CIK: 0001539948
Total reported value
$1.3B
Reporting period: 2026-03-31 · Number of holdings: 257
United Asset Strategies, Inc. disclosed 257 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.3B and a quarterly turnover rate of 18.9%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "U"
United Asset Strategies, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 56 equally-sized positions, well below its 257 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 59% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add GWW
+1435.3% $14.3M
Trim MSFT
+5.3% -$9.9M
Trim XLK
-14.9% -$8.4M
Add SPSM
+44.6% $6.8M
Trim WM
-52.5% -$7.4M
Add APD
+504.7% $6.6M
Showing top 200 holdings (of 257 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 5.45% | -0.18% | +0.38% | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 4.67% | -0.35% | -1.73% | |
| 3 | AAPL | Apple INC | Stock-Tech | 4.58% | -0.25% | -1.30% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 3.98% | — | +8.63% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.26% | -0.66% | +5.25% | |
| 6 | XLK | Ss Technology Select Sector | ETF-Tech | 2.45% | -0.58% | -14.92% | |
| 7 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.30% | -0.20% | +2.89% | |
| 8 | MRK | Merck & Co. INC. | Stock-Healthcare | 2.01% | +0.25% | -3.11% | |
| 9 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.93% | +0.28% | +13.68% | |
| 10 | AVGO | Broadcom INC | Stock-Tech | 1.91% | -0.14% | +1.39% | |
| 11 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.76% | -0.10% | +0.39% | |
| 12 | ASML | ASML Holding N.V. | Stock-Tech | 1.74% | +0.33% | -3.43% | |
| 13 | MA | Mastercard INC - A | Stock-Financials | 1.67% | -0.16% | +1.48% | |
| 14 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.65% | +0.57% | +44.56% | |
| 15 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.56% | — | +0.85% | |
| 16 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.54% | +0.17% | +0.19% | |
| 17 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.47% | — | +4.08% | |
| 18 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.44% | +0.14% | -13.84% | |
| 19 | PH | Parker Hannifin CORP | Stock-Industrials | 1.43% | -0.15% | -13.82% | |
| 20 | KMI | Kinder Morgan INC | Stock-Energy | 1.36% | +0.28% | +0.06% | |
| 21 | PANW | Palo Alto Networks INC | Stock-Tech | 1.36% | — | +9.57% | |
| 22 | BAC | Bank Of America CORP | Stock-Financials | 1.30% | -0.12% | +0.79% | |
| 23 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 1.24% | — | +1.11% | |
| 24 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 1.22% | -0.20% | -1.73% | |
| 25 | GWW | Ww Grainger INC | Stock-Industrials | 1.21% | +1.14% | +1435.32% | |
| 26 | ECL | Ecolab INC | Stock-Materials | 1.20% | — | +1.26% | |
| 27 | C | Citigroup INC | Stock-Financials | 1.17% | — | +0.47% | |
| 28 | DUK | Duke Energy CORP | Stock-Utilities | 1.16% | +0.17% | +2.01% | |
| 29 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.11% | +0.18% | -1.89% | |
| 30 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.09% | — | -1.99% | |
| 31 | NOW | Servicenow INC | Stock-Tech | 1.05% | -0.34% | +7.22% | |
| 32 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.02% | +0.36% | +41.33% | |
| 33 | ETN | Eaton Corporation plc | Stock-Industrials | 0.94% | — | -18.69% | |
| 34 | PM | Philip Morris International | Stock-Consumer Staples | 0.92% | — | -0.80% | |
| 35 | CVX | Chevron CORP | Stock-Energy | 0.92% | +0.26% | +0.07% | |
| 36 | AMGN | Amgen INC | Stock-Healthcare | 0.91% | — | +0.62% | |
| 37 | ADBE | Adobe INC | Stock-Tech | 0.89% | -0.20% | +13.61% | |
| 38 | MNST | Monster Beverage CORP | Stock-Consumer Staples | 0.88% | — | -1.70% | |
| 39 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.87% | — | +6.78% | |
| 40 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.86% | +0.14% | +6.45% | |
| 41 | HD | Home Depot INC | Stock-Consumer Disc | 0.82% | — | +2.68% | |
| 42 | AIG | American International Group | Stock-Financials | 0.80% | — | +3.37% | |
| 43 | MCK | Mckesson CORP | Stock-Healthcare | 0.78% | -0.19% | -26.20% | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.75% | +0.23% | -0.25% | |
| 45 | O | Realty Income CORP | Stock-Real Estate | 0.70% | — | +4.37% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.68% | — | -0.60% | |
| 47 | LNG | Cheniere Energy INC | Stock-Energy | 0.65% | +0.25% | +9.68% | |
