CIK: 0000938487
Total reported value
$1.4B
Reporting period: 2026-03-31 · Number of holdings: 548
SSI INVESTMENT MANAGEMENT LLC disclosed 548 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.4B and a quarterly turnover rate of 39.8%.
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Ssi Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 89 equally-sized positions, well below its 548 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.30), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim DUK 4.125 04-15-26
-84.1% -$19.8M
Trim STX 3.5 06-01-28
-68.7% -$12.5M
Add WDC 3 11-15-28
-20.7% $10.8M
Trim APO 6.75 07-31-26
-51.6% -$11.3M
Add PCG 4.25 12-01-27
+152.3% $10.8M
Trim GWRE 1.25 11-01-29
-95.5% -$10.9M
Showing top 200 holdings (of 548 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.44% | — | +0.46% | |
| 2 | WDC 3 11-15-28 | Western Digital CORP | Stock-Tech | 3.86% | +0.79% | -20.68% | |
| 3 | NEE 3 03-01-27 | Nextera Energy Capital | Stock-Utilities | 2.76% | +0.34% | +0.48% | |
| 4 | BA 6 10-15-27 | Boeing Co/the | Stock-Industrials | 2.01% | -0.48% | -14.98% | |
| 5 | ALB 7.25 03-01-27 | Albemarle CORP | Stock-Materials | 1.74% | — | -10.72% | |
| 6 | UBER 0.875 12-01-28 2028 | Uber Technologies INC | Stock-Industrials | 1.68% | -0.39% | -14.01% | |
| 7 | LYV 2.875 01-15-30 | Live Nation Entertainmen | Stock-Comm Services | 1.60% | +0.34% | +21.29% | |
| 8 | ORCL 6.5 01-15-29 D | Oracle CORP | Stock-Tech | 1.52% | +1.52% | NEW | |
| 9 | MKSI 1.25 06-01-30 | Mks INC | Stock-Tech | 1.49% | — | -31.36% | |
| 10 | WEC 4.375 06-01-27 | Wec Energy Group INC | Stock-Utilities | 1.48% | — | +1.58% | |
| 11 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 1.47% | — | +0.33% | |
| 12 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.38% | — | -0.08% | |
| 13 | JAZZ 3.125 09-15-30 | Jazz Investments I LTD | Stock-Healthcare | 1.38% | — | +9.64% | |
| 14 | BAC 7.25 PERP L | Bank Of America CORP | Stock-Financials | 1.34% | — | +2.67% | |
| 15 | PPL 2.875 03-15-28 | Ppl Capital Funding INC | Stock-Utilities | 1.23% | — | +2.07% | |
| 16 | PCG 4.25 12-01-27 | Pg&e CORP | Stock-Utilities | 1.22% | +0.75% | +152.27% | |
| 17 | MSTR 0 03-01-30 | Strategy INC | Stock-Tech | 1.16% | +1.16% | NEW | |
| 18 | VTR 3.75 06-01-26 | Ventas Realty LP | Stock-Real Estate | 1.14% | — | +0.71% | |
| 19 | SNOW 0 10-01-27 | Snowflake INC | Stock-Tech | 1.13% | — | +3.39% | |
| 20 | ASND 2.25 04-01-28 | Ascendis Pharma A/s | Stock-Other | 1.10% | — | -0.16% | |
| 21 | JMTG | Mortgage-backed Securities | ETF-Other | 1.09% | +0.55% | +98.22% | |
| 22 | AEIS 2.5 09-15-28 | Advanced Energy Ind | Stock-Industrials | 0.99% | — | -5.81% | |
| 23 | EQXCN 4.75 10-15-28 | Equinox Gold CORP | Stock-Other | 0.98% | — | +4.12% | |
| 24 | KKR 6.25 03-01-28 D | Kkr & Co INC | Stock-Financials | 0.96% | -0.35% | -7.52% | |
| 25 | HPE 7.625 09-01-27 | Hp Enterprise Co | Stock-Tech | 0.94% | — | -0.21% | |
| 26 | SPHR 3.5 12-01-28 | Sphere Entertainment Co | Stock-Comm Services | 0.93% | — | — | |
