliance Advisory Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 197 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.31), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 32% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim CWI
-90.3% -$15.8M
Add FENI
+58.0% $18.6M
Trim MDY
-85.9% -$13.2M
Trim SPAB
-79.9% -$7.0M
Trim FBND
-9.4% -$3.6M
Add JMUB
+58.2% $5.7M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 8.73% | — | +5.68% | |
| 2 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 7.79% | +2.55% | +57.96% | |
| 3 | VTV | Vanguard Value ETF | ETF-Other | 6.13% | — | -3.04% | |
| 4 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 5.45% | +0.22% | +14.65% | |
| 5 | FBND | Fidelity Total Bond ETF | ETF-Other | 4.96% | -1.02% | -9.42% | |
| 6 | VUG | Vanguard Growth ETF | ETF-Other | 4.93% | -0.10% | +18.53% | |
| 7 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 2.51% | +0.78% | +58.21% | |
| 8 | MUNI | Pimco Intermediate Municipal | ETF-Other | 2.48% | +0.77% | +57.76% | |
| 9 | BBAG | Jpmorgan Betabuilders US Agg | ETF-Other | 2.36% | +0.12% | +14.31% | |
| 10 | FMUB | Fidelity Muni Bnd Opp ETF | ETF-Other | 2.28% | +2.28% | NEW | |
| 11 | TRSY | Xtrackers US 0-1 Yr Treasury | ETF-Gov Bonds | 2.18% | +2.18% | NEW | |
| 12 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.08% | — | +6.41% | |
| 13 | AAPL | Apple INC | Stock-Tech | 1.87% | -0.28% | +0.76% | |
| 14 | DEUS | Xtrackers Russell US Multi | ETF-Other | 1.75% | +1.75% | NEW | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.67% | -0.33% | -3.50% | |
| 16 | XOM | Exxon Mobil CORP | Stock-Energy | 1.35% | +0.31% | +0.01% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.26% | -0.37% | +9.16% | |
| 18 | AVIG | Avantis Core Fixed Income | ETF-Other | 1.20% | +1.20% | NEW | |
| 19 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 1.20% | +1.20% | NEW | |
| 20 | FYX | First Trust Small Cap Core A | ETF-Small Cap | 1.13% | — | -4.26% | |
| 21 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 1.07% | — | -0.57% | |
| 22 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 1.07% | -0.35% | -15.19% | |
| 23 | WMT | Walmart INC | Stock-Consumer Staples | 1.04% | +0.05% | +1.46% | |
| 24 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.97% | -0.16% | +3.34% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.89% | — | +3.41% | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.87% | -0.29% | -11.34% | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.87% | -0.25% | -2.67% | |
| 28 | FLMI | Franklin Dynamic Municipal B | ETF-Other | 0.82% | +0.12% | +26.65% | |
| 29 | WMB | Williams Cos INC | Stock-Energy | 0.81% | +0.08% | +0.01% | |
| 30 | AVGO | Broadcom INC | Stock-Tech | 0.80% | -0.21% | -4.57% | |
| 31 | BAC | Bank Of America CORP | Stock-Financials | 0.74% | — | +15.58% | |
| 32 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.68% | — | +1.82% | |
| 33 | RTX | Rtx CORP | Stock-Industrials | 0.67% | — | -0.14% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.66% | — | +18.57% | |
| 35 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.62% | +0.31% | +83.27% | |
| 36 | CVX | Chevron CORP | Stock-Energy | 0.58% | +0.06% | -11.00% | |
| 37 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.55% | — | +1.52% | |
| 38 | FLMB | Franklin Municipal Green Bon | ETF-Other | 0.54% | — | — | |
| 39 | ORCL | Oracle CORP | Stock-Tech | 0.53% | -0.15% | +11.35% | |
| 40 | ABBV | Abbvie INC | Stock-Healthcare | 0.50% | — | +8.91% | |
