CIK: 0002066147
Total reported value
$151.9M
Reporting period: 2026-06-30 · Number of holdings: 88
Uptown Financial Advisors LLC disclosed 88 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $151.9M and a quarterly turnover rate of 21.3%.
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Uptown Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 21 equally-sized positions, well below its 88 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.63), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.2 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add QQQ
+627.2% $10.7M
Trim VDE
-0.9% -$619.4K
Trim SPYV
+1.5% $829.6K
Trim VO
+294.1% $1.1M
Trim BIV
-1.8% -$101.4K
Trim SPEM
-0.1% $754.5K
Showing top 77 holdings (of 88 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VUG | Vanguard Growth ETF | ETF-Other | 10.59% | -0.30% | +494.74% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.87% | +6.85% | +627.24% | |
| 3 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 7.75% | -0.17% | -0.94% | |
| 4 | VO | Vanguard Mid-cap ETF | ETF-Other | 7.41% | -0.68% | +294.13% | |
| 5 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 6.58% | -0.70% | +1.50% | |
| 6 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 5.32% | -0.50% | -0.07% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 5.14% | — | — | |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.75% | +0.03% | -0.13% | |
| 9 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.30% | -0.34% | -2.11% | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 2.69% | -0.29% | -2.02% | |
| 11 | BIV | Vanguard Intermediate-term B | ETF-Other | 2.66% | -0.63% | -1.84% | |
| 12 | VDE | Vanguard Energy ETF | ETF-Other | 2.50% | -1.01% | -0.90% | |
| 13 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.49% | -0.27% | -2.24% | |
| 14 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 2.12% | -0.27% | +1.36% | |
| 15 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 2.10% | +0.45% | +55.78% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 2.06% | +0.38% | +29.03% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.78% | -0.09% | -0.11% | |
| 18 | ET | Energy Transfer LP | Stock-Energy | 1.62% | — | +0.03% | |
| 19 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.30% | -0.08% | -1.13% | |
| 20 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.17% | — | -0.70% | |
| 21 | EPD | Enterprise Products Partners | Stock-Energy | 1.16% | -0.28% | — | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.96% | +0.40% | +107.51% | |
| 23 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.95% | — | -0.51% | |
| 24 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.74% | — | -0.24% | |
| 25 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.73% | -0.04% | -0.01% | |
| 26 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.68% | -0.08% | — | |
| 27 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.67% | -0.06% | -0.27% | |
| 28 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.60% | -0.06% | +1.12% | |
| 29 | CSCO | Cisco Systems INC | Stock-Tech | 0.59% | +0.12% | — | |
| 30 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.58% | -0.19% | -10.26% | |
| 31 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.57% | -0.02% | -11.53% | |
| 32 | AVGO | Broadcom INC | Stock-Tech | 0.52% | — | — | |
| 33 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 0.50% | — | +2.07% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.47% | — | +1.27% | |
| 35 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.47% | -0.02% | — | |
| 36 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.39% | -0.02% | — | |
| 37 | MUB | Ishares National Muni Bond E | ETF-Other | 0.39% | — | — | |
| 38 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.39% | — | +0.03% | |
| 39 | ✓ | Stock-Other | 0.34% | +0.34% | NEW | ||
| 40 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.33% | -0.02% | — | |
| 41 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.33% | +0.33% | NEW | |
| 42 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.32% | +0.04% | +698.64% | |
| 43 | ABBV | Abbvie INC | Stock-Healthcare | 0.32% | -0.01% | — | |