| 27 | ON 0 05-01-27 | On Semiconductor CORP | Stock-Tech | 0.90% | — | -14.04% | |
| 28 | NET 0 08-15-26 | Cloudflare INC | Stock-Tech | 0.83% | — | -0.88% | |
| 29 | EVRG 4.5 12-15-27 | Evergy INC | Stock-Utilities | 0.81% | — | +3.63% | |
| 30 | RIVN 3.625 10-15-30 | Rivian Auto INC | Stock-Consumer Disc | 0.80% | — | — | |
| 31 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.80% | +0.30% | +53.62% | |
| 32 | NEE 7.375 02-15-29 | Nextera Energy INC | Stock-Utilities | 0.80% | +0.80% | NEW | |
| 33 | SO 4.5 06-15-27 | Southern Co | Stock-Utilities | 0.79% | — | +0.87% | |
| 34 | LYV 3.125 01-15-29 | Live Nation Entertainmen | Stock-Comm Services | 0.78% | — | +51.48% | |
| 35 | BTSG 6.75 02-01-27 | Brightspring Health Serv | Stock-Other | 0.78% | -0.54% | -48.78% | |
| 36 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.75% | — | -0.11% | |
| 37 | AKAM 1.125 02-15-29 | Akamai Technologies INC | Stock-Tech | 0.73% | +0.35% | +61.38% | |
| 38 | ON 0.5 03-01-29 | On Semiconductor CORP | Stock-Tech | 0.71% | — | +35.39% | |
| 39 | MCHP 7.5 03-15-28 | Microchip Technology INC | Stock-Tech | 0.70% | — | -13.33% | |
| 40 | BABA 0.5 06-01-31 | Alibaba Group Holding | Stock-Consumer Disc | 0.69% | — | +2.31% | |
| 41 | SEI 0.25 10-01-31 | Solaris Energy Infrastru | Stock-Energy | 0.69% | — | -0.08% | |
| 42 | STX 3.5 06-01-28 | Seagate Hdd Cayman | Stock-Tech | 0.69% | -0.84% | -68.67% | |
| 43 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.69% | — | -24.22% | |
| 44 | ITGR 1.875 03-15-30 | Integer Holdings CORP | Stock-Healthcare | 0.68% | +0.68% | NEW | |
| 45 | RWT 7.75 06-15-27 | Redwood Trust INC | Stock-Other | 0.67% | — | +11.56% | |
| 46 | MIRM 4 05-01-29 | Mirum Pharmaceuticals | Stock-Other | 0.67% | — | -20.96% | |
| 47 | MTSI 0 12-15-29 | Macom Tech Solutions | Stock-Tech | 0.67% | +0.67% | NEW | |
| 48 | ARES 6.75 10-01-27 B | Ares Management CORP | Stock-Financials | 0.66% | — | -2.69% | |
| 49 | QXO 5.5 05-15-28 | Qxo INC | Stock-Industrials | 0.66% | — | +39.25% | |
| 50 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.65% | — | -0.54% |
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 0 months of available history
Based on 9% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 548 | $1.4B | 40 | |
| 2025-12-31 | 557 | $1.5B | 33 | |
| 2025-09-30 | 540 | $1.5B | 63 | |
| 2025-06-30 | 562 | $1.4B | 0 | |
| 2025-03-31 | 550 | $1.3B | 100 | |
| 2024-12-31 | 585 | $1.3B | 0 | |
| 2024-09-30 | 578 | $1.4B | 0 | |
| 2024-06-30 | 536 | $1.3B | 0 | |
| 2024-03-31 | 521 | $1.3B | 0 | |
| 2023-12-31 | 535 | $1.3B | 0 | |
| 2023-09-30 | 505 | $1.2B | 0 | |
| 2023-06-30 | 534 | $1.4B | 0 | |
| 2023-03-31 | 542 | $1.4B | 0 | |
| 2022-12-31 | 662 | $1.6B | 0 | |
| 2022-09-30 | 628 | $1.5B | 0 | |
| 2022-06-30 | 629 | $1.6B | 0 | |
| 2022-03-31 | 625 | $1.8B | 0 | |
| 2021-12-31 | 598 | $1.7B | 0 | |
| 2021-09-30 | 612 | $1.7B | 0 | |
| 2021-06-30 | 622 | $1.5B | 95 | |
| 2021-03-31 | 526 | $1.4B | 41 | |
| 2020-12-31 | 487 | $1.4B | 52 | |
| 2020-09-30 | 448 | $1.2B | 40 | |
| 2020-06-30 | 435 | $1.1B | 67 | |
| 2020-03-31 | 460 | $1.1B | 44 | |