| 41 | HD | Home Depot INC | Stock-Consumer Disc | 0.50% | — | +17.51% | |
| 42 | CSCO | Cisco Systems INC | Stock-Tech | 0.49% | — | +2.29% | |
| 43 | COP | Conocophillips | Stock-Energy | 0.49% | +0.11% | +0.68% | |
| 44 | SEIC | Sei Investments Company | Stock-Financials | 0.47% | — | — | |
| 45 | GE | General Electric | Stock-Industrials | 0.45% | — | +1.68% | |
| 46 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.44% | — | — | |
| 47 | BKE | Buckle Inc/the | Stock-Other | 0.44% | +0.16% | +77.02% | |
| 48 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.43% | — | +17.56% | |
| 49 | CAT | Caterpillar INC | Stock-Industrials | 0.43% | — | -7.46% | |
| 50 | ARL | American Realty Investors In | Stock-Other | 0.43% | — | — |
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+19.2%
Based on 72% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 197 | $631.6M | 31 | |
| 2025-12-31 | 197 | $584.0M | 11 | |
| 2025-09-30 | 191 | $554.4M | 20 | |
| 2025-06-30 | 186 | $525.2M | 0 | |
| 2025-03-31 | 196 | $482.3M | 100 | |
| 2024-12-31 | 188 | $473.1M | 0 | |
| 2024-09-30 | 193 | $476.1M | 0 | |
| 2024-06-30 | 192 | $444.0M | 0 | |
| 2024-03-31 | 188 | $430.9M | 0 | |
| 2023-12-31 | 183 | $382.9M | 0 | |
| 2023-09-30 | 179 | $337.2M | 0 | |
| 2023-06-30 | 171 | $283.3M | 0 | |
| 2023-03-31 | 166 | $267.3M | 0 | |
| 2022-12-31 | 173 | $261.5M | 0 | |
| 2022-09-30 | 157 | $226.9M | 0 | |
| 2022-06-30 | 146 | $211.7M | 0 | |
| 2022-03-31 | 155 | $230.6M | 0 | |
| 2021-12-31 | 165 | $230.0M | 0 | |
| 2021-09-30 | 147 | $205.7M | 0 | |
| 2021-06-30 | 151 | $205.6M | 100 | |
| 2021-03-31 | 153 | $195.0M | 16 | |
| 2020-12-31 | 151 | $184.9M | 21 | |
| 2020-09-30 | 134 | $169.0M | 13 | |
| 2020-06-30 | 125 | $163.2M | 53 | |
| 2020-03-31 | 119 | $128.8M | 35 | |
| 2019-12-31 | 135 | $175.2M | 10 | |
| 2019-09-30 | 129 | $160.9M | 7 | |
| 2019-06-30 | 127 | $162.2M | 8 | |
| 2019-03-31 | 127 | $155.1M | 22 | |
| 2018-12-31 | 119 | $133.6M | 63 | |
| 2018-09-30 | 141 | $195.5M | 14 | |
| 2018-06-30 | 130 | $182.4M | 14 | |
| 2018-03-31 | 119 | $171.7M | 68 | |
| 2017-12-31 | 92 | $111.4M | — |
Wealth Alliance Advisory Group, LLC's most significant position changes for 2026-03-31: New buy: Fidelity Muni Bnd Opp ETF (FMUB); New buy: Xtrackers US 0-1 Yr Treasury (TRSY); New buy: Xtrackers Russell US Multi (DEUS); New buy: Avantis Core Fixed Income (AVIG); New buy: Pimco Active Bond Exchange-t (BOND).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FENI | Fidelity Enhanced Intl ETF | +2.6% | +57.96% | Add |
| 2 | JMUB | Jpmorgan Municipal ETF | +0.8% | +58.21% | Add |
| 3 | MUNI | Pimco Intermediate Municipal | +0.8% | +57.76% | Add |
| 4 | XOM | Exxon Mobil CORP | +0.3% | +0.01% | Add |
| 5 | JNJ | Johnson & Johnson | +0.3% | +83.27% | Add |
| 6 | PYLD | Pimco Multisector Bond Actv | +0.2% | +14.65% | Add |
| 7 | BKE | Buckle Inc/the | +0.2% | +77.02% | Add |
| 8 | MU | Micron Technology INC | +0.1% | +131.87% | Add |
| 9 | BBAG | Jpmorgan Betabuilders US Agg | +0.1% | +14.31% | Add |
| 10 | FLMI | Franklin Dynamic Municipal B | +0.1% | +26.65% | Add |
| 11 | COP | Conocophillips | +0.1% | +0.68% | Add |
| 12 | WMB | Williams Cos INC | +0.1% | +0.01% | Add |
| 13 | PAA | Plains All Amer Pipeline LP | +0.1% | +10.72% | Add |
| 14 | BA | Boeing Co/the | +0.1% | +81.40% | Add |
| 15 | CVX | Chevron CORP | +0.1% | -11.00% | Trim |
| 16 | FUTY | Fidelity Msci US Utilities | +0.1% | +17.46% | Add |
| 17 | WMT | Walmart INC | +0.1% | +1.46% | Add |