| 44 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.31% | — | -0.77% | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | — | — | |
| 46 | XLE | Ss Energy Select Sector | ETF-Other | 0.30% | +0.03% | +53.63% | |
| 47 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.30% | — | +1.33% | |
| 48 | AAPL | Apple INC | Stock-Tech | 0.30% | -0.02% | — | |
| 49 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.29% | — | — | |
| 50 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.27% | — | — |
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+21%
Based on 70% of reported portfolio value with available pricing
Uptown Financial Advisors LLC's most significant position changes for 2026-06-30: Sold out: Coreweave Inc-cl A (CRWV); New buy: ; New buy: Pimco Enhanced Short Maturit (MINT); New buy: Caterpillar INC (CAT); New buy: Tesla INC (TSLA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +6.9% | +627.24% | Add |
| 2 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.5% | +55.78% | Add |
| 3 | MSFT | Microsoft CORP | +0.4% | +107.51% | Add |
| 4 | NVDA | Nvidia CORP | +0.4% | +29.03% | Add |
| 5 | ✓ | +0.3% | NEW | New buy | |
| 6 | MINT | Pimco Enhanced Short Maturit | +0.3% | NEW | New buy |
| 7 | CAT | Caterpillar INC | +0.2% | NEW | New buy |
| 8 | TSLA | Tesla INC | +0.1% | NEW | New buy |
| 9 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 10 | MIDD | Middleby CORP | +0.1% | NEW | New buy |
| 11 | JBBB | Janus Henderson B-bbb Clo Et | +0.1% | NEW | New buy |
| 12 | CSCO | Cisco Systems INC | +0.1% | — | Unchanged |
| 13 | TXN | Texas Instruments INC | +0.1% | — | Unchanged |
| 14 | VGT | Vanguard Info Tech ETF | 0% | +698.64% | Add |
| 15 | SPYG | Ss Spdr P S&p 500 Growth ETF | 0% | -0.13% | Trim |
| 16 | XLE | Ss Energy Select Sector | 0% | +53.63% | Add |
| 17 | IWM | Ishares Russell 2000 ETF | — | -0.24% | Trim |
| 18 | AVGO | Broadcom INC | — | — | Unchanged |
| 19 | GOOGL | Alphabet Inc-cl A | — | — | Unchanged |
| 20 | ABBV | Abbvie INC | 0% | — | Unchanged |
| 21 | IEMG | Ishares Core Msci Emerging | 0% | -0.84% | Trim |
| 22 | SCHG | Schwab US Large-cap Growth | 0% | — | Unchanged |
| 23 | EMXC | Ishares Msci Emr Mrk Ex Chna | 0% | -11.53% | Trim |
| 24 | SCHV | Schwab US Large-cap Value | 0% | — | Unchanged |
| 25 | IJS | Ishares S&p Small-cap 600 Va | 0% | — | Unchanged |
| 26 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 27 | AAPL | Apple INC | 0% | — | Unchanged |
| 28 | IJH | Ishares Core S&p Midcap ETF | 0% | -0.01% | Trim |
| 29 | SPDW | Ste Str Spdr Pt Dw EU ETF | -0.1% | -0.27% | Trim |
| 30 | VNQ | Vanguard Real Estate ETF | -0.1% | +1.12% | Add |
| 31 | CVX | Chevron CORP | -0.1% | — | Unchanged |
| 32 | IVV | Ishares Core S&p 500 ETF | -0.1% | -1.13% | Trim |
| 33 | VYM | Vanguard High Dvd Yield ETF | -0.1% | — | Unchanged |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -0.11% | Trim |
| 35 | NAD | Nuveen Quality Municipal INC | -0.1% | -27.72% | Trim |
| 36 | NFLX | Netflix INC | -0.1% | — | Unchanged |
| 37 | IJR | Ishares Core S&p Small-cap E | -0.2% | -0.94% | Trim |
| 38 | JAAA | Janus Henderson Aaa Clo ETF | -0.2% | -10.26% | Trim |
| 39 | VEA | Vanguard Ftse Developed ETF | -0.3% | -2.24% | Trim |
| 40 | VSS | Vanguard Ftse All Wo X-us Sc | -0.3% | +1.36% | Add |
| 41 | EPD | Enterprise Products Partners | -0.3% | — | Unchanged |
| 42 | VTV | Vanguard Value ETF | -0.3% | -2.02% | Trim |
| 43 | VUG | Vanguard Growth ETF | -0.3% | +494.74% | Add |
| 44 | SCHF | Schwab Intl Equity ETF | -0.3% | -2.11% | Trim |
| 45 | CRWV | Coreweave Inc-cl A | -0.4% | EXIT | Sold out |
| 46 | SPEM | State Street Sp Ptf Em ETF | -0.5% | -0.07% | Trim |
| 47 | BIV | Vanguard Intermediate-term B | -0.6% | -1.84% | Trim |
| 48 | VO | Vanguard Mid-cap ETF | -0.7% | +294.13% | Add |
| 49 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.7% | +1.50% | Add |
| 50 | VDE | Vanguard Energy ETF | -1% | -0.90% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-10 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-15 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-10 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-04-29 | 13F-HR | View on EDGAR |
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