| 48 | ETR | Entergy CORP | Stock-Utilities | 0.63% | -0.39% | -50.97% | |
| 49 | APD | Air Products & Chemicals INC | Stock-Materials | 0.61% | +0.53% | +504.70% | |
| 50 | XLF | Ss Financial Select Sector | ETF-Other | 0.59% | -0.17% | -16.06% |
Performance for Q3 2026
+3.9%
Performance Last 4 Quarters
+22.8%
Based on 73% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 257 | $1.3B | 19 | |
| 2025-12-31 | 262 | $1.3B | 14 | |
| 2025-09-30 | 250 | $1.2B | 35 | |
| 2025-06-30 | 239 | $1.2B | 0 | |
| 2025-03-31 | 234 | $1.1B | 100 | |
| 2024-12-31 | 231 | $1.1B | 0 | |
| 2024-09-30 | 237 | $1.1B | 0 | |
| 2024-06-30 | 226 | $1.0B | 0 | |
| 2024-03-31 | 234 | $1.0B | 0 | |
| 2023-12-31 | 236 | $890.2M | 0 | |
| 2023-09-30 | 230 | $773.5M | 0 | |
| 2023-06-30 | 231 | $802.1M | 0 | |
| 2023-03-31 | 225 | $758.0M | 0 | |
| 2022-12-31 | 226 | $717.5M | 0 | |
| 2022-09-30 | 210 | $650.9M | 0 | |
| 2022-06-30 | 207 | $686.2M | 0 | |
| 2022-03-31 | 210 | $786.4M | 0 | |
| 2021-12-31 | 211 | $839.8M | 0 | |
| 2021-09-30 | 207 | $775.5M | 0 | |
| 2021-06-30 | 204 | $750.2M | 96 | |
| 2021-03-31 | 216 | $689.6M | 27 | |
| 2020-12-31 | 201 | $636.2M | 35 | |
| 2020-09-30 | 194 | $543.7M | 29 | |
| 2020-06-30 | 188 | $507.6M | 37 | |
| 2020-03-31 | 178 | $403.2M | 56 | |
| 2019-12-31 | 199 | $515.0M | 31 | |
| 2019-09-30 | 180 | $456.8M | 26 | |
| 2019-06-30 | 190 | $435.2M | 29 | |
| 2019-03-31 | 200 | $425.6M | 40 | |
| 2018-12-31 | 188 | $366.3M | 55 | |
| 2018-09-30 | 204 | $424.8M | 27 | |
| 2018-06-30 | 193 | $378.4M | 32 | |
| 2018-03-31 | 195 | $339.2M | 35 | |
| 2017-12-31 | 190 | $373.0M | 97 | |
| 2017-09-30 | 121 | $176.4M | 90 | |
| 2017-06-30 | 150 | $337.2M | 19 | |
| 2017-03-31 | 146 | $328.0M | 30 | |
| 2016-12-31 | 148 | $306.6M | 29 | |
| 2016-09-30 | 137 | $285.6M | 39 | |
| 2016-06-30 | 139 | $266.6M | 35 | |
| 2016-03-31 | 126 | $224.2M | 42 | |
| 2015-12-31 | 137 | $230.5M | 28 | |
| 2015-09-30 | 127 | $217.1M | 46 | |
| 2015-06-30 | 129 | $223.8M | 20 | |
| 2015-03-31 | 115 | $215.6M | 37 | |
| 2014-12-31 | 129 | $234.0M | 49 | |
| 2014-09-30 | 131 | $223.1M | 50 | |
| 2014-06-30 | 120 | $206.9M | 47 | |
| 2014-03-31 | 100 | $176.5M | 94 | |
| 2013-12-31 | 86 | $145.5M | 51 | |
| 2013-09-30 | 87 | $157.7M | 35 | |
| 2013-06-30 | 90 | $151.5M | 0 |
United Asset Strategies, Inc.'s most significant position changes for 2026-03-31: Sold out: Gilead Sciences INC (GILD); Sold out: Dollar General CORP (DG); Sold out: Invesco S&p 500 Equal Weight (RSPD); Sold out: Lennar Corp-a (LEN); Sold out: Honeywell International INC (HON).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GWW | Ww Grainger INC | +1.1% | +1435.32% | Add |
| 2 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.6% | +44.56% | Add |
| 3 | APD | Air Products & Chemicals INC | +0.5% | +504.70% | Add |
| 4 | SBUX | Starbucks CORP | +0.4% | +41.33% | Add |
| 5 | ASML | ASML Holding N.V. | +0.3% | -3.43% | Trim |
| 6 | UPS | United Parcel Service-cl B | +0.3% | +244.82% | Add |
| 7 | KMI | Kinder Morgan INC | +0.3% | +0.06% | Add |
| 8 | USFR | Wisdomtree Floating Rate Tre | +0.3% | +13.68% | Add |
| 9 | CVX | Chevron CORP | +0.3% | +0.07% | Add |
| 10 | LNG | Cheniere Energy INC | +0.3% | +9.68% | Add |
| 11 | MRK | Merck & Co. INC. | +0.3% | -3.11% | Trim |
| 12 | XOM | Exxon Mobil CORP | +0.2% | -0.25% | Trim |
| 13 | JNJ | Johnson & Johnson | +0.2% | -1.89% | Trim |
| 14 | XLY | Ss Consumer Disc Select Sect | +0.2% | +100.00% | Add |
| 15 | DUK | Duke Energy CORP | +0.2% | +2.01% | Add |
| 16 | SOXX | Ishares Semiconductor ETF | +0.2% | +0.19% | Add |
| 17 | MBSF | Regan Floating Rate Mbs ETF | +0.2% | +73.43% | Add |
| 18 | CL | Colgate-palmolive Co | +0.1% | +6.45% | Add |
| 19 | LMT | Lockheed Martin CORP | +0.1% | -13.84% | Trim |
| 20 | RMD | Resmed INC | +0.1% | +66.03% | Add |
| 21 | JPM | Jpmorgan Chase & Co | -0.1% | +0.39% | Add |
| 22 | MU | Micron Technology INC | -0.1% | -61.43% | Trim |
| 23 | BAC | Bank Of America CORP | -0.1% | +0.79% | Add |
| 24 | AVGO | Broadcom INC | -0.1% | +1.39% | Add |
| 25 | PH | Parker Hannifin CORP | -0.2% | -13.82% | Trim |
| 26 | MA | Mastercard INC - A | -0.2% | +1.48% | Add |
| 27 | JNJ | Johnson & Johnson | -0.2% | -87.47% | Trim |
| 28 | XLF | Ss Financial Select Sector | -0.2% | -16.06% | Trim |