| 18 | AGG | Ishares Core U.s. Aggregate | +0.1% | +27.84% | Add |
| 19 | VUG | Vanguard Growth ETF | -0.1% | +18.53% | Add |
| 20 | UBS | UBS Group AG | -0.1% | -0.85% | Trim |
| 21 | GLD | Spdr Gold Shares | -0.1% | -47.73% | Trim |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -18.31% | Trim |
| 23 | IBM | Intl Business Machines CORP | -0.1% | -63.90% | Trim |
| 24 | ORCL | Oracle CORP | -0.2% | +11.35% | Add |
| 25 | SIXH | Etc 6 Meridian Hedged Equity | -0.2% | -58.10% | Trim |
| 26 | AMZN | Amazon.com INC | -0.2% | +3.34% | Add |
| 27 | GS | Goldman Sachs Group INC | -0.2% | -49.00% | Trim |
| 28 | AVGO | Broadcom INC | -0.2% | -4.57% | Trim |
| 29 | SIXL | Etc 6 Meridian Low Beta Equi | -0.2% | -72.15% | Trim |
| 30 | LLY | Eli Lilly & Co | -0.3% | -2.67% | Trim |
| 31 | AAPL | Apple INC | -0.3% | +0.76% | Add |
| 32 | GOOG | Alphabet Inc-cl C | -0.3% | -11.34% | Trim |
| 33 | NVDA | Nvidia CORP | -0.3% | -3.50% | Trim |
| 34 | SPTM | Ss Spdr P S&p 1500 Comp ETF | -0.4% | -15.19% | Trim |
| 35 | MSFT | Microsoft CORP | -0.4% | +9.16% | Add |
| 36 | FBND | Fidelity Total Bond ETF | -1% | -9.42% | Trim |
| 37 | SPAB | Ss Spdr P Agg Bond ETF | -1.2% | -79.88% | Trim |
| 38 | MDY | State Street Spdr S&p Midcap | -2.3% | -85.90% | Trim |
| 39 | CWI | State Street Spdr Msci Acwi | -2.7% | -90.30% | Trim |
| 40 | FMUB | Fidelity Muni Bnd Opp ETF | — | NEW | New buy |
| 41 | TRSY | Xtrackers US 0-1 Yr Treasury | — | NEW | New buy |
| 42 | DEUS | Xtrackers Russell US Multi | — | NEW | New buy |
| 43 | AVIG | Avantis Core Fixed Income | — | NEW | New buy |
| 44 | BOND | Pimco Active Bond Exchange-t | — | NEW | New buy |
| 45 | JMST | JPM Ultra-short Muni Income | — | EXIT | Sold out |
| 46 | IHF | Ishares U.s. Healthcare Prov | — | EXIT | Sold out |
| 47 | SIXA | Etc 6 Meridian Mega Cap Equi | — | EXIT | Sold out |
| 48 | SIXS | Etc 6 Meridian Small Cap Equ | — | EXIT | Sold out |
| 49 | UBER | Uber Technologies INC | — | EXIT | Sold out |
| 50 | SXQG | Etc 6 Meridian Quality Growt | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-09 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-29 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-30 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-10 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-10 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-13 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-02 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-17 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-12 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-18 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-13 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-08 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-28 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-25 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-08 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-08 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-24 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-01 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-17 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-28 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-19 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-20 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-06-01 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-04-11 | 13F-HR | View on EDGAR |
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