| 2019-12-31 | 563 | $1.5B | 27 | |
| 2019-09-30 | 567 | $1.4B | 37 | |
| 2019-06-30 | 558 | $1.3B | 32 | |
| 2019-03-31 | 427 | $1.2B | 39 | |
| 2018-12-31 | 257 | $1.1B | 39 | |
| 2018-09-30 | 300 | $1.3B | 39 | |
| 2018-06-30 | 290 | $1.2B | 32 | |
| 2018-03-31 | 310 | $1.2B | 33 | |
| 2017-12-31 | 311 | $1.2B | 27 | |
| 2017-09-30 | 310 | $1.2B | 100 | |
| 2017-06-30 | 311 | $1.1B | 0 | |
| 2017-03-31 | 306 | $1.1B | 25 | |
| 2016-12-31 | 302 | $1.1B | 31 | |
| 2016-09-30 | 294 | $1.1B | 25 | |
| 2016-06-30 | 279 | $1.0B | 26 | |
| 2016-03-31 | 270 | $975.3M | 37 | |
| 2015-12-31 | 279 | $977.0M | 37 | |
| 2015-09-30 | 274 | $929.2M | 42 | |
| 2015-06-30 | 292 | $1.0B | 48 | |
| 2015-03-31 | 295 | $1.1B | 57 | |
| 2014-12-31 | 363 | $984.6M | 50 | |
| 2014-09-30 | 392 | $1.0B | 39 | |
| 2014-06-30 | 388 | $1.0B | 32 | |
| 2014-03-31 | 395 | $979.8M | 49 | |
| 2013-12-31 | 407 | $1.1B | 41 | |
| 2013-09-30 | 382 | $1.1B | 41 | |
| 2013-06-30 | 384 | $1.0B | 0 |
Ssi Investment Management LLC's most significant position changes for 2026-03-31: New buy: Oracle CORP (ORCL 6.5 01-15-29 D); Sold out: Ford Motor Company (F 0 03-15-26); New buy: Strategy INC (MSTR 0 03-01-30); Sold out: Expedia Group INC (EXPE 0 02-15-26); New buy: Nextera Energy INC (NEE 7.375 02-15-29).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WDC 3 11-15-28 | Western Digital CORP | +0.8% | -20.68% | Trim |
| 2 | PCG 4.25 12-01-27 | Pg&e CORP | +0.8% | +152.27% | Add |
| 3 | JMTG | Mortgage-backed Securities | +0.6% | +98.22% | Add |
| 4 | LNTH 2.625 12-15-27 | Lantheus Holdings INC | +0.5% | +2051.64% | Add |
| 5 | MARA 0 03-01-30 | Mara Holdings INC | +0.4% | +1633.49% | Add |
| 6 | PCG 6 12-01-27 A | Pg&e CORP | +0.4% | +996.79% | Add |
| 7 | AKAM 1.125 02-15-29 | Akamai Technologies INC | +0.4% | +61.38% | Add |
| 8 | LYV 2.875 01-15-30 | Live Nation Entertainmen | +0.3% | +21.29% | Add |
| 9 | NEE 3 03-01-27 | Nextera Energy Capital | +0.3% | +0.48% | Add |
| 10 | ICVT | Ishares Convertible Bond ETF | +0.3% | +53.62% | Add |
| 11 | ARRY 1 12-01-28 | Array Technologies INC | -0.3% | -92.51% | Trim |
| 12 | SNOW 0 10-01-29 | Snowflake INC | -0.3% | -92.18% | Trim |
| 13 | VXUS | Vanguard Total Intl Stock | -0.3% | -39.25% | Trim |
| 14 | W 3.25 09-15-27 | Wayfair INC | -0.3% | -53.96% | Trim |
| 15 | KKR 6.25 03-01-28 D | Kkr & Co INC | -0.4% | -7.52% | Trim |
| 16 | DDOG 0 12-01-29 | Datadog INC | -0.4% | -49.63% | Trim |
| 17 | IYW | Ishares Ustechnology ETF | -0.4% | -46.55% | Trim |
| 18 | UBER 0.875 12-01-28 2028 | Uber Technologies INC | -0.4% | -14.01% | Trim |
| 19 | RIOT 0.75 01-15-30 | Riot Platforms INC | -0.4% | -99.75% | Trim |
| 20 | BA 6 10-15-27 | Boeing Co/the | -0.5% | -14.98% | Trim |
| 21 | BTSG 6.75 02-01-27 | Brightspring Health Serv | -0.5% | -48.78% | Trim |
| 22 | GWRE 1.25 11-01-29 | Guidewire Software INC | -0.7% | -95.49% | Trim |
| 23 | APO 6.75 07-31-26 | Apollo Global Management | -0.8% | -51.59% | Trim |
| 24 | STX 3.5 06-01-28 | Seagate Hdd Cayman | -0.8% | -68.67% | Trim |