| 29 | NVDA | Nvidia CORP | -0.2% | +0.38% | Add |
| 30 | MCK | Mckesson CORP | -0.2% | -26.20% | Trim |
| 31 | META | Meta Platforms Inc-class A | -0.2% | +2.89% | Add |
| 32 | TMO | Thermo Fisher Scientific INC | -0.2% | -1.73% | Trim |
| 33 | ADBE | Adobe INC | -0.2% | +13.61% | Add |
| 34 | AAPL | Apple INC | -0.3% | -1.30% | Trim |
| 35 | NOW | Servicenow INC | -0.3% | +7.22% | Add |
| 36 | GOOGL | Alphabet Inc-cl A | -0.4% | -1.73% | Trim |
| 37 | ETR | Entergy CORP | -0.4% | -50.97% | Trim |
| 38 | XLB | Ss Materials Select Sector | -0.4% | -79.63% | Trim |
| 39 | WM | Waste Management INC | -0.6% | -52.53% | Trim |
| 40 | XLK | Ss Technology Select Sector | -0.6% | -14.92% | Trim |
| 41 | MSFT | Microsoft CORP | -0.7% | +5.25% | Add |
| 42 | GILD | Gilead Sciences INC | — | EXIT | Sold out |
| 43 | DG | Dollar General CORP | — | EXIT | Sold out |
| 44 | RSPD | Invesco S&p 500 Equal Weight | — | EXIT | Sold out |
| 45 | LEN | Lennar Corp-a | — | EXIT | Sold out |
| 46 | HON | Honeywell International INC | — | EXIT | Sold out |
| 47 | DFEV | Dimensional Emrg Mrkt Val | — | NEW | New buy |
| 48 | KKR | Kkr & Co INC | — | EXIT | Sold out |
| 49 | IGV | Ishares Expanded Tech-softwa | — | EXIT | Sold out |
| 50 | ADSK | Autodesk INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-29 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-28 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-23 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-28 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-01 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-23 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-30 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-07 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-25 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-07-25 | Amendment | View on EDGAR |
| 2023-03-31 | 2023-04-25 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-26 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-29 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-31 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-21 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-19 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-27 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-05 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-03 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-03 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-08 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-12 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-01 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-31 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-02 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-07 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-07 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-09 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-02 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-02 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-08 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-04 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-01 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-05 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-04 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | Amendment | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-17 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-03 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-09-05 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-27 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-08 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-07 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001608531
Total reported value
$1.3B
128 stks
2025-06-30
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0001406484
Total reported value
$1.3B
47 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001671657
Total reported value
$1.3B
11 stks
2026-03-31
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0000002230
Total reported value
$2.8B
99 stks
2026-03-31
5 of the top 5 holdings overlap, including Nvidia CORP
CIK 0000038777
Total reported value
$408.3B
14,782 stks
2026-03-31
5 of the top 5 holdings overlap, including Nvidia CORP
CIK 0000073124
Total reported value
$756.6B
19,864 stks
2026-03-31
5 of the top 5 holdings overlap, including Nvidia CORP