| 25 | DUK 4.125 04-15-26 | Duke Energy CORP | -1.3% | -84.14% | Trim |
| 26 | ORCL 6.5 01-15-29 D | Oracle CORP | — | NEW | New buy |
| 27 | F 0 03-15-26 | Ford Motor Company | — | EXIT | Sold out |
| 28 | MSTR 0 03-01-30 | Strategy INC | — | NEW | New buy |
| 29 | EXPE 0 02-15-26 | Expedia Group INC | — | EXIT | Sold out |
| 30 | NEE 7.375 02-15-29 | Nextera Energy INC | — | NEW | New buy |
| 31 | ITGR 1.875 03-15-30 | Integer Holdings CORP | — | NEW | New buy |
| 32 | MTSI 0 12-15-29 | Macom Tech Solutions | — | NEW | New buy |
| 33 | TWO 6.25 01-15-26 | Two Harbors Inv CORP | — | EXIT | Sold out |
| 34 | BKLN | Invesco Senior Loan ETF | — | EXIT | Sold out |
| 35 | CAKE 2 03-15-30 | Cheesecake Factory (the) | — | NEW | New buy |
| 36 | INN 1.5 02-15-26 | Summit Hotel Properties | — | EXIT | Sold out |
| 37 | BBIO 1.75 03-01-31 | Bridgebio Pharma INC | — | NEW | New buy |
| 38 | ARWR 0 01-15-32 | Arrowhead Research CORP | — | NEW | New buy |
| 39 | PPL 7 02-15-29 | Ppl Corporation | — | NEW | New buy |
| 40 | VSEC 5.75 02-01-29 | Vse CORP | — | NEW | New buy |
| 41 | LNT 3.875 03-15-26 | Alliant Energy CORP | — | EXIT | Sold out |
| 42 | JOBY 0.75 02-15-32 | Joby Aviation INC | — | NEW | New buy |
| 43 | ATEC 0.75 03-15-30 | Alphatec Holdings INC | — | NEW | New buy |
| 44 | KBWB | Invesco Kbw Bank ETF | — | EXIT | Sold out |
| 45 | ITRI 0 03-15-26 | Itron INC | — | EXIT | Sold out |
| 46 | VRNS 1 09-15-29 | Varonis System INC | — | NEW | New buy |
| 47 | PMT 5.5 03-15-26 | Pennymac CORP | — | EXIT | Sold out |
| 48 | GLDM | Spdr Gold Minishares Trust | — | NEW | New buy |
| 49 | KOS 3.125 03-15-30 | Kosmos Energy LTD | — | NEW | New buy |
| 50 | FRPT 3 04-01-28 | Freshpet INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-28 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-08 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-26 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-03 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-13 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-04 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-10 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-28 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-11 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-12 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-13 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-12 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-07 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-09 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-11-14 | Amendment | View on EDGAR |
| 2017-06-30 | 2017-08-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-09 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-09 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-09 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-11 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-08 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-09 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-09 | 13F-HR | View on EDGAR |
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